Northwestern Mutual

Sr Audit Specialist

Northwestern Mutual • $65K — $98K *
Milwaukee, WI 53215In-Person
Legal & Accounting
Less than 5 years of experience
1 month ago
Job Overview by Ladders

Qualifications

  • Undergraduate degree in accounting, economics, business, or relevant field.
  • Three or more years of experience in audit, investment, data analysis, or business operations.
  • General background in IT controls.
  • Demonstrated analytical and problem-solving skills.
  • Knowledge of industry regulatory practices and relevant designations (e.g., CPA, CIA, CIDA, CFE).

Responsibilities

  • Participate in assigned audits under the guidance of a lead auditor.
  • Evaluate management's controls for risk management efficiency.
  • Communicate with business units for control enhancements and process improvements.
  • Use data analytics tools (e.g., ACL, Excel, Power BI) for audit testing and data evaluation.
  • Develop clear workpapers and document identified control enhancements.
  • Manage time effectively across multiple audits or projects.
  • Foster strong, collaborative relationships within the department and with business contacts.

Benefits

  • Work in a hybrid environment.
  • Opportunities for professional development and obtaining preferred certifications (CPA, CIA, etc.).
  • Contribute to continuous improvement in audit processes.
  • Engage in a supportive team environment.
Full Job Description

About the Job:

Conducts assessments of the Company’s risk management processes and systems of internal control.  These assessments add value to the organization by improving Company operations and compliance which positively impacts our product value and financial strength.  Focuses on audits of the Company’s public, private, and real estate investment operations, retail brokerage operations, as well as shared services such as Human Resources, Actuarial, and Third Party Risk Management.

What You'll Do:

  • Acts as team member on assigned audits, working under the direction of a lead auditor. 
  • Assesses the efficiency and effectiveness of management’s controls to manage risk.
  • Communicates effectively with business to identify control enhancements and advise management in designing effective controls or changes to business processes.
  • Utilizes data analytics (ACL, Excel, Power BI, etc.) to perform audit testing and to evaluate, validate, and profile data.
  • Prepares clear, logical workpapers and drafts language for control enhancements identified.
  • Utilizes time effectively to support multiple audits or projects concurrently.
  • Demonstrates or develops an appropriate level of organizational, regulatory, and business knowledge.
  • Establishes and maintains strong, collaborative relationships within the department and with our business contacts.
  • Contributes to continuous improvement efforts in the department.

What You'll Bring to the Role:

  • Undergraduate degree (accounting, economics, business, or other relevant)
  • Three or more years experience in audit, investment, data analysis, or related business operations.
  • General background of IT controls.
  • Demonstrated analytical and problem solving skills.
  • Basic skills in data analysis to identify data analytic opportunities and to obtain, load, validate, and analyze data.
  • Demonstrated interpersonal, oral and written communication skills.
  • Familiarity with project/time management and working in a team environment.
  • Proven ability to deal with ambiguity and respond to changing business needs.
  • Ability to build rapport and understand internal businesses clients.
  • Knowledge of industry and regulatory practices and procedures within core focus area, including relevant specialty designations. (e.g. CIDA, Series 7 or Series 6, CLU, CFE, CIFRS)
  • CPA, CIA, CIDA, CFE preferred or willingness to obtain.

Skills You'll Have:

  • Attention to Detail: Focuses on specific details to spot and correct errors in advance of them being found and surpass quality expectations. Performs work with thorough proofreading for presentation, content, accuracy, and overall quality.
  • Audits: Demonstrates the ability to interact with others in the audit process, including working with other auditors, commenting on audit reports, and developing corrective action plan.
  • Business Acumen: Applies knowledge of both general and organization-specific business issues/financial implications for the organization to problem solve.
  • Control Analysis: Monitors controls to ensure they are in place, operating as intended, and effective, and then identifies gaps and weaknesses that could result in risks.​
  • Cross Functional Partnering & Planning: Facilitates collaboration, communication, coordination, and planning with individuals and teams from different functions within the organization, and who have different areas of expertise, to achieve common goals.
  • Data Collection & Analysis: Gathers, stores, accesses, and uses information collected via quantitative (e.g., surveys or usage data) or qualitative methods (e.g., interviews, focus groups, document analysis). Analyzes data to uncover patters and insights to inform business decisions.
  • IT Audit & Control: Uses tools, controls, techniques, established principals and standards to ascertain the quality, effectiveness, security and accuracy of information systems.

