Champion the Capital Markets Compliance Program, ensuring alignment with regulations while providing advisory services, risk assessments, and compliance oversight on equity activities. Collaborate with stakeholders to uphold adherence to standards.

Lead the implementation and oversight of compliance activities for equity trading, ensuring alignment with regulatory standards while providing strategic advisory support to business units and enhancing the compliance framework.

Drive compliance excellence by overseeing Swap Dealer regulations, ensuring internal alignment with regulatory standards, identifying risks, and advising on operational compliance solutions to safeguard organizational integrity.

Partner with us to cultivate high-value client relationships, drive business development, and exceed revenue goals through strategic advisory, deal structuring, and market insights in a dynamic banking environment.

Empower growth by leveraging your extensive client relationships and sales acumen to drive high-value transactions while leading a dedicated team that thrives on collaboration and innovation within a dynamic banking environment.