Nasdaq

Senior Business Analyst - Regulatory Reporting

Nasdaq$106K — $148K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree in Finance, Accounting, Economics, Business, or a related discipline.
  • 5+ years of experience in regulatory reporting within banking, broker-dealer, or financial services, preferably in a business analyst or consulting role.
  • Strong understanding of financial products, balance sheets, and accounting concepts.
  • Comfortable with large datasets, SQL, and data models; collaboration with technical teams is expected.
  • Excellent communication and stakeholder management skills.
  • Ability to interpret regulatory instructions and convert them into reporting solutions.

Responsibilities

  • Partner with clients to gather, analyze, and document regulatory reporting requirements.
  • Translate complex regulatory rules into functional specifications within the Axiom platform.
  • Advise on best practices and process improvements in regulatory reporting operations.
  • Provide expertise on U.S. regulatory frameworks and guidance from key regulatory bodies.
  • Perform data analysis and ensure reporting accuracy through thorough reconciliation processes.
  • Support user acceptance testing and go-live activities for implemented solutions.
  • Contribute to internal knowledge development and collaborate with senior subject matter experts.

Benefits

  • Competitive rewards package that acknowledges unique employee needs.
  • Generous annual bonus/commission and equity opportunities.
  • Comprehensive benefits including health and wellness programs.
  • A hybrid work environment with flexible options.
  • Opportunities for professional growth and development.
Full Job Description

Senior Business Analyst – Axiom Regulatory Reporting

About the Role

We are seeking an experienced Senior Business Analyst to join our Axiom Regulatory Reporting practice. In this client-facing role, you will partner directly with financial institutions to design, implement, and optimize regulatory reporting solutions on the Axiom platform. You will serve as a trusted advisor, guiding clients through complex data and reporting requirements while ensuring alignment with U.S. regulatory expectations and industry best practices.

This is an ideal opportunity for a regulatory reporting professional who thrives at the intersection of business, data, and technology, and who enjoys solving complex problems for sophisticated banking and broker-dealer clients.

Key Responsibilities
  • Partner with clients to gather, analyze, and document data and reporting requirements for regulatory submissions.

  • Translate complex regulatory rules into clear functional specifications and configuration approaches within the Axiom platform.

  • Advise clients on industry best practices, implementation strategies, and process improvements across their regulatory reporting operations.

  • Provide subject matter expertise on U.S. regulatory frameworks, interpreting rules and guidance from the Federal Reserve, OCC, FDIC, SEC, and FINRA.

  • Perform data analysis, source-to-target mapping, reconciliation, and variance analysis to ensure reporting accuracy and completeness.

  • Support user acceptance testing, production parallel runs, and go-live activities.

  • Contribute to internal knowledge sharing, methodology development, and teaming up with senior SMEs.

Required Qualifications
  • Bachelor's degree in Finance, Accounting, Economics, Business, or a related discipline.

  • 5+ years of experience in regulatory reporting within banking, broker-dealer, or financial services — ideally in a business analyst, consulting, or reporting operations capacity.

  • Strong business foundation with a solid understanding of financial products, balance sheet composition, and accounting concepts.

  • Technology-literate: comfortable working with large datasets, reading SQL, understanding data models, and collaborating with technical teams (deep coding expertise not required).

  • Excellent client-facing, communication, and stakeholder management skills.

  • Proven ability to interpret regulatory instructions and translate them into practical reporting solutions.


Regulatory Experience (One or More Required; Multiple Preferred)

Hands-on experience with one or more of the following U.S. regulatory reporting areas:

  • Regulatory Capital (Basel III / Basel 3EG, RWA calculations, FFIEC 101)

  • U.S. Liquidity Reporting (LCR, NSFR, FR 2052a)

  • Broker-Dealer Reporting and Calculations (Net Capital / Rule 15c3-1, Customer Reserve / Rule 15c3-3, FOCUS reports)

  • Bank Holding Company and Call ReportsFR Y-9C, FFIEC 031/041, and related schedules

  • CCAR / DFAST stress testing and related submissions (FR Y-14A/Q/M)

This position willbe located inToronto and offers the opportunity for a hybrid work environment at least 3 days a week in-office, subject to change, providing flexibility and accessibility for qualified candidates.

What We Offer

We92re proud to offer a competitive rewards package that is meaningful, recognizes the unique needs of our employees and their families and incentivizes employees for their contribution to Nasdaq92s overall success.

The base pay range for this role is $106,000 - $148,000. In addition to base salary, Nasdaq provides a generous annual bonus/commission (short-term incentive), and equity (long-term incentive), comprehensive benefits, and opportunity for growth. Exact compensation may vary based on several job-related factors that are unique to each candidate, including but not limited to: skill set, experience, education/training, business needs and market demands.

About Nasdaq

Nasdaq, Inc. is a global technology company that operates a suite of financial services businesses, including trading, clearing, exchange technology, regulatory, securities listing, and public company services. The company was founded in 1971 and is headquartered in New York, New York. Nasdaq operates in over 50 countries and has more than 4,700 employees worldwide. The company is committed to innovation and has been at the forefront of developing new technologies to improve the efficiency and transparency of financial markets.
Learn more about Nasdaq
Size
5,987 employees
Market Cap
$29.8 billion
Industry
Net Income
$933 million
Founded
1971
5 Year Trend
+9.7%
Revenue
$5.6 billion
NASDAQ

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