#LI-Hybrid

Compensation Range:

Pay Range - Start:

$65,440.00

Pay Range - End:

$98,160.00

Geographic Specific Pay Structure:

Structure 110:

$72,000.00 USD - $108,000.00 USD

Structure 115:


$75,280.00 USD - $112,920.00 USD

We believe in fairness and transparency. It’s why we share the salary range for most of our roles. However, final salaries are based on a number of factors, including the skills and experience of the candidate; the current market; location of the candidate; and other factors uncovered in the hiring process. The standard pay structure is listed but if you’re living in California, New York City or other eligible location, geographic specific pay structures, compensation and benefits could be applicable, clickhere to learn more.

About Northwestern Mutual

Northwestern Mutual has been helping people and businesses achieve financial security for more than 160 years. Through a holistic planning approach, Northwestern Mutual combines the expertise of its financial professionals with a personalized digital experience and industry-leading products to help its clients plan for what's most important. Northwestern Mutual delivers financial security to millions with life, disability income and long-term care insurance, annuities, and brokerage and advisory services. The company manages billion of dollars of investments owned by its clients and held or managed through its wealth management and investment services businesses. Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company (NM), Milwaukee, WI (life and disability insurance, annuities, and life insurance with long-term care benefits) and its subsidiaries. Subsidiaries include Northwestern Mutual Investment Services, LLC (NMIS) (securities), broker-dealer, registered investment adviser, member FINRA and SIPC; the Northwestern Mutual Wealth Management Company® (NMWMC) (fiduciary and fee-based financial planning services), federal savings bank; and Northwestern Long Term Care Insurance Company (NLTC) (long-term care insurance).

Northwestern Mutual Careers

Joining Northwestern Mutual presents a unique opportunity to be part of a team that is dedicated to empowering personal and professional growth, innovation, and leadership in the financial services industry. As a company renowned for its commitment to excellence and a culture that values diversity and inclusion, Northwestern Mutual offers unparalleled job opportunities for both seasoned professionals and those at the start of their careers.

Work You’ll Do

At Northwestern Mutual, we believe in building strong relationships not only with our clients but also among our team members. By joining our team, you will collaborate with some of the most talented professionals in the industry, all united in their commitment to leadership and innovation. Our employees are equipped with top-tier benefits and diversity training that ensure their career journey is both rewarding and inclusive.

Explore Professional Growth and Development

Northwestern Mutual is committed to fostering an environment where career growth is not just a possibility but a priority. With a variety of positions available, from financial representatives to internships for budding professionals, our company is a place where your skills and passion can thrive. We provide extensive training programs and leadership development opportunities that prepare you for success in your current role and beyond.

Innovative Work Environment

Our team at Northwestern Mutual is at the forefront of integrating cutting-edge technology and innovative financial strategies to provide exceptional service to our clients. This focus on innovation is not just about staying current; it's about leading the way in the financial sector. Employees at all levels are encouraged to contribute ideas and take initiative, driving the company forward as a leader in the financial industry.

Be Part of Our Diverse and Inclusive Team

Diversity and inclusion are more than just buzzwords at Northwestern Mutual; they are integral to our company culture and business strategy. We are committed to creating a workplace where all employees can flourish. Our diversity training programs are designed to enhance understanding and foster an inclusive environment for all team members.

Networking and Career Advancement

Networking within Northwestern Mutual opens doors to expansive career advancement opportunities. We encourage our employees to engage in internal networking events, which often lead to mentorship and further career development. Whether you are looking to enhance your resume, prepare for an interview, or step into a leadership role, Northwestern Mutual provides the resources and support to help you achieve your professional goals.

Join Our Team

Search open positions that match your skills and interests. We are looking for passionate, curious, and solution-driven team players who are ready to take their career to the next level. Explore the job opportunities and internships available at Northwestern Mutual and find out how you can contribute to our legacy of innovation and leadership.

Stay Connected

Keep up to date with career tips, insider perspectives, and industry-leading insights you can put to use today—all from the people who work here. Personalize your subscription to receive job alerts, latest news, and insider tips tailored to your preferences. Discover the exciting and rewarding career opportunities that await at Northwestern Mutual.

SEARCH NORTHWESTERN MUTUAL JOBS

Join us and start your journey at Northwestern Mutual today, where your career is nurtured, your skills are honed, and your achievements are celebrated.
Learn more about Northwestern Mutual
Size
7,000 employees
Industry
Finance & Insurance
* Ladders Estimates

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