Job DescriptionPosition Summary- Serves as an FCC Advisory associate, primarily supporting BNY's Investments business within the broader BNY FCC Advisory Team.
- Supports key BNY Investments businesses, including BNY Mellon Securities Corporation and the BNY Family of Funds and ETFs.
- Plays a critical role within the Risk & Regulatory Compliance function and the Compliance & Control job family.
- Supports the integrity of BNY operations by helping maintain compliance with applicable regulatory standards.
- Helps ensure adherence to internal policies, procedures, and external regulatory requirements.
- Promotes BNY's strategic focus on trust, integrity, accountability, and transparency.
- Requires a strong understanding of compliance frameworks, regulatory expectations, and risk management principles.
Primary Responsibilities- Develops and implements compliance policies and procedures informed by a strong understanding of regulatory requirements.
- Collaborates with cross-functional teams to embed compliance controls into business processes.
- Monitors and interprets regulatory changes, advising senior management on potential impacts and recommended policy adjustments.
- Supporting the AMLO/FCCO during regulatory inquiries, internal audits, and annual third-party assessments.
- Deputy Money-Laundering Reporting Officer for funds registered in the Cayman Islands.
Education and Qualifications- Bachelor's degree in law, business, finance, or a related field.
- Advanced certifications in compliance or risk management, such as CRCM or CAMS, are advantageous.
ExperienceTypically requires 5-10 years of relevant compliance, risk, or regulatory experience.
Skills- Strong analytical and problem-solving skills, with the ability to assess and address compliance issues effectively.
- Excellent communication and interpersonal skills, with the ability to educate, influence, and collaborate with stakeholders across the organization.
- Proven ability to interpret regulatory changes and implement effective compliance strategies.
