Mizuho Financial

Audit Operations

Mizuho Financial • $160K — $220K *
New York, NY 10025In-Person
Finance & Insurance
5 - 7 years of experience
Today
Be an Early Applicant
Job Overview by Ladders

Qualifications

  • Bachelor's degree, ideally with advanced degree or professional certification (e.g., CPA, CA, CIA, CISA).
  • 7-12 years of relevant experience in internal auditing or related fields, with supervisory experience.
  • Strong understanding of internal audit principles and risk management concepts.
  • Ability to oversee and direct all phases of internal audits and related projects.
  • Knowledge of banking and securities regulations pertinent to audit coverage.
  • Proficient in using analytical tools to enhance audit efficiency.
  • Effective communication skills for reporting and engaging with various stakeholders.

Responsibilities

  • Manage internal audits for the Bank's Operations, ensuring compliance with IAD policies.
  • Oversee Continuous Monitoring Program for audits related to the Operations team.
  • Coordinate with other IADA Audit Groups as required.
  • Manage special audit work and projects on an as-needed basis.
  • Guide and evaluate audit staff, fostering their professional development.
  • Serve as the liaison between IADA and line management, staying informed on business risks.
  • Assist in developing IADA's Annual Plan and corresponding reports.

Benefits

  • Generous employee benefits package, including a discretionary bonus for successful candidates.
  • Hybrid working program with flexible remote work opportunities, depending on departmental needs.
Full Job Description
Job Description:
  • Manage or direct internal audits related to the Bank's Operations or as otherwise directed by IADA management. According to the assignment, this may include supervising or executing any or all phases (Planning, Fieldwork, Reporting and Follow-up) of assigned audits in compliance with approved IAD policies and procedures, and IADA local standards. Adhere to relevant timing, scheduling, and budgetary requirements.
  • Oversee and maintain a Continuous Monitoring Program for the Operations team' portfolio of audits.
  • Coordinate with or assist other IADA Audit Groups, as needed.
  • Manage or perform special audit work and other special projects, as needed.
  • Assign and direct audit staff assigned to the team, evaluate and provide feedback regarding their performance, and manage their continuing professional development.
  • Act as an ongoing point of contact between IADA and line management responsible for the Operations audit team and remain current and knowledgeable with respect to their business and risk profiles.
  • Communicate, as needed, with IAD Head Office, other IAD overseas offices, IADA management and staff, other Mizuho areas/functions/personnel, external auditors, regulatory examiners and others, as needed, to ensure effective and efficient internal audit coverage of the businesses and functions audited by IADA.
  • Assist in the design, development and implementation of IADA's Annual Plan and Schedule, and in the preparation and/or presentation during the year of related MIS reports.
  • Cooperate as needed with supervisory authorities, external auditors and other service providers in the conduct of their activities at Mizuho.
  • Represent IADA, as directed, on Bank Committees, sub-Committees, Special Project Teams, Working Groups or Meeting Groups.
  • Cooperate fully with directives and requests from IADA's Quality Assurance Support and promote the ongoing effectiveness of IADA's Quality Assurance function.
  • Perform other assignments as may be directed by IADA senior audit management.


List of Core Competencies:
  • Bachelors Degree or equivalent. May also hold an advanced or specialized degree and/or a professional certification (e.g., CPA, CA, CIA, CISA) or license relevant to the profession.
  • Demonstrates a sound understanding of the financial services industry, and possesses at least 7-12 years of relevant work experience, including experience in a supervisory or management capacity, in internal auditing or external auditing, supervisory examinations, or their equivalent.
  • Demonstrates sound understanding of internal audit principles, practices and techniques, the concepts of risk, risk management, internal control and compliance, and the ability to effectively and consistently apply such understanding to assignments.
  • Demonstrates the ability to effectively oversee and direct the structuring, planning, scheduling and execution of all phases of internal audits, special projects and other audit work, in a manner consistent with recognized professional standards and with applicable Mizuho/IAD/IADA policies and procedures.
  • Knowledge of key banking and securities-related regulations and ability to assess appropriate audit coverage during ongoing reviews.
  • Ability to utilize analytical tools during ongoing audit activities to increase audit efficiency and effectiveness.
  • Demonstrates the ability to effectively direct, guide and supervise all subordinate staff in the execution of the Operations audit team's work, evaluate their performance, and manage their ongoing professional development. Demonstrates capacity for effective oral and written communications, with respect to the preparation of required reports and oral communications with audit department and auditee management, audit staff subordinates, external auditors, supervisory authorities, external contractors, and others, as needed.
  • Demonstrates the ability to effectively initiate, plan, organize and hold meetings and discussions in the conduct of the Operations auidt team or IADA's business, and to act as a surrogate for senior IADA management, as appropriate. Demonstrates the capacity for effective project and time management skills, including the ability to prioritize, design and direct multiple tasks/projects, both audits and administrative, to anticipate and meet required deadlines.
  • Demonstrates ability to effectively support the senior audit management manager with respect to the administrative management of IAD


The expected base salary ranges from $160,000.00 - $220,000. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.

#LI-Hybrid

#LI-NR1

Other requirements

Mizuho has in place a hybrid working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that will be communicated to you as part of the recruitment process

About Mizuho Financial

Mizuho Financial Group, Inc. is a Japanese banking holding company headquartered in the ?temachi district of Chiyoda, Tokyo, Japan. The name "mizuho" literally means "abundant rice" in Japanese. It holds assets in excess of $1.8 trillion US dollars through its control of Mizuho Bank, Mizuho Corporate Bank, and other operating subsidiaries. The company's combined holdings form the second largest financial services group in Japan. Its banking businesses rank third in Japan after Mitsubishi UFJ Financial Group and Sumitomo Mitsui Financial Group. It is the 15th largest banking institution in the world by total assets as of December 2018.
Learn more about Mizuho Financial
Size
54,492 employees
Market Cap
$35 billion
Industry
Finance & Insurance
Net Income
$84.4 billion
5 Year Trend
-0.6%
NASDAQ
MFG
* Ladders Estimates

Similar Jobs

Ad banner background

Get Ready For Your
Next Interview

More Jobs at Mizuho Financial

More Finance & Insurance Jobs

Find similar Audit Operations jobs:

NationwideNew York, NY