A Typical DayThe
SOX Senior Analyst will assist in defining control objectives and monitoring compliance efforts to achieve and maintain compliance with SOX regulation. As the
SOX Senior Analyst, you will assist in defining, analyzing and documenting risks, related assertions and control activities.
The
SOX Senior Analyst will:
- Perform walkthroughs of process flows and interact with process owners to assist them in determining appropriate SOX control activities, improvements, remediation, and documentation enhancements
- Coordinate the annual 404 assessment process interacting with the internal and external auditors and process owners to facilitate the testing process
- Prepare reports related to SOX testing, issue tracking, remediation and the overall 404 assessment process
- Implement the Governance Risk and Compliance (GRC) automated tool
- Assist the SOX team with special assignments necessary to support business strategy
- Perform other related duties as required and assigned
- Demonstrate behaviors which are aligned with the organization's desired culture and values
What You'll Bring- Bachelor's degree or equivalent work experience
- 3+ years of internal audit, SOX compliance, public accounting, or accounting/industry experience; Big 4 preferred
- Previous SOX 404 process exposure and the development of risk control matrices. Knowledge of COSO integrated frameworks for internal control (1992 and 2013), risk assessment, control design, control documentation, testing of operating effectiveness, remediation procedures, and scoping
- Exposure to all financial cycles and IT general controls and IT application controls
- Exposure to automated governance risk and compliance tool a plus
- CPA, CIA, or CISA preferred
Benefits That Bring It Home: Whether you're looking for flexible benefits for today, setting up short-term goals for tomorrow, or planning for long-term success and retirement, Pennymac's benefits have you covered. Some key benefits include:
- Comprehensive Medical, Dental, and Vision
- Paid Time Off Programs including vacation, holidays, illness, and parental leave
- Wellness Programs, Employee Recognition Programs, and onsite gyms and cafe style dining (select locations)
- Retirement benefits, life insurance, 401k match, and tuition reimbursement
- Philanthropy Programs including matching gifts, volunteer grants, charitable grants and corporate sponsorships
To learn more about our benefits visit: https://pennymacnews.page.link/benefits
For residents with state required benefit information, additional information can be found at: https://www.pennymac.com/additional-benefits-information
Compensation: Individual salary may vary based on multiple factors including specific role, geographic location / market data, and skills and experience as defined below:
- Lower in range - Building skills and experience in the role
- Mid-range - Experience and skills align with proficiency in the role
- Higher in range - Experience and skills add value above typical requirements of the role
Some roles may be eligible for performance-based compensation and/or stock-based incentives awarded to employees based on company and individual performance.
Salary$65,000 - $100,000
Work ModelOFFICE
