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Financial Industry Regulatory Authority

80 Job Openings at Financial Industry Regulatory Authority

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Principal Analyst, Advertising Regulation
Financial Industry Regulatory Authority $112K - $211K*
New York, NY
In-Person
1 week ago
Transform your career by conducting complex analyses of public communications, collaborating with regulators, and ensuring compliance with standards. Contribute to quality control, training, and supervise team performance in a dynamic environment.
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Principal Analyst, Advertising Regulation
Financial Industry Regulatory Authority $107K - $194K*
Philadelphia, PA
In-Person
1 week ago
Champion collaborative analysis of communications in the financial sector to ensure compliance and integrity. Engage with regulatory bodies, conduct evaluations, and provide training to enhance team performance and uphold industry standards.
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Principal Analyst, Advertising Regulation
Financial Industry Regulatory Authority $97K - $176K*
Boca Raton, FL
In-Person
1 week ago
Oversee complex analyses of FINRA firms' communications. Collaborate with teams and regulators to ensure compliance, deliver training, and support quality control processes. Grow your career by enhancing market integrity and investor protection.
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Principal Analyst, Advertising Regulation
Financial Industry Regulatory Authority $107K - $194K*
Chicago, IL
In-Person
1 week ago
Empower regulatory excellence by conducting thorough analyses of communications from FINRA firms, collaborating with internal teams and regulators to enhance investor protection and compliance while providing essential training and support to enhance team performance.
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Principal Counsel, Regulatory
Financial Industry Regulatory Authority $131K - $248K*
New York, NY
In-Person
1 week ago
Contribute to regulatory policy by providing expert legal advice and support on initiatives and rule changes, collaborating closely with executives, regulatory bodies, and industry groups to ensure informed decision-making and uphold market integrity.
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