TD Bank

Senior Counsel, Wealth Legal

TD Bank$165K — $210K *
Legal & Accounting
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Law degree from an accredited law school; qualified to practice in Ontario
  • 7+ years of experience in securities law at major law firms or financial institutions
  • Strong advisory experience on regulatory issues related to investment and wealth products
  • In-depth knowledge of Ontario securities law and National Instrument 31-103
  • Superior analytical and communication skills for engaging with senior management
  • Strong judgment in assessing legal and regulatory risks
  • Ability to manage multiple priorities with attention to detail

Responsibilities

  • Collaborate with various teams to provide high-quality legal support
  • Support strategic initiatives and projects for wealth distribution
  • Lead and advise on regulatory developments affecting the business
  • Build and maintain relationships with compliance and operational partners
  • Review, draft, and negotiate contracts and client documentation
  • Contribute to critical legal initiatives within TD
  • Address high-profile legal issues in wealth distribution

Benefits

  • Comprehensive health and well-being benefits
  • Savings and retirement programs
  • Paid time off and banking benefits
  • Career development opportunities and training programs
  • Reward and recognition initiatives
  • Accessible training and onboarding sessions
  • Support for work-life balance and personal growth
Full Job Description

Work Location:

Toronto, Ontario, Canada

Hours:

37.5

Line of Business:

Legal

Pay Details:

$165,000 - $210,000 CAD

The pay details posted reflect a temporary market premium specific to this role that is reassessed annually.

Job Description:

Department Overview

Senior Counsel, Wealth Legal, will be a member of the Canadian Wealth Distribution Legal Team located in Toronto. The Canadian Wealth Distribution Legal Team provides legal advice and counsel to TD's Canadian wealth businesses.

Job Overview

In this role, you will join a dynamic and collegial team of lawyers and support a broad range of business, product, regulatory, and client-related initiatives.

Your focus will be on TD's wealth distribution businesses, where you will:

  • work collaboratively with business, compliance, risk, operations, marketing, product and other legal partners to provide practical, risk-based and high-quality legal advice and support

  • support strategic initiatives and projects

  • lead and advise on regulatory developments

  • build and maintain relationships with internal business and control partners

  • review, draft, and negotiate contracts, client documentation, and disclosures

  • contribute to high-priority TD Legal initiatives

Job Requirements

  • You have a law degree from an accredited law school and are qualified to practice law in Ontario

  • You have 7+ years' experience practicing securities law at a major law firm, financial institution, wealth firm, large corporation, or regulator

  • You have strong experience advising on legal and regulatory issues relating to investment dealers, mutual fund dealers, wealth products, and financial services distribution

  • You have strong knowledge of Ontario securities law, including National Instrument 31-103 Registration requirements, exemptions and ongoing registrant obligations and the CIRO rules

  • You have superior analytical and communication skills, including an ability to communicate effectively with senior members of TD Bank's management team

  • You have strong judgment and the ability to identify legal, regulatory, and reputational risk in a practical business context

  • You can manage multiple deadlines and priorities while paying attention to detail

  • You bring professionalism, accountability, responsiveness and a collaborative approach to your work and can work independently or as part of a team

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.

Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.


Colleague Development

If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.  

We’re committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.

Training & Onboarding
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process 
We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.


Accommodation
Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):

Sans Objet

About TD Bank

TD Securities offers a range of advisory and capital market services to its clients. The company's range of services includes research, investment banking, capital markets, and global transaction banking. Research consists of commodity and equity research. Investment banking consists of mergers, acquisitions, industry expertise, and credit origination. Global transaction banking consists of trade finance, cash management, and correspondent banking. TD Securities was founded in 1855 and is based in Ontario.

TD Bank Careers

Join the vibrant team at TD Bank, one of North America's leading financial services organizations, where innovation, leadership, and growth go hand in hand. At TD Bank, we are committed to fostering a culture of diversity and inclusion, making it an ideal place for ambitious professionals to thrive. Work You’ll Do At TD Bank, your professional journey is bolstered by a robust support system. From your first interview to every career milestone, you will find opportunities for growth and leadership. Our team is dedicated to helping you develop the skills necessary for success in the ever-evolving financial sector. TD Bank offers a variety of job opportunities across multiple fields, from customer service to investment banking. Each position at TD Bank is a chance to contribute to our culture of innovation and exceptional client service. Internship Programs Kickstart your career with a TD Bank internship. Our programs provide invaluable industry exposure and hands-on experience, making them a perfect starting point for students and recent graduates eager to make their mark in the banking industry. Interns at TD Bank enjoy the unique opportunity to work alongside seasoned professionals, gaining insights that are crucial for future employment. Benefits and Growth TD Bank is deeply committed to the well-being and continuous growth of our team members. We offer competitive benefits packages that cover health, finance, and family care. Our employees enjoy comprehensive health insurance, retirement plans, and generous paid time off, among other perks. Moreover, TD Bank encourages professional development through various training programs, including leadership development and diversity training. These initiatives ensure that our team remains at the forefront of industry standards and best practices. Join Our Team Explore the numerous career paths available at TD Bank and discover how your skills and interests align with our mission. We are actively hiring and continually looking for talented individuals who are passionate about banking and customer service. Networking and Professional Development At TD Bank, we believe in the power of networking and collaboration. Our employees have access to a wide range of networking events, workshops, and seminars that promote career development and professional growth. These platforms not only enhance your professional skills but also expand your industry connections. Stay Connected Keep up to date with the latest at TD Bank Careers by subscribing to our job alert emails. Tailor your subscription to match your career preferences and get the latest news, insider tips, and job opportunities delivered straight to your inbox. Explore job opportunities at TD Bank and be part of a team that values hard work, creativity, and a diverse workplace culture. Your next great career move is just a click away. SEARCH TD BANK JOBS Join us at TD Bank and let your ambition lead you to a rewarding career filled with opportunities to learn, grow, and innovate.
Learn more about TD Bank
Size
90,000 employees
Market Cap
$117.9 billion
Industry
Net Income
-$6.9 million
5 Year Trend
+6.6%

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