AVP, Change Management

LPL Financial Holdings, Inc. • $99K — $166K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • 7-10 years in technology operations, production support, release management, or change governance in a large enterprise.
  • 5+ years leading change governance, CAB/ECAB, or ITSM process ownership at scale.
  • 5+ years in a regulated financial services environment (broker-dealer, banking, or insurance technology preferred).
  • 5+ years experience with ITIL change enablement and production control design.
  • 5+ years experience with ServiceNow Change & CMDB at the enterprise level.

Responsibilities

  • Execute high-impact change decisions and chair or delegate CAB/ECAB meetings.
  • Integrate governance with strategic initiatives and release schedules.
  • Align change risk assessments with customer impact and critical paths.
  • Represent change governance to senior stakeholders and manage escalations.
  • Drive cross-tower adoption and align change controls with various management processes.
  • Define and publish KPIs/KRIs related to change management success.
  • Trend failed changes and sponsor corrective actions.

Benefits

  • 401K matching
  • Health benefits
  • Employee stock options
  • Paid time off
  • Volunteer time off
Full Job Description
LPL Financial is seeking an AVP, Change Management to support the successful adoption of new initiatives and projects across the organization. This role will contribute to the development and execution of change management strategies, ensuring a smooth transition for employees impacted by organizational changes.

Responsibilities:

  • Execute CAB / ECAB and high-impact change decisions; chair or delegate with clear escalation paths.
  • Integrate governance with release weekends, blackout/freeze calendars, and strategic initiatives (e.g., platform migrations, landing-zone transitions, security uplift, major vendor upgrades).
  • Align change risk assessment with customer/advisor impact, market hours, money movement, trading, and critical client-facing paths.
  • Represents change governance to senior technology, risk, and audit stakeholders; owns escalations, policy exceptions, and freeze/blackout decisions with documented rationale.
  • Drives cross-tower adoption (applications, infrastructure, cloud, data, security) and aligns change controls with release management, CMDB, DR/resiliency, and vulnerability/SPOF remediation cadences.
  • Define and publish KPIs/KRIs: success rate, failed changes, unauthorized change, emergency %, CAB timeliness, record completeness, repeat failure themes.
  • Trend failed changes, rollbacks, and change-related incidents; sponsor corrective actions and policy/tool updates.
  • Benchmark against peer firms and industry practice; prepare materials for QBRs, audit committees, and executive summaries.


What are we looking for?

We're looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

Requirements:
  • 7-10 years in technology operations, production support, release management, or change governance in a large, complex enterprise.
  • 5+ years leading change governance, CAB/ECAB, or ITSM process ownership at scale.
  • 5+ years experience in a regulated financial services environment (broker-dealer, banking, or insurance technology strongly preferred).
  • 5+ years experience/knowledge of ITIL change enablement and production control design (not credentials alone).
  • 5+ years experience with ServiceNow Change & CMDB at enterprise level-workflow design, governance reporting, audit evidence.


Preferences:
  • Demonstrated executive communication and ability to influence directors, VPs, and engineering leaders without line authority.
  • Excellent written and verbal communication skills, with the ability to tailor messages to different audiences.
  • Proven ability to build strong relationships and collaborate effectively with diverse stakeholders.
  • Strong analytical and problem-solving skills, with an attention to detail.
  • Ability to work independently and as part of a team in a fast-paced, dynamic environment.


Pay Range:
$99,910.00 - $166,448.00
Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

About LPL Financial Holdings, Inc.

LPL Financial Holdings, Inc. Careers

Joining LPL Financial Holdings, Inc. presents an unparalleled opportunity to become part of a leading team of professionals in the financial services industry. The company is renowned for its commitment to innovation, leadership, and professional growth, making it an ideal workplace for ambitious individuals looking to advance their careers.

Explore Job Opportunities

LPL Financial Holdings, Inc. offers a variety of job opportunities that cater to a range of skills and interests. From entry-level positions to senior leadership roles, each job opening provides a platform for personal and professional development. Candidates can expect a rigorous interview process that ensures each team member is not only a fit for the position but also aligns with the company's culture of excellence and integrity.

Internship Programs

For those starting their career journey, LPL Financial Holdings, Inc. provides robust internship programs designed to offer real-world experience in the financial sector. Internships are a cornerstone of the company's commitment to nurturing young talent, providing a foundation of knowledge and skills that are crucial for future employment in the industry.

Commitment to Diversity and Inclusion

Diversity and inclusion are at the heart of LPL Financial Holdings, Inc. The company believes in empowering all employees through diversity training and leadership opportunities that promote an inclusive workplace. This approach not only enhances team collaboration but also drives innovation and creativity.

Benefits and Culture

LPL Financial Holdings, Inc. is dedicated to supporting its employees with comprehensive benefits designed to promote a healthy work-life balance. Benefits include competitive health care options, retirement plans, and wellness programs. The company culture is built on a foundation of mutual respect and teamwork, encouraging networking and professional development across all levels of the organization.

Professional Growth and Development

Employees at LPL Financial Holdings, Inc. are encouraged to continuously enhance their professional skills and advance their careers within the company. Leadership development programs and continuous learning opportunities are readily available, allowing individuals to achieve their career goals and contribute effectively to their teams.

Join the LPL Financial Holdings, Inc. Team

LPL Financial Holdings, Inc. is actively hiring and looking for passionate, creative, and solution-driven team players. Explore open positions that match your skills and interests on the LPL Financial Holdings, Inc. careers page. Each position offers a chance to be part of a dynamic team that is instrumental in shaping the future of financial services.

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