Assistant General Counsel, Retail Brokerage Platform

Vanguard Group, Inc.

$160K — $190K *
Legal & Accounting
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • Minimum ten years related legal work experience.
  • Supervisory experience preferred.
  • Undergraduate degree or equivalent training required.
  • Law degree (JD) preferred.

Responsibilities

  • Hire, evaluate, and supervise crew while providing necessary guidance and training.
  • Advise business leaders on legal matters regarding Vanguard's activities and investment products.
  • Facilitate team operations, including budgeting and professional development.
  • Review and approve legal documents such as contracts and regulatory filings.
  • Counsel senior management on legal policies and regulatory changes affecting business activities.
  • Represent the organization in complex legal proceedings to protect its interests.
  • Oversee outside counsel work and evaluate their invoices.
  • Maintain expertise in regulatory law and industry trends while building an external network.

Benefits

  • Comprehensive health and wellness programs.
  • Retirement savings plans with employer matching.
  • Professional development opportunities and resources.
  • Work-life balance initiatives and flexible scheduling.
Full Job Description
Core Responsibilities

1. Hires, evaluates, and supervises crew. Provides guidance and training as necessary to develop crew. Sets performance standards, reviews performance, and makes informed compensation decisions in accordance with all applicable Human Resources policies and procedures.

2. Acts as a subject matter expert and provides business leaders with legal advice on issues impacting Vanguard's business activities and investment products. Ensures that business activities, policies, practices, and transactions comply with all relevant laws and regulations.

3. Facilitates team operations including case assignment, budgeting, and professional development.

4. Reviews and approves legal documents such as regulatory filings, contracts, and correspondence of legal significance. Leads the negotiation of complex agreements.

5. Counsels senior management on policies, complex legal issues, and proposed changes in laws and regulations affecting Vanguard's business activities and investment products.

6. Represents the organization in the most complex, controversial, significant, or specialized legal proceedings before courts, government agencies, or other authorities so the organization's interests are protected.

7. Oversees the work being performed by outside counsel. Reviews and evaluates outside counsel invoices.

8. Maintains a high level of expertise in regulatory law, Vanguard?s business and products, and the investment industry. Stays abreast of industry and regulatory developments affecting Vanguard, and maintains affiliations with relevant industry, compliance, and risk associations. Builds and maintains an external network and keeps up to date on trends and best practices in the industry.

9. Participates in special projects and performs other duties as assigned.

Qualifications
  • Minimum ten years related legal work experience. Supervisory experience preferred.
  • Undergraduate degree or equivalent combination of training and experience. Law degree (JD) preferred.

Special Factors

Sponsorship
Vanguard is not offering visa sponsorship for this position.

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