Weiss Asset Management (WAM), a Boston-based investment firm, is seeking a Compliance Analyst to join our Compliance team. The ideal candidate is detail-oriented, analytical, and technically proficient, with sound judgment and the ability to prioritize under pressure while collaborating effectively across teams. We encourage May 2026 graduates and candidates with up to three years of experience to apply.
Intermediate SQL proficiency is required; additional technical skills are a plus, as is experience with AI, automation, or order management systems (OMS). This role is full-time in our Boston office, 5 days per week.
Responsibilities:- Review and resolve OMS compliance exception alerts (pre- and post-trade) in coordination with the trading team.
- Support the team in addressing trade-related inquiries and compliance questions across asset classes and jurisdictions.
- Track regulatory developments globally and help update compliance policies and procedures accordingly.
- Help maintain and apply compliance rules within the OMS across funds and strategies.
- Maintain restricted securities and issuer lists, ensuring accuracy and integration into investment workflows.
- Support wall-crossing processes, including tracking restricted individuals and managing MNPI appropriately.
- Use SQL to support data analysis and help streamline or automate manual compliance processes.
- Contribute to ad-hoc compliance projects, including audits, regulatory reviews, and system enhancements.
Base Salary: $85k-$120k per year, depending on experience. Actual offer will reflect your specific skills, years of relevant experience, and fit for the role. It is unlikely that all new hires will start at the top of this range.
