Charles Schwab

Senior Technology Risk Management - AI

Charles Schwab$120K — $150K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • 5+ years of experience in technology operations or related fields.
  • Experience with AI-enabled software development and engineering workflows.
  • Knowledge of AI risk and governance throughout its lifecycle.
  • Familiarity with AI evaluation techniques like bias testing and model performance monitoring.
  • Experience developing risk reporting and executive governance materials.
  • Knowledge of technology risk management frameworks such as NIST or COBIT.
  • Strong communication skills for translating technical concepts to diverse audiences.

Responsibilities

  • Identify and assess technology risks within Schwab’s AI ecosystem.
  • Partner with various teams to monitor and mitigate technology risks.
  • Evaluate AI-related controls for compliance with policies and standards.
  • Drive improvements in risk management practices across the firm.
  • Conduct risk assessments and develop insightful metrics for executives.
  • Influence AI governance outcomes on an enterprise level.
  • Collaborate with stakeholders on operational resilience initiatives.

Benefits

  • Opportunity to influence enterprise-wide risk management practices.
  • Engagement with cutting-edge AI technologies and initiatives.
  • Work in a collaborative and impactful environment.
  • Support for ongoing professional development and certifications.
Full Job Description
Your Opportunity

Technology Risk Management (TRM), part of Corporate Risk Management (CRM), partners with technology and business teams to identify, assess, and manage risks associated with emerging technologies and critical business processes. This work helps ensure alignment with the firm's risk appetite while protecting client assets, client information, and Schwab’s operational environment.

 

As a Senior Manager, Technology Risk Management, you will play a critical role in protecting Schwab’s technology ecosystem by partnering with Corporate Risk Management, technology, security, and business teams to identify, assess, monitor, and mitigate technology risk. As a senior individual contributor within Technology Risk Management, you will provide independent oversight of Artificial Intelligence (AI) technologies, helping ensure technology initiatives align with the firm's risk appetite, regulatory requirements, and operational resilience objectives. 

 

In this Technology Architecture Governance Risk (TAGR) role, you will influence enterprise-wide AI governance outcomes by evaluating the effectiveness of AI Solutions and emerging technologies, assessing compliance with technology policies, standards, and controls, and driving improvements that strengthen risk management practices. You will leverage analytical thinking, sound judgment, and risk expertise to conduct risk assessments, develop meaningful metrics and reporting, and provide insights that support executive decision-making. Success requires the ability to navigate complex environments, analyze emerging risks, balance competing priorities, and build trusted partnerships across technology, risk, audit, security, and business functions.

 

You will collaborate with technology, security, compliance, audit, and business teams to evaluate AI-related controls, monitor risk trends and performance metrics, support policy and standards development, assess third-party and platform risks, and contribute to operational resilience initiatives. This position offers the opportunity to influence enterprise-wide risk management practices while helping advance Schwab’s responsible adoption of innovative technologies.

What you have

Required Qualifications

  • 5+ years of experience in technology operations, technology risk management, information security, governance, compliance, audit, or a related discipline.
  • Experience reviewing AI-enabled software development lifecycle (SDLC) or engineering workflows, including AI-assisted development environments.
  • Knowledge of AI risk concepts, governance considerations, and risk management practices across the AI lifecycle.
  • Familiarity with AI evaluation techniques such as bias testing, explainability, model performance monitoring, and validation approaches.
  • Experience developing risk reporting, metrics, dashboards, or executive-level governance materials.
  • Working Knowledge of technology risk management frameworks and industry standards, including NIST, COBIT, FFIEC, or similar guidance.
  • Understanding of applicable regulatory, compliance, and legal requirements, including GDPR, PCI, FFIEC, GLBA, SOX, or comparable regulations.
  • Demonstrated ability to identify, assess, prioritize, and communicate technology and operational risks through data-driven analysis and strategic recommendations.
  • Strong analytical, problem-solving, critical thinking, and decision-making skills.
  • Excellent written and verbal communication skills with the ability to translate complex technical concepts for both technical and executive audiences.
  • Experience influencing stakeholders, collaborating effectively, and driving outcomes across multiple business functions, including technology, security, risk, compliance, and audit teams.
  • Experience managing multiple priorities and delivering results in a fast-paced, highly regulated environment.
  • Ability to work independently and proactively with minimal direction.
  • Bachelor’s degree in Business Risk Management, Computer Science, Information Systems, Business Administration, or a related field, or equivalent combination of education and experience.

