Associate - Corporate - Investment Funds Regulatory

Latham & Watkins LLP

$225K *
Legal & Accounting
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 3+ years of relevant asset management regulatory experience
  • Strong knowledge of the Investment Advisers Act of 1940
  • Familiarity with the Investment Company Act of 1940
  • Experience in private equity and hedge fund formation is advantageous
  • Ability to provide compliance advice to investment advisers and family offices

Responsibilities

  • Advise clients on legal, regulatory, and compliance matters
  • Counsel clients during SEC examinations and investigations
  • Assist in structuring complex corporate transactions involving investment advisers
  • Provide support in managing private equity and hedge funds
  • Collaborate with white collar litigation department on regulatory issues

Benefits

  • Comprehensive resources through the 'LiveWell Latham' program
  • Supportive policies for health, family, and financial well-being
  • Access to best-in-class employee benefits
  • Commitment to diversity and equal opportunity
  • Investment in the well-being of lawyers and staff
Full Job Description
About the Role

The Investment Funds Regulatory Practice is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience. Candidates should have strong working knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Private equity and hedge fund formation experience is also helpful. The group's investment funds attorneys provide legal, regulatory, and compliance advice to investment advisers, family offices, and other financial institutions around the globe, including in connection with operating and managing private equity funds, private credit funds, hedge funds, and real estate funds, and the structuring of complex corporate transactions involving investment advisers and investment funds. Investment funds regulatory attorneys regularly counsel clients in SEC examinations, investigations, and enforcement proceedings and work closely with the firm's white collar litigation department in connection with those matters. Investment funds attorneys also advise on Investment Company Act issues, including regulatory, status, and structuring issues.

Main Contact Details


[email protected]

Additional Information

Investing in the well-being of our lawyers and staff is among the firm's highest priorities. Through our "LiveWell Latham" program, we offer best-in-class benefits and comprehensive resources designed to support you and your loved ones through all life's moments - from building a family and taking care of loved ones, to managing your health and saving for the future.

Pay Range

Associate Base Salary

Discretionary bonuses may be available depending on application circumstances and position.

Class ofUS Payroll2026$225,0002025$225,0002024$235,0002023$260,0002022$310,0002021$365,0002020$390,0002019
$420,000
2018$435,000

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