SVP Deputy General Counsel - Compliance/Ethics

Capital Farm Credit

$160K — $200K *
Legal & Accounting
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • Minimum 10 years of legal experience, ideally including in-house or corporate counsel roles.
  • Preference for candidates with experience as General Counsel or senior in-house counsel.
  • Demonstrated knowledge of corporate governance, regulatory compliance, ethics, and contracts.
  • Expertise in financial services law.
  • Strong executive presence and communication abilities.

Responsibilities

  • Advise executive leadership and the Board on governance and compliance issues.
  • Oversee, draft, and negotiate corporate contracts and agreements.
  • Manage litigation strategies and coordinate with outside legal counsel.
  • Lead regulatory engagement and develop compliance policies.
  • Provide guidance on HR matters and internal standards of conduct.
  • Direct legal strategy for distressed credit resolution and complex transactions.
  • Support strategic enterprise-level initiatives and transactions.

Benefits

  • Opportunity to influence enterprise-level legal strategy.
  • Involvement in high-stakes corporate governance and compliance.
  • Engagement with executive leadership and the Board.
Full Job Description


EDUCATION AND EXPERIENCE
  • Minimum 10 years of legal experience, with significant in-house or corporate counsel experience.
  • Experience as General Counsel or senior in-house counsel strongly preferred along with demonstrated expertise in corporate governance, regulatory compliance, ethics, contracts, and financial services law.

JOB SUMMARY
  • The Deputy General Counsel is part of the enterprise level legal strategy team for Capital Credit.
  • This role would assist in overseeing corporate governance, regulatory engagement, standards of conduct, litigation, contracts, and strategic initiatives.
  • This role serves as a key advisor to executive leadership and the Board, drives legal risk management, and reduces reliance on outside counsel.
  • The Deputy GC ensures compliance, supports enterprise transactions, and develops long term succession depth within the Legal department.

ESSENTIAL FUNCTIONS
  • Advise executive leadership and the Board on corporate governance, policy, and compliance matters.
  • Oversee, draft, and negotiate corporate contracts and enterprise agreements.
  • Manage litigation strategy, coordinate outside counsel, and monitor legal risk.
  • Lead regulatory engagement, compliance collaboration, and policy development.
  • Provide guidance on HR matters, standards of conduct, and internal policies.
  • Oversee legal strategy for distressed credit resolution and complex transactions.
  • Support strategic transactions and enterprise-level initiatives.
  • Develop succession planning and depth within the Legal department.
  • Monitor evolving legal and regulatory requirements to anticipate business impact.

REQUIRED SKILLS
  • Executive presence and strong communication skills.
  • Strategic judgment and ability to provide actionable advice to leadership.
  • Deep understanding of governance, risk management, and regulatory frameworks.
  • High integrity, discretion, and professional ethics.
  • Leadership and mentoring skills to develop team members.
  • Analytical thinking and problem-solving capabilities.

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