American Fidelity

Compliance Analyst IV

American Fidelity • $80K — $95K *
Oklahoma City, OK 73160In-Person
Finance & Insurance
5 - 7 years of experience
Today
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Job Overview by Ladders

Qualifications

  • Bachelor's degree preferred; equivalent experience in compliance or regulated industries accepted
  • 7-10 years of insurance industry experience required
  • 5-7 years as a compliance analyst
  • Advanced knowledge of MS Office programs
  • Strong communication, research, and analytical skills
  • Ability to obtain required FINRA licenses within specified timeframes
  • Proficiency in project management and product development processes

Responsibilities

  • Provide compliance information for business requirements and project implementation
  • Research and maintain product forms to ensure compliance with regulations
  • Train and mentor compliance analysts on product form compliance
  • Coordinate compliance activities among team members to meet goals
  • Analyze and adjust organizational procedures for efficiency
  • Negotiate outcomes to meet compliance objectives
  • Manage multiple projects under tight deadlines

Benefits

  • Professional development opportunities
  • Support for obtaining industry-related designations
  • Continuing education for maintaining licenses
  • Collaborative work environment
  • Mentorship and training programs
Full Job Description
  • Provide appropriate compliance information to support the development of business requirements, functional processing, testing and implementation of compliance related projects.
  • Research contract language and regulatory requirements to develop, file, and maintain product forms and related systems, processes and materials to ensure compliance with federal and state legislation and coordinate these activities among team members to meet established goals and priorities.
  • Train and/or mentor other compliance analysts in all aspects of product form compliance.


Education

Bachelor's degree preferred; equivalent work experience in compliance, legal, or role supporting a regulated industry will be considered in lieu of degree

Licenses
  • Obtain one or more generally recognized industry related designations (FLMI, HIA, AIRC, etc.)
  • FINRA Series Licensing
    • SIE (Securities Industry Essentials) required within 90 days of hire
    • 6 (or 7) (Variable Contracts Limited Representative) - required within 24 months of hire
    • 63 (Uniform Securities Agent) - required within 24 months of hire
    • 24 or 26 (Investment Company and Variable Contract Products Principal) preferred

Applicable continuing education in order to maintain designations

Technical Skills and Requirements
  • 7-10 years of insurance industry experience required, including 5-7 years as a compliance analyst
  • Advanced knowledge of MS Office programs (Word, Excel, Access, Powerpoint, etc.)
  • Knowledge of organizational structure, Company policies and procedures
  • Extensive knowledge of contract construction
  • Strong communication skills including oral, written and presentation
  • Strong research, analysis, problem solving, and interpretive skills
  • Working knowledge of Company systems applicable to contract design, structure and functional processing, if applicable
  • Project management, strong presentation skills and organizational familiarity of the front and back end of product development as well as an understanding of each stage of the product development process and the systems impacted
  • Ability to work independently and address problems through own initiative and creativity
  • Demonstrates proficiency with complex technical situations including non-traditional risks and underwriting
  • Demonstrates a high level of administrative competence and excels in analyzing and adjusting organization procedures for maximum efficiency
  • Ability to work under pressure of deadlines and manage multiple projects at once
  • Ability to work professionally and effectively with colleagues, customers and vendors
  • Demonstrates ability of negotiating acceptable outcomes ensuring compliance objectives are met
  • Well organized and able to handle multiple priorities
  • Demonstrates ability of negotiating acceptable outcomes
  • Advanced knowledge of multiple product lines
  • Strong mentoring and coaching skills


#AFC

About American Fidelity

American Fidelity Assurance is an American private, family-owned life and health insurance company co-founded by C.W. and C.B. Cameron. It provides voluntary supplemental health insurance products and tax deferred annuities to education employees, auto dealerships, health care providers and municipal workers across the United States. Headquartered in Oklahoma City, OK, AFA is a subsidiary of American Fidelity Corporation, which is owned by the founding Cameron family. The company has ranked on Fortune magazine's "100 Best Companies to Work For" list 15 times, most recently in 2021. American Fidelity serves 1 million customers in 49 states. Since 1982, AFA has consistently been rated "A+" by A. M. Best. AFA has 2000 employees around the U.S. and the Chairman and CEO is Bill Cameron, the grandson of company co-founder C.W. Cameron. Headquarters: American Fidelity Assurance Company corporate headquarters is in the American Fidelity building, The Oklahoman newspaper building) located in north Oklahoma City just East off the Broadway Extension and Britton Road at 9000 Cameron Parkway.
Learn more about American Fidelity
Industry
Finance & Insurance
Founded
1960
* Ladders Estimates

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