Senior Consultant, Risk & Regulatory - 2237536

FORVIS

$77K — $122K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree in Finance, Accounting, Information Systems, Data Analytics, or related field.
  • 2+ years in regulatory reporting or related financial services role, with knowledge of Call Report and FR Y-9C.
  • Experience in data analysis, reconciliations, and testing within a financial services context.
  • Strong analytical and problem-solving abilities with meticulous attention to detail.
  • Proven collaboration skills across various teams.

Responsibilities

  • Support preparation and submission of regulatory reports for Loans, Deposits, or Derivatives/Securities.
  • Conduct data analysis and reconciliations to ensure regulatory reporting data integrity.
  • Interpret regulatory reporting guidelines for product-specific transactions and resolve related queries.
  • Identify and implement process improvements to enhance data quality and reporting efficiency.
  • Maintain regulatory reporting documentation including business rules and control procedures.
  • Collaborate with regulatory reporting, data, and technology teams to address issues and enhance systems.
  • Document testing activities to validate changes affecting regulatory reporting processes.
  • Contribute to regulatory reporting projects and control enhancement initiatives.

Benefits

  • Flexible work arrangement options.
  • Professional development opportunities.
  • Collaborative work culture.
  • Comprehensive health benefits.
  • Contribution to retirement plans.
Full Job Description
Description & Requirements

What You Will Do:

  • Support the preparation, review, and submission of regulatory reports, including the Call Report, FR Y-9C, and other applicable regulatory filings, for assigned product areas such as Loans, Deposits, or Derivatives/Securities.
  • Perform data analysis, reconciliations, and variance investigations to ensure the accuracy, completeness, and consistency of regulatory reporting data.
  • Interpret and apply regulatory reporting instructions to product-specific transactions and balances, resolving classification and mapping questions
  • Assist with the identification and implementation of process improvements that enhance data quality, strengthen controls, and improve reporting efficiency.
  • Support the maintenance of regulatory reporting documentation, including business rules, control procedures, and data lineage.
  • Partner with regulatory reporting, data, and technology teams to support issue resolution, system enhancements, and reporting-related initiatives.
  • Execute and document testing activities, including QA and UAT, to validate changes impacting regulatory reporting processes and outputs.
  • Contribute to broader regulatory reporting projects, remediation efforts, and control enhancement initiatives.

Minimum Qualifications:

  • Bachelor's degree in Finance, Accounting, Information Systems, Data Analytics, or a related field
  • 2+ years of experience in regulatory reporting, regulatory change, or a related financial services function, including exposure to the Call Report (FFIEC 031/041), FR Y-9C, and other regulatory filings.
  • Experience performing data analysis, reconciliations, and testing in a financial services or data-intensive environment.
  • Strong analytical, problem-solving, and organizational skills with a high level of attention to detail.
  • Ability to collaborate effectively across business, regulatory reporting, data, and technology teams.

Preferred Qualifications:

  • Experience supporting regulatory reporting for Loans, Deposits, or Derivatives/Securities.
  • Proficiency in SQL and the ability to analyze large datasets.
  • Experience with Axiom or other regulatory reporting platforms.
  • Familiarity with data warehousing concepts, data lineage, and source-to-target mapping.
  • Understanding of regulatory reporting controls, governance, and data quality frameworks.

#LI-ATL, #LI-CLTSP, #LI-CLTU, #LI-NYC

#LI-BS

Similar Jobs

More Jobs at FORVIS

More Finance & Insurance Jobs

Find similar Senior Consultant, Risk & Regulatory - 2237536 jobs: