Intuit Inc

Senior Compliance Manager, Sanctions Investigations (P3)

Intuit Inc • $137K — $185K *
Mountain View, CA 94040In-Person
Finance & Insurance
5 - 7 years of experience
Today
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Job Overview by Ladders

Qualifications

  • Bachelor's degree in Finance, Economics, Criminal Justice, or related field; advanced degrees or certifications preferred.
  • 5+ years of experience in sanctions investigations or financial crime compliance, particularly in a financial institution or consultancy.
  • Deep understanding of global sanctions regimes, including major international lists like OFAC, UN, EU, CA, and UK.
  • Demonstrated ability to manage investigations from alerts to comprehensive reporting.
  • Strong analytical and critical thinking skills with the ability to draw conclusions from complex data.
  • Exceptional communication skills for conveying complex information to various stakeholders.
  • Proficient in financial crime compliance systems and tools, such as transaction monitoring and case management.

Responsibilities

  • Lead and manage in-depth investigations into potential sanctions breaches across various international regimes.
  • Analyze transactions and customer data to identify suspicious activities related to sanctions violations.
  • Gather and interpret large data sets from both internal and external sources to develop detailed case files.
  • Draft clear and concise investigative reports presenting findings and conclusions to senior management.
  • Collaborate with internal teams, including Legal and Operations, to ensure comprehensive risk mitigation.
  • Stay updated on changes in sanctions regulations and train teams accordingly.
  • Contribute to improving the policies, processes, and controls related to sanctions compliance.
  • Mentor junior analysts, promoting their professional growth.

Benefits

  • Opportunity to work in a significant compliance role that impacts financial crime mitigation.
  • Collaborative work environment with opportunities for mentorship and professional development.
  • Exposure to complex global sanctions regimes and enforcement actions.
  • Participation in the enhancement of sanctions compliance policies and practices.
  • Possibility of cash bonuses and equity rewards as part of the compensation package.
Full Job Description
We are seeking a highly motivated and experienced Sanctions Compliance Manager, Sanctions Investigations to join our Sanctions Compliance Office. In this critical role, you will be responsible for conducting in-depth investigations into potential sanctions violations, ensuring adherence to global sanctions regulations, and mitigating financial crime risks. This is an excellent opportunity for a detail-oriented professional with a strong understanding of sanctions compliance and a proven track record in complex investigations to make a significant impact.

Responsibilities

  • Lead and conduct complex, end-to-end investigations into potential sanctions violations, including but not limited to; OFAC, UN, EU, CA, UK and other relevant international sanctions regimes.
  • Analyze high-risk transactions, customer profiles, and other data points to identify suspicious activity and potential breaches of sanctions regulations.
  • Gather, analyze, and interpret large volumes of information from various internal and external sources to build comprehensive case files.
  • Prepare detailed, well-reasoned, and concise investigative reports, clearly articulating findings, conclusions, and recommendations to senior management and relevant stakeholders.
  • Collaborate closely with internal stakeholders, including Legal, Compliance, Operations, and Business Units, to ensure timely resolution of alerts and effective risk mitigation.
  • Stay abreast of new and evolving sanctions regulations, typologies, and enforcement actions, and provide guidance and training to partnering teams.
  • Participate in the development and enhancement of sanctions compliance policies, procedures, and controls.
  • Contribute to the continuous improvement of the sanctions investigations process, identifying efficiencies and best practices.
  • Mentor and provide guidance to junior analysts, fostering their professional development.


Qualifications

  • Bachelor's degree in Finance, Economics, Criminal Justice, or a related field. Advanced degree or professional certifications (e.g., CAMS, CGSS) highly preferred.
  • 5+ years of progressive experience in sanctions investigations, financial crime compliance, or a related field within a financial institution, regulatory body, or consulting firm.
  • In-depth knowledge of global sanctions regimes, including OFAC, UN, EU, CA, UK and other major international sanctions lists.
  • Proven ability to conduct complex, end-to-end investigations, from initial alert to final report.
  • Strong analytical and critical thinking skills with the ability to synthesize complex information and draw sound conclusions.
  • Excellent written and verbal communication skills, with the ability to articulate complex issues clearly and concisely to diverse audiences.
  • Proficiency in using various financial crime compliance systems and tools (e.g., transaction monitoring systems, sanctions screening tools, case management systems).
  • Ability to work independently and as part of a team in a fast-paced, dynamic environment.
  • Team-player: thrives in a team environment and setting up teammates for success; good at building relationships across the company; shows empathy for our customers, colleagues and other stakeholders; open to feedback and collaboration; comfortable in the driver's seat or working as a contributor on a larger team
  • Ability to independently and successfully manage significant case load and big cross-company projects for multiple internal stakeholders with competing deadlines
  • Very organized; an ability and interest in prioritizing the most critical work and finding ways to scale; understands the importance of process and rigor; innovates where appropriate to improve processes

