Compliance Analyst

Ascendion

$103K — $107K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 5-7 years of experience in compliance or related field
  • Strong understanding of federal and state regulatory environments
  • Experience developing and delivering compliance training
  • Proven track record of analyzing complex regulatory changes
  • Ability to communicate effectively with various business units

Responsibilities

  • Monitor and assess local and federal regulations impacting the business
  • Provide ongoing compliance advice during projects and marketing reviews
  • Analyze and communicate changes in regulations to first and second line of defense teams
  • Develop corporate compliance policies and ensure alignment with operational teams
  • Create training materials focused on high-risk compliance areas

Benefits

  • Comprehensive medical, dental, and vision insurance
  • 401(k) retirement plan with potential company contributions
  • Long and short-term disability insurance
  • Accrued personal days and generous vacation time
  • Paid holidays and a floating holiday each year
  • Access to the Ascendion Learning Management System
Full Job Description
About the Role:

Title:Compliance Analyst

Location: Sacramento, CA (Hybrid)

Position Requirements:
  • Monitor and analyze applicable regulations at the federal and state levels
  • Provide proactive compliance guidance to business units through ongoing advisory services, projects, marketing reviews, etc.
  • Analyze new or amended regulations, including complex cases, impacting business activities, communicate relevant changes to 1LOD and provide 2LOD oversight through an established Regulatory Development Process.
  • Provide subject matter expertise in the development of corporate compliance policies and provide alignment confirmations to 1LOD teams.
  • Develop compliance training content to ensure understanding and adherence to applicable regulations, with a focus on areas of higher compliance risk.

Salary Range:The salary for this position is between $103,000 - $107,000 annually. Factors which may affect pay within this range may include geography/market, skills, education, experience, and other qualifications of the successful candidate.

Benefits:The Company offers the following benefits for this position, subject to applicable eligibility requirements: [medical insurance] [dental insurance] [vision insurance] [401(k) retirement plan] [long-term disability insurance] [short-term disability insurance] [5 personal day accrued each calendar year. The Paid time off benefits meet the paid sick and safe time laws that pertains to the City/ State] [10-15 day of paid vacation time] [6 paid holidays and 1 floating holiday per calendar year] [Ascendion Learning Management System]

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Preferred Skills

Compliance
  • Privacy
  • Risk Management
  • Banking
  • Financial Services


Job details

Job ID 333076

Role Compliance Analyst

Location Sacramento, California, US

Job type Direct Hire

Recruiter Manisha

Email [email protected]

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