Charles Schwab

Sr. Manager, Risk Consultant – BTS Governance, Risk & Oversight

Charles Schwab • $110K — $130K *
Phoenix, AZ 85032In-Person
Finance & Insurance
5 - 7 years of experience
Today
Be an Early Applicant
Job Overview by Ladders

Qualifications

  • 6+ years experience in risk management, banking, financial services, audit, compliance, or operational risk.
  • Strong knowledge of risk management frameworks and banking regulatory expectations.
  • Experience in leading cross-functional initiatives and influencing decisions across functions.
  • Ability to analyze complex risks and develop practical solutions.
  • Experience in communicating risk-related information to leadership.
  • Strong project management and problem-solving skills.
  • Bachelor's degree required.

Responsibilities

  • Lead execution of core risk management activities like RCSA and issue management.
  • Provide risk-based guidance to support strategic business objectives.
  • Partner with various stakeholders to identify risks and evaluate controls.
  • Conduct risk assessments across multiple products and business functions.
  • Translate regulatory expectations into actionable business guidance.
  • Analyze key risk indicators and recommend actions to improve outcomes.
  • Support regulatory examinations and coordinate remediation efforts.

Benefits

  • Leadership development opportunities.
  • Collaborative work environment.
  • Flexible work arrangements.
  • Comprehensive health benefits.
  • Professional development support.
Full Job Description
Your Opportunity

As Sr. Manager, Risk Consultant, you will support the execution of risk management activities for Banking & Trust Services products and processes. In this individual contributor role, you will serve as a trusted advisor to business leaders and partner across first-line, second-line, and third-line of defense stakeholders to strengthen the risk and control environment, drive accountability, and enable informed business decision-making.

 

What You’ll Do

Using your risk management expertise and understanding of cash products and platforms, you will:

  • Lead the execution of core risk management activities, including risk and control self-assessments (RCSA), issue management, and risk metrics.
  • Serve as a trusted advisor to business leaders by providing risk-based guidance that supports strategic objectives while maintaining a strong control environment.
  • Partner with business, technology, compliance, legal and risk stakeholders to identify key risks, evaluate control effectiveness, and drive remediation of control gaps.
  • Lead risk assessments and facilitate risk management activities across multiple products, processes or business functions.
  • Translate enterprise risk framework requirements, regulatory expectations and policy/standard requirements into practical, actionable guidance for the business.
  • Analyze key risk indicators, business metrics, issues and trends to identify emerging concerns and recommend actions that improve business outcomes.
  • Drive effective issue identification, escalation, remediation, and validation activities while ensuring sustainable solutions are implemented.
  • Support regulatory examinations, audits, risk reviews, and other oversight activities by coordinating responses, preparing materials, and managing remediation efforts.
  • Lead or contribute to strategic initiatives, business transformations, and new product or service activities by providing risk expertise throughout planning and execution.
  • Develop and enhance risk management processes, procedures, and tools to improve effectiveness, consistency, and operational efficiency.
  • Communicate complex risk issues, recommendations, and outcomes to leadership audiences in a clear, concise, and actionable manner.
What you have

Required Qualifications:

  • 6+ years of experience in risk management, banking, financial services, audit, compliance, operational risk, or a related discipline.
  • Strong knowledge of risk management frameworks, governance practices, control design, issue management, and banking or financial regulatory expectations.
  • Experience leading cross-functional initiatives and influencing decisions across business, technology, and control functions.
  • Demonstrated ability to assess complex risks, analyze data, and develop practical solutions to business and control challenges.
  • Experience preparing and presenting risk-related information to leadership audiences.
  • Strong project management, organizational, and problem-solving skills.
  • Excellent verbal and written communication skills with the ability to simplify complex concepts for diverse audiences.
  • Bachelor's degree required.

