Morgan Stanley

VP, Public Markets Attorney

Morgan Stanley$120K — $205K *
Legal & Accounting
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • J.D. from a recognized law school with bar admission
  • 3-8 years of legal experience at a law firm or asset manager
  • Strong knowledge of registered products and asset management laws
  • Understanding of regulatory trends, specifically Investment Advisers Act and Investment Company Act
  • Experience overseeing external counsel

Responsibilities

  • Advise portfolio management and product development teams
  • Assist in structuring and launching new investment products
  • Review and prepare legal documents such as registration statements and proxy materials
  • Negotiate agreements including investment advisory and service contracts
  • Monitor regulatory developments and advise on legal compliance
  • Collaborate with international legal teams in London, Hong Kong, Singapore, and Japan
  • Work with Compliance and Litigation teams on legal matters

Benefits

  • Opportunities for professional development in a global business
  • Collaborative work environment with cross-divisional collaboration
  • Exposure to diverse legal aspects within asset management
  • Ability to develop expertise in new and evolving product areas
  • Flexible office location options in New York or Boston
Full Job Description

Position Summary
You will be part of the public-side legal team, reporting to the Head of Public Side Legal and working under the supervision of senior attorneys. You will advise on MSIM's registered equity, fixed income and liquidity funds, ETFs, private funds, and institutional business. MSIM's business is constantly evolving and as a global firm Morgan Stanley continues to focus on delivering investment products and solutions to our clients, so you will have opportunities to collaborate with legal teams covering MSIM's Private Side businesses and Morgan Stanley's other divisions, such as wealth management and institutional securities. As such, you must be interested in and able to develop an expertise in new coverage areas. Specific responsibilities include:

> Advising portfolio management, product development/management and sales teams
> Assisting business units in the structuring and launch of new registered and unregistered products
> Reviewing and preparing registration statements, PPMs and related documents, proxy materials, and documentation in connection with business transactions for MSIM funds
> Negotiating various agreements including investment advisory, managed account, service provider and side letters
> Advising the business on regulatory developments and changes in legal requirements
> Coordinating with MSIM Legal colleagues in non-US offices in London, Hong Kong, Singapore and Japan
> Coordinating with colleagues in other groups such as Compliance, Litigation, and Global Financial Crimes/AML Requirements

Requirements

You thrive on working in a fast-paced, global business that demands creativity, excellence, and adaptability, and requires attention to detail, strong time management and organizational skills, and a logical/analytical approach. You think critically, spot issues, and exercise good judgement. You enjoying working in a team environment but are also able to work independently. Other specific requirements include:

> A J.D. from a nationally-recognized law school with bar admission and at least 3-8 years of professional working experience at a reputable law firm or asset-manager with a focus on registered products
> At least 6 years' relevant experience would generally be expected to find the skills required for this role.
> Understanding of the regulatory environment and trends relevant to asset management with experience advising on legal matters related to the Investment Advisers Act of 1940, the Investment Company Act of 1940, Securities Act of 1933 and ERISA
> Experience engaging and overseeing external counsel as necessary

Compensation is commensurate with experience

Location
> This position can be in New York, NY or Boston, MA with a requirement of 4 days in the office per week.

Expected base pay rates for the role will be between $120,000 and $205,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.

About Morgan Stanley

Morgan Stanley Investment Management are active managers of capital, working to outperform the market and deliver results for their clients. Morgan Stanley Investment Management's long-tenured professionals apply their experience and expertise across public and private markets, in single-sector, multi-asset and custom solutions.

Morgan Stanley Careers

Joining Morgan Stanley today means becoming part of a global team dedicated to strengthening communities, pioneering innovation, and fostering diversity. As a leading global financial services firm, Morgan Stanley offers unparalleled job opportunities, career growth, and a culture of leadership that together create an exceptional employment experience. Work You’ll Do At Morgan Stanley, you will collaborate with knowledgeable professionals to drive innovation and deliver solutions in financial services. Our team is composed of diverse, talented individuals who bring their unique skills and perspectives to work every day, setting the standard for leadership in the global market. Morgan Stanley is not just a company; it's a place where ambitious, creative, and skilled individuals can build a rewarding career. Here, you can experience the benefits of a vibrant culture dedicated to professional growth and diversity training. Internship Programs Kickstart your career with Morgan Stanley’s internship programs. These positions offer invaluable industry insights and professional experience to students and recent graduates. Interns at Morgan Stanley gain hands-on experience, working alongside seasoned experts in a dynamic, supportive environment. Innovation and Professional Growth We believe in the power of innovation to solve complex problems and encourage our team to think differently and act boldly. Morgan Stanley supports your career development through comprehensive training, development programs, and leadership workshops, ensuring that every employee has the tools they need to succeed. Join Our Team Explore the various job opportunities at Morgan Stanley, from entry-level positions to executive roles. We are hiring individuals who are passionate about finance and eager to contribute to a team that values integrity, excellence, and a forward-thinking mindset. Enhance your skills through our networking events, mentorship opportunities, and ongoing professional development. Stay Connected Keep up to date with the latest from Morgan Stanley Careers by subscribing to our job alert emails. Tailor your preferences to receive updates about new postings, career tips, and exclusive insights from our team leaders. Apply Now Ready to take the next step in your career? Search open positions that match your skills and interests on the Morgan Stanley Jobs portal. Prepare your resume, refine your interview techniques, and join a company that values innovation and leadership. At Morgan Stanley, we’re not just building careers—we’re developing leaders. Discover how far your talents can take you by joining our team today.
Learn more about Morgan Stanley
Size
77,000 employees
Market Cap
$144.1 billion
Industry
Net Income
$10.9 billion
Founded
1935
5 Year Trend
+10%
Revenue
$52 billion
NASDAQ

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