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Intuit provides a competitive compensation package with a strong pay for performance rewards approach. This position may be eligible for a cash bonus, equity rewards and benefits, in accordance with our applicable plans and programs (see more about our compensation and benefits at ). Pay offered is based on factors such as job-related knowledge, skills, experience, and work location. To drive ongoing fair pay for employees, Intuit conducts regular comparisons across categories of ethnicity and gender. The expected base pay range for this position is:

Bay Area, CA:

Atlanta, GA:

San Diego, CA

The expected base pay range for this position is:
Mountain View $137,000 - $185,500
San Diego, CA $126,000- $170,500
Washington, DC $119,000- $161,000

About Intuit Inc

Intuit offers business and financial management solutions for SMBs, financial institutions, consumers, and accounting professionals. The company’s product portfolio includes TurboTax, a software solution that offers free tax filing, efile taxes, and income tax returns; Quicken; QuickBooks; Mint.com, and more. It also offers end-to-end solutions for online tax preparation, download products, mobile tax prep, mortgage interest and property tax, corporations tax, military tax, and more. Intuit was founded by Tom Proulx and Scott Cook in 1983 and is based in Mountain View, California. The company serves customers in North America, Asia, Europe, and Australia with offices in the United States, Canada, India, U.K., and Singapore.

Intuit Inc Careers

Join the dynamic team at Intuit Inc, a global powerhouse in financial software, where innovation, leadership, and diversity training are at the heart of everything we do. This is an unparalleled opportunity to advance your career with a company that is committed to empowering communities and small businesses with innovative financial solutions.

Work You’ll Do

At Intuit Inc, you’ll be part of a culture that cherishes innovation and values the unique perspectives of its team members. You will collaborate with some of the brightest minds in the industry, using your skills to influence the future of technology and finance. Our team at Intuit Inc is driven by the mission to power prosperity around the world, and you can be at the forefront of this transformation.

Explore Job Opportunities and Growth

Intuit’s career paths are as diverse as the innovative solutions we provide to millions. From finance to software engineering, our job opportunities span across multiple disciplines. Whether you’re looking for a full-time position, an internship, or leadership roles, Intuit offers a world of opportunities for professional growth. Our hiring process is designed to identify and attract professionals who are not only skilled but are also passionate about making a difference.

Professional Development and Benefits

Invest in your future with Intuit’s industry-leading benefits and professional development opportunities. Our employees enjoy comprehensive benefits that ensure their personal and professional satisfaction, including health, wellness, and continuous learning perks. At Intuit, we also understand the importance of diversity training and leadership development, providing various programs that foster an inclusive environment.

Join Our Team

Embark on a journey of growth and innovation at Intuit Inc. Search open positions that match your skills and interests. We are looking for curious, creative, and solution-driven team players. Prepare your resume, ace the interview, and join a team that’s committed to creating solutions that power prosperity around the globe.

Networking and Career Advancement

At Intuit Inc, networking and internal mobility are encouraged to foster professional growth and innovation. Connect with leaders and peers through our various networking events, mentorship programs, and collaborative projects. With support at every step of your career, the opportunities at Intuit are limitless.

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Explore Careers at Intuit Inc

Discover the exciting and rewarding career opportunities awaiting you at Intuit Inc. Let your ambition lead you to success. Join us in our mission to power prosperity and contribute to our journey of continuous innovation.

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At Intuit Inc, every role is a chance to innovate, grow, and make an impact. Join us, and together let's shape the future of finance.
Learn more about Intuit Inc
Size
13,500 employees
Market Cap
$107.4 billion
Industry
Consumer Technology
Net Income
$1.7 billion
Founded
1983
5 Year Trend
+19.6%
Revenue
$7.7 billion
NASDAQ
INTU
* Ladders Estimates

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