Senior Specialized Information Technology Examiner

Securities and Exchange Commission

• $108K — $130K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 5-7 years of experience in IT and cybersecurity auditing, focusing on financial institutions.
  • In-depth understanding of regulatory compliance in the securities industry.
  • Proficient in risk management frameworks and IT security policy development.
  • Experience collaborating with senior management on program implementations.
  • Expertise in translating technical requirements into actionable strategies.
  • Strong problem-solving capabilities, particularly in cybersecurity contexts.
  • Excellent oral and written communication skills.

Responsibilities

  • Advise on monitoring operations within securities markets.
  • Oversee evaluations of regulated entities' computer systems for fair trading practice.
  • Develop comprehensive risk management frameworks.
  • Assist in shaping policies for new IT security requirements.
  • Provide regulatory guidance affecting the securities industry.
  • Analyze operational practices to improve response to market activity.
  • Develop standards for planning and evaluating IT systems.

Benefits

  • Comprehensive federal employee benefits package, including health and retirement plans.
  • Access to career development and training opportunities.
  • Potential for advancements within the U.S. government structure.
  • Work-life balance initiatives and flexible work options may be available.
Full Job Description
Summary

The Division of Examinations is seeking a IT Specialist (INFOSEC) (Senior Specialized Information Technology Examiner), SK-2210-16 in the Technology Controls Program (TCP) andwill be located in one of the listed locations.

As a Senior Specialized Information Technology Examiner, with the Technology Controls Program (TCP), you will join a well-respected team that is responsible for conducting examinations of entities subject to Regulation Systems Compliance and Integrity (SCI).

Duties

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In this role as a Senior Specialized Information Technology Examiner, you will be responsible for:

  • Advising an active program with respect to the monitoring of the operations of the securities markets;
  • Overseeing reviews of computer systems of regulated entities to evaluate systems for the ability to create a fair market environment for trading;
  • Developing sound risk management frameworks;
  • Assisting with the development of policies or procedures to implement new IT security requirements;
  • Providing guidance and advice concerning the development of regulatory policies affecting a broad segment of the securities industry;
  • Planning and conducting analyses of securities exchange operational practices and requirements to evaluate securities industry computer systems requirements and to improve self-regulatory organizations' response to market activity;
  • Developing policies, guidelines, and standards for the planning, development, integration, implementation, and evaluation of information technology systems and subsystems that meet overall information needs of multiple major organization;
  • Reviewing proposed new systems, networks, and software designs for potential security risks;
  • Maintaining knowledge of best practices in information security management, as well as the software/hardware technologies employed in the securities markets and by the SROs; and
  • Evaluating the significance of actual and potential cyber security problems, trends, and weaknesses.


Requirements

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Conditions of employment

  • CITZENSHIP: You must be a US Citizen.
  • SELECTIVE SERVICE: Males born after 12/31/59 must be registered or exempt from Selective Service (see https://www.sss.gov/).
  • DRUG TESTING: This position may be subjected to drug testing requirements.
  • PERMANENT CHANGE OF STATION (PCS): Moving/Relocation expenses are not authorized.
  • DIRECT DEPOSIT: All Federal employees are required to have Federal salary payments made by direct deposit to a financial institution of their choosing.
  • The selectee is required to report to the duty station(s) listed.
  • Typical Examiner Travel: Examination staff routinely travel to the offices of registered entities to conduct on-site inspections of facilities, to meet with and interview entity personnel, and to examine certain business records


Qualifications

Time-in-grade for this announcement is one year at the GS/SK-14 level.

Applicants are responsible for confirming all required materials are submitted by the closing date of the announcement. Please check the HowYou Will Be Evaluated and Required Documents sections carefully, as missing documents will render the application incomplete and ineligible for review.

Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional; philanthropic; religious; spiritual; community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. All qualification requirements must be met by the closing date of this announcement.

BASIC REQUIREMENT: For all positions individuals must have IT-related experience demonstrating each of the four competencies listed below:

  1. Attention to Detail: Is thorough when performing work and conscientious about attending to detail.
  2. Customer Service: Works with clients and customers (that is, any individuals who use or receive the services or products that your work unit produces, including the general public, individuals who work in the agency, other agencies, or organizations outside the Government) to assess their needs, provide information or assistance, resolve their problems, or satisfy their expectations; knows about available products and services; is committed to providing quality products and services.
  3. Oral Communication: Expresses information (for example, ideas or facts) to individuals or groups effectively, taking into account the audience and nature of the information (for example, technical, sensitive, controversial); makes clear and convincing oral presentations; listens to others, attends to nonverbal cues, and responds appropriately.
  4. Problem Solving: Identifies problems; determines accuracy and relevance of information; uses sound judgment to generate and evaluate alternatives, and to make recommendations.


MINIMUM QUALIFICATION REQUIREMENT:

SK-16: Applicant must have at least one year of specialized experience equivalent to the GS/SK-14 level. Specialized experience includes:

  1. Applying IT principles and practices to conduct cybersecurity and resiliency audits of organizations and systems; AND
  2. Advising securities-related financial institutions or financial regulatory organizations on cyber security-related risks, software vulnerabilities, and governance practices; AND
  3. Collaborating with senior management to devise long-range plans for efficient program implementation and administration; AND


ACCOMPLISHMENT RECORD COMPETENCIES: Your Accomplishment Record narratives should address the following competencies. See the How You Will Be Evaluated section below for more information:

  • Competency 1: Technology Expertise: Knowledge of the principles and methods of specialized technologies, tools, and delivery systems, including security, risk management, governance, functionality, and user interface in area of expertise (e.g., programming languages, server, web, applications, network).
  • Competency 2: Technology Awareness: Uses technological developments, new requirements, and new applications of information technology (hardware, software, and telecommunications), emerging technologies and their integration into business processes, and implementation of information systems to meet organizational requirements.
  • Competency 3: Technical Communication Translates technical information into non-technical terms and accurately convey technical information to end users (e.g., staff, management) and outside parties, including the technical documentation of applications, systems, Standard Operating Procedures, etc.
  • Competency 4: Teamwork and Collaboration: Interacts with internal and external others in a manner that advances examinations and SEC goals and objectives.


Education

This job does not have an education qualification requirement.

Additional information

Supplementary vacancies may be filled in addition to the number stated in this announcement and may be filled from any division or office within the agency.

SEC COMPENSATION PROGRAM: Total salary (base pay + locality) is dependent upon duty location. The overall salary range listed above is provided for informational purposes. The pay for current SEC employees will be determined according to the procedures specified in the agency's policy. If your selection results in a change in grade from an SK-15 to an SK-16, you will maintain your current salary.

Benefits

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A career with the U.S. government provides employees with a comprehensive benefits package. As a federal employee, you and your family will have access to a range of benefits that are designed to make your federal career very rewarding. Opens in a new windowLearn more about federal benefits.

Review our benefits

Eligibility for benefits depends on the type of position you hold and whether your position is full-time, part-time or intermittent. Contact the hiring agency for more information on the specific benefits offered.

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