Broadridge is hiring! We are seeking a Sr. Settlements Associate to provide outsourced operational and transactional business process support for Fails Management across DTC and FED settlements. In this role, the associate is responsible for delivering high-quality service and strong operational performance in alignment with both client needs and contractual requirements. The position supports a range of routine back-office functions, including data entry, order and application processing, document verification, accounting support, and the preparation of mailings. Success in this role requires a strong focus on accuracy, efficiency, and the timely handling of high-volume, transaction-oriented work, with decision-making guided by established procedures and greater autonomy exercised as experience and responsibility increase. Responsibilities RAD Management DK’s Free receives Resolve DVP/RVP differences SPO processing Pair offs as required – directed by M/O and counterparty interaction EOD BalanBuy-in processing Fail Control & Reporting FINRA Extension filing RegSho 204 Reporting Obligation Warehouse activities including Recaps Stock & Cash breaks reconciliation New Issue processing – Strictly settlement processing and fails management ETF Settlement Processing Deposit and Withdrawal at Custodian (DWAC) for Buybacks and Conversions Qualifications 2-5 years of DTC Settlements experience Bachelor's degree/equivalent experience A driven individual who is looking for self and process improvement A willing learner who is open to new ideas and concepts Ability to meet and deliver positive work on strict deadlines Ability to strengthen bonds and communicate effectively and clearly with both colleagues and clients Self-motivated individual who wants to push themselves towards excellence A responsible and reliable person personally and professionally BPS, IMPACT, DTC Settlements Web, DTCC Portal: Smart Track, Clearing Dashboard, Obligation Warehouse as a benefit Compensation Range: The salary range for this position is between $43.00 per hour - $45.00 per hour Bonus Eligibility: Bonus Eligible Broadridge considers various factors when evaluating a candidate's final salary including, but not limited to, relevant experience, skills, and education. Benefits Information: Please visit for more information on our comprehensive benefit offerings. All Colorado employees receive paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act and other legally required benefits, as applicable.  Apply by clicking the application link and submitting your information. The deadline to apply for this role is August 1, 2026 #LI-JS2 Use of AI in Hiring  As part of the recruiting process, Broadridge may use technology, including artificial intelligence (AI)-based tools, to help review and evaluate applications. These tools are used only to support our recruiters and hiring managers, and all employment decisions include human review to ensure fairness, accuracy, and compliance with applicable laws. Please note that honesty and transparency are critical to our hiring process. Any attempt to falsify, misrepresent, or disguise information in an application, resume, assessment, or interview will result in disqualification from consideration.