Deutsche Bank

Senior Counsel, Bank Regulatory Legal - Director

Deutsche Bank$170K — $308K *
Legal & Accounting
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • 5-7 years of experience in U.S. bank regulatory law, specifically with the Bank Holding Company Act and Federal Reserve Act.
  • Proven engagement with regulatory authorities on applications and supervisory interactions.
  • Experience collaborating with Finance, Treasury, and Risk Management on regulatory issues.
  • Knowledge of Investment Banking and Capital Markets, particularly regarding Regulation W.
  • Strong analytical skills and knowledge of regulatory reporting and capital rules.

Responsibilities

  • Advise on regulatory permissibility of business activities and transactions within the Americas.
  • Prepare and review regulatory applications and communications for the Bank's strategic initiatives.
  • Advise internal stakeholders on relevant regulatory developments in the Americas.
  • Collaborate with legal teams across business lines to address regulatory issues.
  • Support regulatory engagement and examinations, working with the Regulatory Management Group.

Benefits

  • Comprehensive wellness benefits focusing on physical, emotional, and financial health.
  • Flexible working arrangements in accordance with the Bank's hybrid model.
  • Opportunities for professional development and growth within a global organization.
Full Job Description
Job Description:

Job Title Senior Counsel, Bank Regulatory Legal

Corporate Title Director

Location New York City or Jacksonville, Fl

Overview

As Senior Counsel, Bank Regulatory Legal, you will serve as a strategic advisor to Deutsche Bank AG's (the "Bank's") businesses and infrastructure functions on bank regulatory matters arising from the Bank's Americas and global activities. This role requires a pragmatic, experienced lawyer who can deliver clear, commercially practical advice in a specialized practice area within a large, complex global banking organization.

What You'll Do
  • Advise business and infrastructure functions on the permissibility of activities, transactions, investments, new business initiatives, divestitures, reorganizations, and products and services affecting the Americas platform under applicable laws and regulations, including New York Banking Law, the National Bank Act, the Federal Reserve Act, and the Bank Holding Company Act
  • Prepare, review, and advise on regulatory applications, notices, and other submissions and communications relating to the Bank's activities and strategic initiatives
  • Advise internal stakeholders on bank regulatory matters, including regulatory developments that affect the Bank's Americas platform
  • Report to the Head of Bank Regulatory Legal and collaborate closely with business line legal teams


How You'll Lead
  • Advise Legal senior management in the Americas on strategic and tactical responses to regulatory expectations
  • Partner with regional business and infrastructure leaders on significant bank regulatory matters
  • Support regulatory engagement, examinations, and supervisory matters in coordination with Regulatory Management Group


Skills You'll Need
  • Extensive experience advising on U.S. bank regulatory law, including the Bank Holding Company Act, the Federal Reserve Act, the Dodd-Frank Act, New York State Banking Law, and the implementing regulations thereunder, including Regulations K, O, W, Y, and YY as well as supervisory expectations
  • A proven track record of broad, deep experience engaging with regulatory authorities on applications, notices, resolution plan submissions, supervisory interactions, U.S. bank examinations, and related matters, including enforcement matters
  • Experience working with Finance, including Treasury and Risk Management, on bank regulatory legal issues, including strategic internal reorganizations, acquisitions, and legal entity structure and governance requirements
  • Experience with, and a strong understanding of, the Investment Banking, Capital Markets, Private Bank, and Wealth Management lines of business, including advising on the permissibility of activities and Regulation W issues
  • Knowledge of U.S. regulatory reporting requirements, resolution planning requirements, and capital rules along with strong analytical and organizational skills, sound judgment, clear written and verbal communication skills, and bar admission in good standing


Skills That Will Help You Excel
  • A proactive, forward-looking approach to legal advice
  • Ability to develop practical, tactical, and strategic responses grounded in sound commercial judgment
  • Strong communication and stakeholder management skills
  • Experience in an in-house bank regulatory legal function, a law firm financial institutions regulatory practice, or a bank regulatory agency legal role
  • A strong risk awareness and mitigation mindset paired with sound commercial judgment


Expectations

It is the Bank's expectation that employees hired into this role will work in New York City or Jacksonville, Florida, in accordance with the Bank's hybrid working model.

The salary range for this position in New York is $170,000 to $308,000 and in Jacksonville FL is $143,000 to $222,,000. Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.

Deutsche Bank Benefits

At Deutsche Bank, we recognize that our benefit programs have a meaningful impact on our colleagues. That's why we focus on providing benefits and perks that enable our colleagues to live authentically and bring their whole selves to work at every stage of life. We provide physical, emotional, and financial wellness benefits that help our colleagues remain financially secure and maintain balance between work and home. Click here to learn more.

Learn more about life at Deutsche Bank through the perspectives of our current employees: https://careers.db.com/life

#LI-HYBRID

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

About Deutsche Bank

Deutsche Bank AG is a German multinational investment bank and financial services company headquartered in Frankfurt, Germany. The bank is operational in 58 countries with a large presence in Europe, the Americas, and Asia. As of 2021, Deutsche Bank is the 21st largest bank in the world by total assets. The bank offers financial products and services for corporate and institutional clients along with private and business clients. Its services include sales, trading, research, and origination of debt and equity; mergers and acquisitions (M&A); risk management products, such as derivatives, corporate finance, wealth management, retail banking, fund management, and transaction banking.
Learn more about Deutsche Bank
Size
83,000 employees
Market Cap
$23.3 billion
Industry
Founded
1870
5 Year Trend
-8%
NASDAQ

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