TD Bank

Senior Compliance Testing Analyst - HR Governance & Control

TD Bank$81K — $115K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Undergraduate degree or equivalent experience in governance, risk management, compliance, or related fields.
  • Minimum of five years in governance, risk management, compliance, controls testing, or audit.
  • Strong understanding of business operations and control frameworks.
  • Detail-oriented with ability to navigate complex processes quickly.
  • Prior experience in control testing within HR business functions is a strong asset.

Responsibilities

  • Conduct HR regulatory compliance testing according to established standards and timelines.
  • Perform in-depth research and analysis for compliance assessments and projects.
  • Maintain strong relationships with HR partners and governance stakeholders.
  • Prepare detailed testing reports documenting findings and remediation plans.
  • Identify risks or control gaps and collaborate with stakeholders for resolution.

Benefits

  • Comprehensive health and well-being benefits package.
  • Paid time off and banking benefits with discounts.
  • Career development opportunities including mentoring and training programs.
  • Recognition programs to celebrate employee contributions.
  • Support for professional growth and regular performance conversations.
Full Job Description
Work Location:
Toronto, Ontario, Canada

Hours:
37.5

Line of Business:
Compliance

Pay Details:
$81,600 - $115,200 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

DEPARTMENT OVERVIEW

The HR Governance & Control Team is responsible for providing oversight and challenge to ensure that HR Canada and HR Europe, Asia Pacific (EAP) business partners effectively identify, assess, manage, and mitigate risks associated with their day-to-day operations, activities, products, and services. The team supports adherence to the organization's risk appetite and ensures alignment with enterprise governance standards, policies, and regulatory requirements.

SUMMARY
  • As a member of the HR Governance & Control 1B team, this role requires the expertise to assess and validate HR business adherence to enterprise governance standards, regulatory requirements, and related expectations.
  • The successful candidate will possess a strong understanding of business operations, risk management, and control frameworks. They will be highly detail-oriented, committed to delivering accurate work, and able to quickly learn and navigate complex processes.
  • Key responsibilities include independently conducting testing of HR regulatory compliance controls, HR Canada General Ledger account reconciliations, and Risk and Control Self-Assessments (RCSAs), ensuring alignment with enterprise standards and established timelines.
  • The role will also support additional Governance & Control activities and special assignments as required. Success in this position requires strong analytical skills, attention to detail, and the ability to perform effectively in a fast-paced, deadline-driven environment.
  • Prior experience in control testing and knowledge of HR business functions would be considered strong assets.

KEY ACCOUNTABILITIES

CUSTOMER
  • Execute HR regulatory compliance testing in accordance with enterprise standards and established timelines.
  • Perform research, analysis, and end-to-end testing activities to support assessments and provide subject matter expertise for assigned projects and initiatives.
  • Develop and maintain effective working relationships with HR business partners and enterprise governance stakeholders.
  • Prepare clear, objective, and well-documented testing reports, including findings, conclusions, and management remediation plans, in accordance with enterprise requirements.
  • Proactively identify issues, risks, or control gaps requiring further review or escalation and collaborate with appropriate stakeholders to drive resolution.

SHAREHOLDER
  • Effectively prioritize and manage workload to deliver high-quality results within assigned deadlines.
  • Support the analysis, assessment, and implementation of initiatives within the designated area of responsibility.
  • Ensure adherence to internal policies, standards, methodologies, procedures, and regulatory requirements while identifying opportunities to strengthen compliance controls, RCSA processes, and HR General Ledger reconciliation practices.
  • Develop a thorough understanding of the business areas under review and document key insights relevant to each engagement.
  • Stay informed of emerging industry trends, regulatory developments, and changes to internal policies and standards.
  • Build and maintain strong relationships across business lines, corporate functions, and control groups to support alignment with enterprise and regulatory expectations.
  • Provide insightful analysis and communicate findings, risks, and recommendations effectively to Compliance Testing management and business partners.
  • Foster a strong risk and control culture by promoting effective governance practices aligned with the organization's risk appetite.

