Job Overview:As a Registered Client Service Associate, you will provide comprehensive administrative and operational support within the financial advisor's practice. This role is pivotal in enhancing the client experience, ensuring seamless account management, and upholding compliance standards. The ideal candidate is dedicated and detailed-oriented. Possess strong organizational skills, exceptional communication abilities, and a commitment to delivering outstanding client service.
Responsibilities:- Serve as the primary point of contact for clients, responding to inquiries, resolving issues, and educating clients on account services and online capabilities
- Support onboarding of new clients by collecting required documentation and facilitating accurate, compliant account setup
- Prepare and process account opening, maintenance, and transfer documentation, ensuring adherence to firm policies and regulatory requirements
- Monitor and manage client account activity, including contributions, distributions, trading support, and performance reporting
- Maintain accurate, organized, and up-to-date client records within the firm's CRM and document management systems
- Coordinate with custodians, service providers, and internal teams to fulfill client requests and resolve operational issues
- Assist financial advisors with administrative and operational support, reporting, client communications, and initiatives to enhance client engagement and operational efficiency
What are we looking for?We're looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates
pursue greatness,
act with integrity, and are
driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we
win together and
create and share joy in our work.
Requirements:- Active Series 7 or Series 66 (Series 63/65 combination acceptable)
- 3+ years of experience in a client-facing role supporting wealth management advisors, with the ability to remain composed under pressure, work effectively with diverse personalities, and thrive in fast-paced, high-volume environments while maintaining strong attention to detail
- In-office role, Monday-Friday
Core Competencies:- Robust understanding of financial products and services.
- Ability to execute trades and discuss investment recommendations within compliance limits.
- Excellent communication and interpersonal skills.
- Strong organizational skills and attention to detail.
- Proficient in Microsoft Office and financial CRM software.
- Strong problem-solving skills.
- Ability to work independently and collaboratively in a fast-paced environment.
- High level of professionalism, discretion, an ethical conduct.
Preferences:- Bachelor's degree in finance, business or accounting.
- Minimum 3 years in financial services, preferably in a client support role.
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Pay Range: $30.11-$50.21/hour
Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!