Preferred Qualifications

  • Experience supporting regulatory examinations, internal audits, or enterprise risk programs.
  • Advanced knowledge of risk assessment methodologies, control testing, issue management, and risk reporting.
  • Experience leading large-scale initiatives, or enterprise-wide risk management activities.
  • Banking/financial services industry experience preferred.
  • Relevant professional certification (e.g., CRCM, CIA, FRM, PMP) is a plus.

About Charles Schwab

Charles Schwab is a financial services company that provides a full range of securities, brokerage, banking, money management, financial advisory, investor, and retirement plan services. It operates in four main divisions; investing, wealth management, banking, and trading. Charles Schwab provides a full-service brokerage platform that serves individual investors who invest on their own or through a workplace-sponsored retirement or equity plan, as well as banking through Schwab Bank. The firm was founded in 1973 and is headquartered in San Francisco, California.

Charles Schwab Careers

Join the vibrant team at Charles Schwab, a leader in global finance, where your career is propelled by innovation, leadership, and a commitment to diversity and professional growth. At Charles Schwab, we offer more than just job opportunities; we provide a platform for you to make a significant impact on the industry and our clients' lives.

Work You’ll Do

At Charles Schwab, we are dedicated to helping our clients manage their financial futures. Being part of our team means you'll work alongside some of the most skilled professionals in the financial services industry. Our culture thrives on teamwork, integrity, and relentless dedication to our clients. Whether you're looking for a position in financial consulting, technology, or administrative support, Charles Schwab offers a dynamic work environment where your skills will be honed and your achievements recognized.

Innovate and Lead

Embrace the opportunity to lead through innovation. Charles Schwab’s commitment to technology and innovation is fundamental to our service delivery. By joining our team, you will be at the forefront of developing new solutions that redefine the future of finance. Your leadership can guide significant projects that impact our company and the industry.

Grow Your Career

Charles Schwab believes in fostering the growth of its employees. Whether through professional development programs, diversity training, or leadership workshops, we ensure that our team members receive the support and training they need to advance their careers. With a variety of career paths available, your job at Schwab can evolve with your interests and expertise.

Internship and Employment Opportunities

Start your professional journey with Charles Schwab through our internship programs or full-time employment opportunities. We seek individuals who are passionate, curious, and ready to drive change. A career at Schwab is not just about having a job; it's about building a lasting relationship with a company that values your potential.

Benefits and Culture

Charles Schwab is renowned for its employee-friendly culture. We offer a comprehensive benefits package that supports the health, financial stability, and work-life balance of our team members. From competitive salaries and bonuses to health insurance and retirement plans, Schwab ensures that your career is as rewarding as it is enriching.

Networking and Professional Development

Expand your professional network and enhance your skills through our various networking events, mentorship programs, and training sessions. At Charles Schwab, we believe in leveraging collective expertise to foster learning and innovation. Engage with leaders, gain insights from experienced professionals, and build relationships that will aid your career trajectory.

Join Our Team

Explore the numerous career paths available at Charles Schwab and discover how your talents can be utilized to their fullest potential. Search open positions that match your skills and interests. We are continuously hiring across various disciplines and look forward to adding innovative, driven individuals to our team.

Stay Connected

Keep up to date with the latest from Charles Schwab Careers by subscribing to our job alert emails. Tailor your subscription to receive updates that align with your career preferences and be the first to know about new openings, company news, and professional tips.

Explore Charles Schwab Jobs

Ready to take the next step in your career? Visit our careers page to review current job openings, submit your resume, and prepare for your interview. At Charles Schwab, your future is waiting. [SEARCH CHARLES SCHWAB JOBS] Join Charles Schwab today and be part of a team that values diversity, innovation, and leadership—where your career can thrive in the exciting world of finance.
Learn more about Charles Schwab
Size
34,200 employees
Market Cap
$151.6 billion
Industry
Finance & Insurance
Net Income
$3.2 billion
Founded
1973
5 Year Trend
+20%
Revenue
$12.1 billion
NASDAQ
SCHW
* Ladders Estimates

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