Senior Manager, Corporate Compliance

$100K — $130K *
Finance & Insurance
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree with 10+ years in compliance, legal, or internal audit at a public company
  • High ethical standards and discretion
  • Deep knowledge of regulatory and compliance frameworks
  • Proven leadership and strong decision-making skills
  • Ability to influence organizational change
  • Experience in planning and overseeing compliance training programs
  • Proficiency in data management and analysis using Microsoft Excel

Responsibilities

  • Lead and mentor the Corporate Compliance team
  • Develop, implement, and maintain corporate compliance policies and procedures
  • Oversee reviews and updates to the compliance program
  • Design and manage compliance training programs for employees
  • Monitor the protected disclosure hotline and oversee compliance investigations
  • Administer and monitor compliance with business gifts and personal trading policies
  • Conduct research related to sanctions compliance

Benefits

  • Work alongside a seasoned corporate compliance team
  • Impactful role in shaping enterprise-wide compliance measures
  • Opportunity for professional development and leadership experience
  • Engagement with diverse compliance areas including anti-bribery and conflicts of interest
  • Dynamic work environment within a prominent public company
Full Job Description
Overview

Job Purpose

Intercontinental Exchange, Inc. (NYSE: ICE) is seeking a senior manager-level compliance professional to join our corporate compliance team.

 

In the role, you will be responsible for designing, implementing, administering and monitoring the organization’s enterprise-wide compliance program covering areas including electronic communications, conflicts of interest, personal trading, anti-bribery, anti-fraud, sanctions, and business gifts, meals, and entertainment, among others.

 

Responsibilities 

  • Lead and mentor members of the Corporate Compliance team, including direct management of a Compliance Analyst
  • Contribute to the development, implementation, and maintenance of corporate compliance policies, procedures, and standards, ensuring they align with legal, regulatory requirements and industry best practices
  • Oversee periodic review and updates to compliance program to address legal or regulatory changes and evolving business risks
  • Design, implement and manage compliance training programs for employees across the organization
  • Monitor ICE’s protected disclosure hotline and oversee internal compliance investigations, including alleged policy violations or breaches
  • Administer the review, processing, and monitoring of employees’ compliance with ICE’s business gifts, meals, and entertainment policy
  • Evaluate and process employees’ requests to engage in outside activities
  • Administer the review, processing, and monitoring of employees’ compliance with ICE’s personal trading policy
  • Conduct research related to compliance with applicable sanctions laws
  • Review employees’ electronic communications for compliance with corporate policies
  • Support additional projects and initiatives as assigned by senior leadership

 

Knowledge and Experience 

  • Bachelor’s degree with 7+ years’ experience in compliance, legal or internal audit at a public company 
  • Certified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM) or equivalent
  • High ethical standards and discretion
  • Deep knowledge of regulatory and compliance frameworks
  • Proven leadership, sound judgment, and strong decision-making skills
  • Ability to influence without authority and drive organizational change across a complex enterprise
  • Experience planning, implementing, and overseeing compliance training programs
  • Proficiency in organizing, managing, and analyzing large data sets using Microsoft Excel and other relevant tools
  • Exceptional attention to detail and organizational skills, with the ability to identify issues, assess risk, and respond decisively
  • Outstanding verbal and written communication skills
  • Strong analytical skills and critical thinking skills
  • Self-starter with the ability to prioritize competing demands in a fast-paced, high-pressure environment
  • High sense of ownership and urgency with a proactive approach to problem-solving

 

Preferred Skills

  • Experience in financial services and financial markets

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