JP Morgan Chase & Co.

Assistant General Counsel - Government Investigations & Regulatory Enforcement Attorney

JP Morgan Chase & Co.$160K — $200K *
Plano, TX 75024In-Person
Legal & Accounting
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • 6+ years of experience as a licensed attorney
  • Expertise in regulatory issues and investigations
  • Strong interpersonal and analytical skills
  • Demonstrated ability to communicate effectively at all organizational levels
  • Experience working with government agencies, regulators, or SROs
  • Commitment to the highest ethical standards and integrity
  • JD or equivalent and compliance with relevant licensing requirements

Responsibilities

  • Represent JPMorgan before regulatory agencies and SROs regarding investigations
  • Collaborate with legal and compliance teams on investigations and regulatory matters
  • Draft communications and submissions, interacting with agency representatives
  • Identify and manage document collection and review with the legal discovery team
  • Advise on legal issues related to investigations and inquiries
  • Conduct internal reviews and assist with audits
  • Provide compliance training periodically

Benefits

  • Access to career development training
  • Flexible working arrangements
  • Strong emphasis on work-life balance
  • Collaborative and supportive work environment
  • Opportunities for networking within the regulatory community
Full Job Description
JOB DESCRIPTION

As a Government Investigations & Regulatory Enforcement Attorney 6 Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent JPMorgan Chase & Co. in connection with regulatory inquiries and government enforcement matters, internal reviews and investigations. You will spend your day learning about our products and services, collecting and reviewing documents, conducting interviews, updating stakeholders, researching legal topics, and drafting responses to regulatory requests. You will work independently and with external counsel to respond to document and information requests from equities and futures and options exchanges, FINRA and other self-regulatory organizations, swap execution facilities, state securities regulators and government agencies such as the SEC. You will act as a trusted advisor to our compliance, controls, and business partners in connection with a broad range of other matters and engage with regulators on a regular basis. If you are intellectually curious and have a passion for driving solutions you may be the perfect fit for our team.

Job responsibilities

  • Represent JPMorgan before government agencies, regulators and SROs in connection with investigations and inquiries
  • Work closely with line-of-business legal and compliance personnel on government investigations and regulatory matters
  • Draft correspondence and submissions, and interact with agency staff members
  • Identify, collect, and manage documents for review and production, together with our legal discovery management team
  • Advise JPMorgan regarding legal issues relating to investigations and inquiries
  • Conduct internal reviews and investigations; Assist with internal and regulatory audits
  • Participate in periodic compliance training
  • Maintain the highest level of integrity and exercise good judgment

Required qualifications, capabilities and skills

  • Strong interpersonal, analytical, problem-solving and organizational skills
  • Strong oral and written communication skills
  • In-depth experience with regulatory issues
  • Proven ability to communicate effectively at all levels
  • At least 6 years experience as a licensed attorney
  • Legal experience working for government agencies, regulators and/or SROs in connection with investigations and inquiries combined with either in-house or law firm experience with government and regulatory enforcement investigations
  • JD or educational equivalent required. Attorney candidates must be in compliance with all relevant licensing requirements including the requirements of the jurisdiction where the role will be located prior to commencement of employment.

All candidates for roles in the Legal department must successfully complete a conflicts of interest clearance review prior to commencement of employment.

About JP Morgan Chase & Co.

JP Morgan Chase & Co. stands at the forefront of the global financial services industry. They offer an expansive array of products and services to a diverse clientele, including individuals, corporations, governments, and institutions. Ever since the merger of J.P. Morgan & Co. and Chase Manhattan Corporation in 2000, this industry-leading entity has become renowned for its comprehensive portfolio encompassing consumer and community banking, corporate and investment banking, commercial banking, as well as asset and wealth management. Headquartered in the vibrant city of New York, JP Morgan Chase & Co. boasts a formidable presence across over 100 countries worldwide.

Unveiling Employment Opportunities at JP Morgan Chase & Co.

Vacancies and Hiring Initiatives

JP Morgan Chase & Co. is continuously on the lookout for talented individuals eager to contribute to its legacy of excellence. The company's recruitment efforts are geared towards identifying candidates with the right blend of skills and qualifications to drive forward its various business segments. Whether you are a seasoned professional or a recent graduate, JP Morgan Chase offers a plethora of job openings across multiple disciplines.

High-Demand Positions

Among the myriad of roles, certain positions stand out for their attractive compensation packages and career advancement prospects. Notably, high-paying jobs at JP Morgan Chase & Co. include Relationship Manager, Branch Manager, and Software Engineer. These roles are critical to the firm's operations and offer lucrative opportunities for those with the requisite expertise.

Navigating the Job Market at JP Morgan Chase & Co.

Leveraging Job Portals and Job Alerts

For job seekers aiming to tap into the opportunities at JP Morgan Chase, staying updated through job portals and subscribing to job alerts is crucial. These tools can provide timely information about job openings, job fairs, and recruitment events, enabling candidates to apply promptly and prepare adequately for interviews.

Preparing Your Job Application

Your job application, comprising your resume and cover letter, is your ticket to securing an interview at JP Morgan Chase. Highlight your qualifications, skills, and experiences that align with the job listing, ensuring you stand out in the competitive job market.

Acing the Interview

Preparation is key to succeeding in your interview with JP Morgan Chase. Familiarize yourself with the company's business segments, values, and recent achievements. Demonstrating how your background and aspirations match the company's goals can significantly increase your chances of employment. A World of Job Opportunites in the Financial Services Industry JP Morgan Chase & Co. offers a world of job opportunities for those seeking to make their mark in the financial services industry. With competitive salaries, comprehensive benefits, and endless possibilities for growth, positions at JP Morgan Chase are highly coveted. By staying informed through job sites, tailoring your applications, and preparing thoroughly for interviews, you can enhance your prospects of joining the esteemed ranks of JP Morgan Chase employees. Explore the job board, seize the job opportunities, and embark on a rewarding career journey with one of the world's leading financial institutions.
Learn more about JP Morgan Chase & Co.
Size
661 employees
Market Cap
$384.5 billion
Industry
Net Income
$29.1 billion
Founded
1823
5 Year Trend
+0.7%
Revenue
$261.5 million
NASDAQ

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