Preferred Qualifications

  • Experience providing technology risk management oversight within financial services or another highly regulated industry.
  • Experience assessing compliance with technology policies, standards, controls, and governance requirements.
  • Experience supporting operational resilience, cyber risk, incident management, or risk mitigation programs.
  • Experience evaluating risks associated with generative AI, agentic AI, machine learning, or other emerging technologies.
  • Experience of data analysis, reporting, and visualization tools such as Tableau, Power BI, or similar platforms.
  • Professional certifications such as CISSP, CISA, CISM, CRISC, CPCB, or equivalent credentials.
  • Advanced degree in a relevant discipline.

In addition to the salary range, this role is eligible for bonus or incentive opportunities.

About Charles Schwab

Charles Schwab is a financial services company that provides a full range of securities, brokerage, banking, money management, financial advisory, investor, and retirement plan services. It operates in four main divisions; investing, wealth management, banking, and trading. Charles Schwab provides a full-service brokerage platform that serves individual investors who invest on their own or through a workplace-sponsored retirement or equity plan, as well as banking through Schwab Bank. The firm was founded in 1973 and is headquartered in San Francisco, California.

Charles Schwab Careers

Join the vibrant team at Charles Schwab, a leader in global finance, where your career is propelled by innovation, leadership, and a commitment to diversity and professional growth. At Charles Schwab, we offer more than just job opportunities; we provide a platform for you to make a significant impact on the industry and our clients' lives.

Work You’ll Do

At Charles Schwab, we are dedicated to helping our clients manage their financial futures. Being part of our team means you'll work alongside some of the most skilled professionals in the financial services industry. Our culture thrives on teamwork, integrity, and relentless dedication to our clients. Whether you're looking for a position in financial consulting, technology, or administrative support, Charles Schwab offers a dynamic work environment where your skills will be honed and your achievements recognized.

Innovate and Lead

Embrace the opportunity to lead through innovation. Charles Schwab’s commitment to technology and innovation is fundamental to our service delivery. By joining our team, you will be at the forefront of developing new solutions that redefine the future of finance. Your leadership can guide significant projects that impact our company and the industry.

Grow Your Career

Charles Schwab believes in fostering the growth of its employees. Whether through professional development programs, diversity training, or leadership workshops, we ensure that our team members receive the support and training they need to advance their careers. With a variety of career paths available, your job at Schwab can evolve with your interests and expertise.

Internship and Employment Opportunities

Start your professional journey with Charles Schwab through our internship programs or full-time employment opportunities. We seek individuals who are passionate, curious, and ready to drive change. A career at Schwab is not just about having a job; it's about building a lasting relationship with a company that values your potential.

Benefits and Culture

Charles Schwab is renowned for its employee-friendly culture. We offer a comprehensive benefits package that supports the health, financial stability, and work-life balance of our team members. From competitive salaries and bonuses to health insurance and retirement plans, Schwab ensures that your career is as rewarding as it is enriching.

Networking and Professional Development

Expand your professional network and enhance your skills through our various networking events, mentorship programs, and training sessions. At Charles Schwab, we believe in leveraging collective expertise to foster learning and innovation. Engage with leaders, gain insights from experienced professionals, and build relationships that will aid your career trajectory.

Join Our Team

Explore the numerous career paths available at Charles Schwab and discover how your talents can be utilized to their fullest potential. Search open positions that match your skills and interests. We are continuously hiring across various disciplines and look forward to adding innovative, driven individuals to our team.

Stay Connected

Keep up to date with the latest from Charles Schwab Careers by subscribing to our job alert emails. Tailor your subscription to receive updates that align with your career preferences and be the first to know about new openings, company news, and professional tips.

Explore Charles Schwab Jobs

Ready to take the next step in your career? Visit our careers page to review current job openings, submit your resume, and prepare for your interview. At Charles Schwab, your future is waiting. [SEARCH CHARLES SCHWAB JOBS] Join Charles Schwab today and be part of a team that values diversity, innovation, and leadership—where your career can thrive in the exciting world of finance.
Learn more about Charles Schwab
Size
34,200 employees
Market Cap
$151.6 billion
Industry
Net Income
$3.2 billion
Founded
1973
5 Year Trend
+20%
Revenue
$12.1 billion
NASDAQ

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