EMPLOYEE / TEAM
  • Actively contribute as a collaborative team member and support a positive environment focused on service excellence, innovation, quality, and teamwork.
  • Share subject matter expertise and industry knowledge to support knowledge transfer and capability development within the team and broader business unit.
  • Continuously expand knowledge of the business, industry trends, tools, and methodologies relevant to the role.
  • Participate in performance management and professional development activities, including cross-training opportunities.
  • Maintain proactive communication by keeping stakeholders informed of project status, key developments, and relevant business updates.
  • Contribute to team effectiveness through mentorship, knowledge sharing, and the promotion of best practices.
  • Build and maintain productive relationships with internal and external stakeholders to support successful business outcomes.
  • Promote an inclusive, respectful, and equitable workplace that values diversity and collaboration.

BREADTH & DEPTH
  • Operate independently as a subject matter expert within the area of responsibility.
  • Provide guidance, coaching, and support to team members as appropriate.
  • Manage and execute complex, non-routine assignments and deliverables.
  • Lead or contribute to multiple projects and initiatives, including those involving cross-functional processes and stakeholders.
  • Perform complex analysis, reporting, and problem-solving activities to support business and control objectives.
  • Typically reports to a Manager.

EXPERIENCE & EDUCATION
  • Undergraduate degree or an equivalent combination of education and relevant work experience.
  • Minimum of five years of related professional experience in governance, risk management, compliance, controls testing, audit, or a related field.


Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information:
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development

If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

If you're passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.

Training & Onboarding
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

Interview Process
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if you'd like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):
Sans Objet

About TD Bank

TD Securities offers a range of advisory and capital market services to its clients. The company's range of services includes research, investment banking, capital markets, and global transaction banking. Research consists of commodity and equity research. Investment banking consists of mergers, acquisitions, industry expertise, and credit origination. Global transaction banking consists of trade finance, cash management, and correspondent banking. TD Securities was founded in 1855 and is based in Ontario.

TD Bank Careers

Join the vibrant team at TD Bank, one of North America's leading financial services organizations, where innovation, leadership, and growth go hand in hand. At TD Bank, we are committed to fostering a culture of diversity and inclusion, making it an ideal place for ambitious professionals to thrive. Work You’ll Do At TD Bank, your professional journey is bolstered by a robust support system. From your first interview to every career milestone, you will find opportunities for growth and leadership. Our team is dedicated to helping you develop the skills necessary for success in the ever-evolving financial sector. TD Bank offers a variety of job opportunities across multiple fields, from customer service to investment banking. Each position at TD Bank is a chance to contribute to our culture of innovation and exceptional client service. Internship Programs Kickstart your career with a TD Bank internship. Our programs provide invaluable industry exposure and hands-on experience, making them a perfect starting point for students and recent graduates eager to make their mark in the banking industry. Interns at TD Bank enjoy the unique opportunity to work alongside seasoned professionals, gaining insights that are crucial for future employment. Benefits and Growth TD Bank is deeply committed to the well-being and continuous growth of our team members. We offer competitive benefits packages that cover health, finance, and family care. Our employees enjoy comprehensive health insurance, retirement plans, and generous paid time off, among other perks. Moreover, TD Bank encourages professional development through various training programs, including leadership development and diversity training. These initiatives ensure that our team remains at the forefront of industry standards and best practices. Join Our Team Explore the numerous career paths available at TD Bank and discover how your skills and interests align with our mission. We are actively hiring and continually looking for talented individuals who are passionate about banking and customer service. Networking and Professional Development At TD Bank, we believe in the power of networking and collaboration. Our employees have access to a wide range of networking events, workshops, and seminars that promote career development and professional growth. These platforms not only enhance your professional skills but also expand your industry connections. Stay Connected Keep up to date with the latest at TD Bank Careers by subscribing to our job alert emails. Tailor your subscription to match your career preferences and get the latest news, insider tips, and job opportunities delivered straight to your inbox. Explore job opportunities at TD Bank and be part of a team that values hard work, creativity, and a diverse workplace culture. Your next great career move is just a click away. SEARCH TD BANK JOBS Join us at TD Bank and let your ambition lead you to a rewarding career filled with opportunities to learn, grow, and innovate.
Learn more about TD Bank
Size
90,000 employees
Market Cap
$117.9 billion
Industry
Net Income
-$6.9 million
5 Year Trend
+6.6%

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