TD Bank

Senior Manager, Governance & Control, Road To Strong

TD Bank • $115K — $163K *
Finance & Insurance
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • 10+ years of experience in financial services, focusing on regulatory environment, risk management, governance, and controls.
  • University degree is an asset.
  • Exceptional communication skills, particularly in writing policies and procedures for diverse audiences.
  • Strong interpersonal skills to influence and motivate across all organizational levels.
  • Detail-oriented with excellent organizational skills to manage tight timelines and shifting priorities.
  • Logical and strategic thinker with strong critical reasoning abilities.
  • Experience in leading teams with a focus on coaching and talent development.

Responsibilities

  • Lead governance over the Wealth Road to Strong portfolio and its enterprise risk and regulatory programs.
  • Provide oversight and challenge program implementation across Wealth lines of business.
  • Translate enterprise standards into clear business impacts and monitor performance, risks, and dependencies.
  • Represent Wealth on enterprise committees, ensuring the Wealth perspective is integrated into decisions.
  • Oversee performance management, including Risk Appetite Statement measures and Key Performance Indicators.
  • Govern the Road to Green process, monitoring progress and escalating risks or missed commitments.
  • Deliver consolidated program-level reporting to the AVP, highlighting performance and emerging risks.

Benefits

  • Comprehensive health and well-being benefits.
  • Savings and retirement programs.
  • Paid time off and banking benefits.
  • Career development opportunities and mentoring programs.
  • Reward and recognition initiatives.
Full Job Description
Work Location:
Toronto, Ontario, Canada

Hours:
37.5

Line of Business:
Governance & Control

Pay Details:
$115,600 - $163,200 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

TD Wealth, Governance & Control (G&C) team partners with the Wealth businesses to design, implement, maintain and monitor effective internal controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements.

The team is responsible for ensuring timely and consistent implementation - across all Wealth Canada businesses - of all risk, control and governance programs, initiatives, policies and strategic business projects. The Wealth G&C team acts as the primary contact for the Wealth Canada businesses, working closely with subject matter experts from each Wealth Canada business line. The team works together with the business leaders to implement Wealth-wide G&C methodologies, policy frameworks, standards and practices and are key members of enterprise projects / programs requiring Wealth representation.

Job Responsibilities

Reporting to the AVP, Wealth, Road To Strong, the Senior Manager will lead governance over the Wealth Road to Strong portfolio and its underlying enterprise risk and regulatory programs.

The role will provide integrated oversight and effective challenge of program implementation and delivery across the Wealth lines of business. Working with business leaders, enterprise program owners and control partners, the Senior Manager will translate enterprise standards and program requirements into clear business impacts, confirm ownership and timelines, and monitor performance, risks and dependencies. The Senior Manager will represent Wealth on enterprise committees and working groups, helping to ensure the Wealth perspective is considered, and enterprise decisions are translated into required actions. The role will also provide consolidated program-level reporting to the AVP, escalate material concerns and support informed management decisions and sustainable program outcomes.

Other responsibilities include:

  • Govern the Wealth Road to Strong portfolio, setting the integrated roadmap and priorities required to deliver its overall mandate.
  • Direct the delivery of underlying enterprise risk and regulatory programs within Road To Strong, translating enterprise standards into coordinated implementation across the Wealth lines of business.
  • Represent Wealth on enterprise committees and working groups, communicating business impacts, bringing forward the Wealth perspective and translating decisions into clear actions and accountabilities.
  • Oversee performance management across Road to Strong and its underlying programs, including Risk Appetite Statement measures, Key Performance Indicators and Key Risk Indicators, performance against thresholds and accountable actions.
  • Govern the Road to Green process by monitoring progress against established remediation plans, challenging accountable owners and escalating risks, barriers or missed commitments that could affect delivery.
  • Provide integrated Wealth and enterprise reporting across the Road to Strong portfolio, highlighting overall performance, progress across underlying programs, emerging risks, areas of concern and required management decisions.
  • Provide executive level reporting program updates to the AVP, clearly articulating overall status, key developments, material risks, decisions required and positions of recommended actions.
  • Provide governance oversight of complex, cross-functional remediation and special projects, including monitoring milestones, dependencies, accountabilities and delivery risks through sustainable closure.


Job Requirements
  • The ideal candidate should have 10+ years of prior experience in financial services and have related experience in the regulatory environment, risk management, governance, and controls.
  • University degree is considered an asset.
  • Superior communication skills with experience in writing policy and/or procedures and the ability to communicate information and key messages in a clear and compelling way to suit different audiences including executives.
  • Strong interpersonal skills, able to build relationships, effectively interact, influence and motivate individuals at all levels of the organization to make an impact.
  • Detail-oriented with excellent organization skills and ability to effectively manage work under tight timelines and changing priorities.
  • A logical and strategic thinker with strong critical reasoning skills.
  • Self-motivated, resourceful team player with high energy and ability to work independently.
  • Comfortable leading through transformational change and recognized as a champion for continuous improvement.
  • Experience as a people leader focused on a strong coaching culture, talent development and employee experience through recognition.
  • Risk, Audit, and/or Compliance experience (financial services industry preferred).
  • Exceptional personal integrity to manage access to sensitive information.
  • The workplace model is 4 days in the office.


Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information:
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.

Colleague Development

If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

If you're passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.

We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.

Training & Onboarding
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

Interview Process
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if you'd like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):
Sans Objet

About TD Bank

TD Securities offers a range of advisory and capital market services to its clients. The company's range of services includes research, investment banking, capital markets, and global transaction banking. Research consists of commodity and equity research. Investment banking consists of mergers, acquisitions, industry expertise, and credit origination. Global transaction banking consists of trade finance, cash management, and correspondent banking. TD Securities was founded in 1855 and is based in Ontario.

TD Bank Careers

Join the vibrant team at TD Bank, one of North America's leading financial services organizations, where innovation, leadership, and growth go hand in hand. At TD Bank, we are committed to fostering a culture of diversity and inclusion, making it an ideal place for ambitious professionals to thrive. Work You’ll Do At TD Bank, your professional journey is bolstered by a robust support system. From your first interview to every career milestone, you will find opportunities for growth and leadership. Our team is dedicated to helping you develop the skills necessary for success in the ever-evolving financial sector. TD Bank offers a variety of job opportunities across multiple fields, from customer service to investment banking. Each position at TD Bank is a chance to contribute to our culture of innovation and exceptional client service. Internship Programs Kickstart your career with a TD Bank internship. Our programs provide invaluable industry exposure and hands-on experience, making them a perfect starting point for students and recent graduates eager to make their mark in the banking industry. Interns at TD Bank enjoy the unique opportunity to work alongside seasoned professionals, gaining insights that are crucial for future employment. Benefits and Growth TD Bank is deeply committed to the well-being and continuous growth of our team members. We offer competitive benefits packages that cover health, finance, and family care. Our employees enjoy comprehensive health insurance, retirement plans, and generous paid time off, among other perks. Moreover, TD Bank encourages professional development through various training programs, including leadership development and diversity training. These initiatives ensure that our team remains at the forefront of industry standards and best practices. Join Our Team Explore the numerous career paths available at TD Bank and discover how your skills and interests align with our mission. We are actively hiring and continually looking for talented individuals who are passionate about banking and customer service. Networking and Professional Development At TD Bank, we believe in the power of networking and collaboration. Our employees have access to a wide range of networking events, workshops, and seminars that promote career development and professional growth. These platforms not only enhance your professional skills but also expand your industry connections. Stay Connected Keep up to date with the latest at TD Bank Careers by subscribing to our job alert emails. Tailor your subscription to match your career preferences and get the latest news, insider tips, and job opportunities delivered straight to your inbox. Explore job opportunities at TD Bank and be part of a team that values hard work, creativity, and a diverse workplace culture. Your next great career move is just a click away. SEARCH TD BANK JOBS Join us at TD Bank and let your ambition lead you to a rewarding career filled with opportunities to learn, grow, and innovate.
Learn more about TD Bank
Size
90,000 employees
Market Cap
$117.9 billion
Industry
Net Income
-$6.9 million
5 Year Trend
+6.6%

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