OverviewOceanview Life and Annuity (OVLAC) is seeking a
Associate, Internal Auditor to join our growing Internal Audit team. This role is ideal for a candidate with a background in compliance, investigations, or data analysis who is looking to expand into internal audit.
The Associate, Internal Auditor will support the execution of the annual audit plan by performing control testing, documenting processes, and identifying risks across operational, financial, and regulatory areas. This role offers the opportunity to apply investigative and analytical skills to evaluate internal controls and contribute meaningful insights to improve business processes.
ResponsibilitiesKey Responsibilities:- Assist in executing audits across the full lifecycle, including planning, fieldwork, testing, and reporting
- Perform testing of internal controls to assess compliance with company policies, regulatory requirements, and frameworks such as the Model Audit Rule (MAR)
- Analyze transactional data, client activity, and operational processes to identify anomalies, risks, or control gaps
- Prepare clear and well-documented workpapers that support audit findings and conclusions
- Identify control weaknesses, compliance risks, and process improvement opportunities, and help develop practical recommendations
- Collaborate with business units to gather information, understand processes, and support a smooth audit process
- Support ongoing monitoring of regulatory changes and emerging risks, particularly within financial services and insurance
- Contribute to data-driven audit techniques and continuous improvement of audit methodologies
QualificationsMinimum Requirements, Skills & Experience:- Bachelor's degree in Finance, Accounting, Business, or related field required
- 3+ years of experience in compliance, risk management, audit, or financial investigations
- Experience in financial services, trading surveillance, AML, or regulatory compliance strongly preferred
- Familiarity with investigating transactions, identifying suspicious activity, or reviewing regulatory reports is a plus
- Professional certification (e.g., ACAMS, CPA, CIA) or progress toward certification is a plus
- Strong analytical and critical thinking skills with attention to detail
- Ability to communicate findings clearly in writing and verbally to stakeholders
- Experience working with data, reporting tools, or process improvement initiatives is beneficial
Compensation:- Position located in Denver, CO. Competitive salary, bonus, and benefits package commensurate with experience.
- Base compensation is expected to be $81,500 - 95,000* with the opportunity for incentive compensation including bonus compensation.
- This role will be Hybrid (3x a week in the office), Tues - Thurs.
