Morgan Stanley

U.S. Banks Conduct Risk Analyst

Morgan Stanley$58K — $115K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's Degree or higher
  • 1-3 years of experience in operational risk management or related fields
  • Understanding of the Financial Services industry is preferred
  • Knowledge of lending and deposit product risks including residential mortgages and securities-based lending is a plus
  • Strong organizational skills and ability to manage multiple priorities in a fast-paced environment

Responsibilities

  • Conduct daily monitoring activities and maintain accurate metrics
  • Escalate potential policy violations and conduct-related concerns
  • Prepare periodic reports on Conduct Risk activities
  • Assist with ad-hoc requests from the Conduct Risk Office
  • Proactively identify risks and ensure appropriate supervision

Benefits

  • Access to Morgan Stanley's sponsored benefit programs
  • Opportunities for discretionary bonuses and incentive packages
  • Dynamic work environment supportive of teamwork and professional growth
Full Job Description
Morgan Stanley Private Bank, National Association ("Bank" or "MSPBNA") provides deposit and lending products and services to serve the needs of Wealth Management clients and seeks a Conduct Risk Analyst as part of the Bank's First Line Operational Risk Organization. The Conduct Risk Analyst will perform day-to-day oversight of Bank employees to identify and monitor for potential conduct risk activity. The Conduct Risk Analyst will report to the Bank's Conduct Risk Officer and will be based in the Purchase (NY) location.

Key Responsibilities
  • Conduct daily and periodic monitoring activities and maintain accurate metrics and reporting
  • Escalation of potential internal policy violations and conduct related concerns for secondary review and handling
  • Monitor and prepare periodic reporting on Conduct Risk related activities for the Bank's First Line Operational Risk Organization
  • Assist with ad-hoc requests from the Bank's Conduct Risk Office to support various Bank Conduct Risk initiatives, proactively identifying risks and ensuring appropriate supervision


Requirements
  • Strong organization skills with the ability to execute in a fast-paced, high-demand environment while balancing multiple priorities
  • Ability to work both independently and with team members under tight deadlines
  • Strong analytical and problem-solving skills (critical thinking ability)
  • Excellent written and verbal communications skills, attention to detail and strong time management skills
  • Proficiency in MS Office applications (e.g., Word, Excel, PowerPoint, SharePoint)


Qualifications:
  • Bachelor's Degree or higher
  • 1-3 years of experience in operational risk management, banking and lending product risk advisory, or internal audit is preferrable
  • Understanding of the Financial Services industry (e.g. Private Banking, Retail Banking or Wealth Management) is preferrable
  • Knowledge of lending and deposit product risks including risks related to residential mortgages, securities-based lending, and deposits a plus


Expected base pay rates for the role will be between $58,000 and $115,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.

About Morgan Stanley

Morgan Stanley Investment Management are active managers of capital, working to outperform the market and deliver results for their clients. Morgan Stanley Investment Management's long-tenured professionals apply their experience and expertise across public and private markets, in single-sector, multi-asset and custom solutions.

Morgan Stanley Careers

Joining Morgan Stanley today means becoming part of a global team dedicated to strengthening communities, pioneering innovation, and fostering diversity. As a leading global financial services firm, Morgan Stanley offers unparalleled job opportunities, career growth, and a culture of leadership that together create an exceptional employment experience. Work You’ll Do At Morgan Stanley, you will collaborate with knowledgeable professionals to drive innovation and deliver solutions in financial services. Our team is composed of diverse, talented individuals who bring their unique skills and perspectives to work every day, setting the standard for leadership in the global market. Morgan Stanley is not just a company; it's a place where ambitious, creative, and skilled individuals can build a rewarding career. Here, you can experience the benefits of a vibrant culture dedicated to professional growth and diversity training. Internship Programs Kickstart your career with Morgan Stanley’s internship programs. These positions offer invaluable industry insights and professional experience to students and recent graduates. Interns at Morgan Stanley gain hands-on experience, working alongside seasoned experts in a dynamic, supportive environment. Innovation and Professional Growth We believe in the power of innovation to solve complex problems and encourage our team to think differently and act boldly. Morgan Stanley supports your career development through comprehensive training, development programs, and leadership workshops, ensuring that every employee has the tools they need to succeed. Join Our Team Explore the various job opportunities at Morgan Stanley, from entry-level positions to executive roles. We are hiring individuals who are passionate about finance and eager to contribute to a team that values integrity, excellence, and a forward-thinking mindset. Enhance your skills through our networking events, mentorship opportunities, and ongoing professional development. Stay Connected Keep up to date with the latest from Morgan Stanley Careers by subscribing to our job alert emails. Tailor your preferences to receive updates about new postings, career tips, and exclusive insights from our team leaders. Apply Now Ready to take the next step in your career? Search open positions that match your skills and interests on the Morgan Stanley Jobs portal. Prepare your resume, refine your interview techniques, and join a company that values innovation and leadership. At Morgan Stanley, we’re not just building careers—we’re developing leaders. Discover how far your talents can take you by joining our team today.
Learn more about Morgan Stanley
Size
77,000 employees
Market Cap
$144.1 billion
Industry
Net Income
$10.9 billion
Founded
1935
5 Year Trend
+10%
Revenue
$52 billion
NASDAQ

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