Full Job Description
Broadridge isundertaking the continuedmodernizationof itsCapital Markets and WealthEngineering portfolioto deliver resilient,scalable, secure,and AI-enabledsolutionsforcapital marketsecosystems.TheEngineeringPortfolio Leaderwill serve as a senior technology executiveaccountablefordefiningand executing theportfoliostrategy,ensuring alignment acrossengineering priorities,businessobjectives,regulatory expectations, client commitments, and enterprisemodernizationgoals.
This rolerequires a commercially astute andtechnicallyaccomplishedexecutivewiththeleadershippresence, transformation experience, and execution disciplinenecessary to directengineering teams acrossthe portfolioapplications and platforms.Theleader willstrengthen engineering practices,developleadershipcapacity, improve delivery predictability,andcommunicatethe target-statetechnologystrategyina mannerthatestablishesconfidenceamongglobalclients, businessleaders, product partners, and executive stakeholders.
As part oftheCapital Marketsand Wealth Engineering organization, this leader willpartner closely with product, operations, architecture, commercial, and enterprise technology teams todefine the target-state architecture and modernization roadmap. The role will balanceinnovation withdisciplinedexecutionto deliver business value,improved client outcomes,enhancedplatformresiliency, and sustained technologydifferentiation.
Experience across Capital Markets and Wealth is preferred, including trade lifecycle, clearing, settlement, custody, asset servicing, books and records, reconciliations, collateral, margin, regulatory reporting, client onboarding, advisor servicing, portfolio management, reporting, billing, compliance, data integration, and AI-enabled engagement.
Responsibilities
Team Leadership & Management
Establishaclearstrategic direction thatalignsengineering teamstoportfoliopriorities, business objectives, client outcomes, regulatory expectations, and enterprise roadmaps.
Lead enterprise-scale transformationby translatingstrategic prioritiesinto structured execution plans, disciplinedgovernance, and measurable outcomes.
Develop, coach, and retain high-performing engineering teams and leadership depth thatreinforceaccountability, collaboration, quality, delivery excellence, and client focus.
Application Development & Delivery
Provide executive oversight forthe design, development, testing, and deployment ofportfolioapplications and platform capabilitiesacrosstradelifecycle, settlementandcustody,asset servicing, reconciliation,client onboarding, reporting,and related workflowdomains.
Ensure deliveryorganizations consistentlyadhere to engineering best practices, coding standards, security requirements, quality expectations, andglobalmarket readinessrequirements.
Drive predictable delivery throughclearly definedcommitments, consistent execution, quality outcomes, regulatory awareness, and financial discipline.
Governance & Quality
AdvanceSDLC, Agile, DevOps, governance, and operational readiness practices acrossportfolioteams.
Define and institutionalizemetrics that make quality, platform performance, resiliency, delivery predictability, client satisfaction, leadership accountability, and production readiness visible and actionable.
Ensure compliance with organizational policies, regulatory obligations, enterprise security frameworks, data protection standards, and operational risk expectations.
Stakeholder Management
Serve as aseniorclient-facing technology leader, articulatingthetarget-state strategy, modernization roadmap, migration path, platform readiness, and business value with clarity,credibility, and executive presence.
Engageglobalclients, business units, product partners, commercial teams, and operations stakeholders toestablish alignment, support adoption, andconnectplatform capabilities to measurable client outcomes.
Translate complex engineering concepts into outcome-orientedexecutivenarratives thatsupportdecision-making,strengthenglobalclient confidence, andreinforceenterprise alignment.
Providestructured andtransparent communicationregardingprogress, risks, dependencies, decisions, opportunities, and strategic partner relationships across theportfolioecosystem.
Innovation & Continuous Improvement
Lead modernization acrossportfolioplatforms, including cloud, microservices, automation, data modernization, integration capabilities, andbroaderdigital transformation initiatives.
Promoteinnovation, continuous learning, disciplined experimentation, and measurable improvement acrossportfolioteams, practices, and operating models.
PrioritizeresponsibleAI, automation, tooling, and platform reuse opportunities that improveengineeringproductivity, resiliency, efficiency, regulatory readiness, andglobalclient outcomes.
Convertmarket trends,globalclient needs, regulatory expectations, and emerging technologies into practical modernization opportunities that strengthen platform differentiation.
Technical Leadership
Provide architectural leadershipacrossportfolioplatformsspanningcloud-native, service-based, event-driven, API, data,andintegration capabilities.
Establishreusable assets, prototypes, POCs, MVPs, shared services, and AI-ready capabilities that accelerate delivery, reduce duplication, and increase enterprise leverage.
Enhancepost-tradeplatform capabilitiesacrosstrade lifecycle management, settlement exception handling, cash and securities movements, position and balance management, account servicing, client reporting, and operational controls.
Embed non-functional requirements into solution design to ensure resiliency, scalability, performance, security, observability, operational readiness, and regulatory confidence.
Qualifications
Education
Bachelors or Masters degree in Computer Science, Information Technology, Software Engineering, or a related field.
Experience
15+ years of software engineering experience, preferablywithinfintech, capital markets, post trade, or regulated financial servicesenvironments.
10+ yearsof experiencemanaging engineering teams, leadership pipelines, budgets, vendor relationships, and enterprise delivery commitments.
Demonstrated record ofleading large-scale platforms, modernization programs, and AI-enabled engineering practices that deliver measurable business impact.
Experience withglobalcapital markets, post trade processing, clearing, settlement, custody, securities processing, or client-facing financial technology platforms.