Vice President, Auditor, Global Payments and Trade/Treasury Services

BNY Mellon

$68K — $160K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree in Accounting, Finance, or a related critical thinking field.
  • 7-10 years of experience in Internal Audit or Risk and Compliance Management within financial services or banking.
  • Possession of Certified Internal Auditor (CIA) or Risk Management certifications is preferred.
  • Strong knowledge of Global Payments and Trade/Treasury Services products and operations.
  • Excellent communication and influencing skills, particularly with senior stakeholders.
  • Proficient in Microsoft Office Suite, including Excel, PowerPoint, Word, Visio, and Power BI.
  • Self-motivated and capable of thriving in a fast-paced, dynamic environment.

Responsibilities

  • Lead delivery of complex global audit assignments focused on Global Payments and Treasury Services.
  • Oversee all phases of audit project execution, including planning, fieldwork, and reporting.
  • Document audit findings and identify risks and controls in walkthroughs with process owners.
  • Communicate potential audit issues to management promptly and assist in creating solutions.
  • Monitor the implementation of remedial actions to ensure effectiveness and sustainability.
  • Build and maintain strong relationships with stakeholders and colleagues across the global Internal Audit team.
  • Engage in Continuous Monitoring activities to detect changing risk conditions in the business.

Benefits

  • Comprehensive benefits and wellbeing programs promoting health and personal resilience.
  • Generous paid leave, including volunteer time off, to support work-life balance.
  • Access to global resources to aid in personal and professional development.
Full Job Description
Vice President, Auditor, Markets and Wealth Services We're seeking a future team member for the role of Vice President, Auditor to join our Markets and Wealth Services Audit team. This role is located in Jersey City, New Jersey, Lake Mary, Florida or New York, New York. In this role, you'll make an impact in the following ways: • Lead or participate in the delivery of complex and challenging global audit assignments, with a primary focus on the Global Payments and Trade/Treasury Services business. • Lead or participate in all phases of audit project execution including planning, fieldwork, and reporting in accordance with audit methodologies. • Perform walkthroughs with process owners; document results in narratives/flowcharts; identify and document risks and controls; develop and execute testing strategy; prepare supporting workpapers; and document test exceptions and conclusions. • Elevate potential audit issues to the Audit Manager and business management as soon as they are identified. • Identify and draft meaningful issues impacting the business under review and challenge management to develop appropriate remedial actions to address the issues identified. • Follow-up on remedial actions to ensure corrective actions have been appropriately implemented and where necessary, test the design, operating effectiveness, and sustainability of implemented actions. • Build strong relationships with key stakeholders in the business and risk management areas and with colleagues throughout the global Internal Audit team. • Engage in and document Continuous Monitoring activities to identify new or changing risk conditions for the covered businesses. • Apply advanced analytical problem-solving skills and assist others in solving complex issues and identifying innovative solutions. • Contribute technical or specialized skill sets or business knowledge not readily available elsewhere in the department to solve audit issues. • Identifies opportunities for the use of AI/automation and actively participate in advancing recommendations for software support requests. • Maintain up-to-date knowledge of the industry, best practice and regulatory requirements. • No direct reports. Demonstrate leadership through work guidance and training of less experienced peers and through advice to assigned clients. • Contribute to the overall achievement of team goals. • Carry out other ad-hoc tasks and projects as directed by audit management. To be successful in this role, we're seeking the following: • Bachelor's degree or equivalent combination of education and work experience required. • Degree in Accounting, Finance, or relevant critical thinking specialty. • Certified Internal Auditor (CIA) or other Risk Management certifications preferred • 7-10 years of experience working in financial services or banking, within Internal Audit or Risk and Compliance Management. • Good knowledge of Global Payments and Trade/Treasury Services products and operations - including Trade Finance, Cash Management, Global Payments, Client Services and Consumer Compliance (Regulation E) • Good knowledge of the financial services industry and its laws and regulations. • Strong communication and influencing skills, with confidence in communicating with both internal and external stakeholders, both written and verbal, with the ability to influence at a senior level. • A robust understanding of risk management and control processes. • Self-sufficiency and a proactive approach. • Excellent planning, coordination, organization, and presentation skills. • The ability to thrive in a fast-paced environment and adapt to change as a team player. • Strong knowledge and use of Excel and other Microsoft software - PowerPoint, Word, Visio and Power BI. • Additional, core skill requirements include understanding of the applied and interpretation of analytics results for Audit, critical thinking and problem solving. Our Benefits and Rewards: BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter. BNY assesses market data to ensure a competitive compensation package for our employees. The base salary for this position is expected to be between $68,000 and $160,000 per year at the commencement of employment. However, base salary if hired will be determined on an individualized basis, including as to experience and market location, and is only part of the BNY total compensation package, which, depending on the position, may also include commission earnings, discretionary bonuses, short and long-term incentive packages, and Company-sponsored benefit programs. This position is at-will and the Company reserves the right to modify base salary (as well as any other discretionary payment or compensation) at any time, including for reasons related to individual performance, change in geographic location, Company or individual department/team performance, and market factors.

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