JP Morgan Chase & Co.

Sanctions Compliance and Regulatory Reporting -Executive Director

JP Morgan Chase & Co.$160K — $200K *
Finance & Insurance
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree or equivalent experience.
  • 10+ years in operations leadership or related roles in financial services.
  • Experience managing large, geographically distributed teams.
  • Track record of developing metrics-driven operating models focused on performance and risk management.
  • Experience with operational transformation initiatives including automation and process redesign.
  • Strong ability to prioritize and deliver results in a fast-paced environment.
  • Excellent analytical skills for process mapping and remediation.

Responsibilities

  • Lead a high-performing sanctions compliance team across multiple locations.
  • Ensure accurate and timely regulatory reporting for blocked and rejected transactions.
  • Oversee audit trails and governance for sanctions-related processes.
  • Drive operational excellence through effective workflow and performance monitoring.
  • Establish KPIs and KRIs to measure operational effectiveness and identify improvements.
  • Manage strategic programs from planning to execution and delivery oversight.
  • Collaborate with various departments to address control gaps and implement solutions.

Benefits

  • Opportunity to lead compliance initiatives in a global organization.
  • Work with a distributed team, promoting a flexible working environment.
  • Engage in strategic modernization efforts to enhance reporting and controls.
  • Drive improvements through innovation and technology solutions.
Full Job Description
JOB DESCRIPTION

As an Executive Director within Global Sanctions Compliance, you will lead the Block and Reject compliance organization, overseeing operational execution, regulatory reporting, governance, and continuous improvement initiatives. You will manage a distributed team across Delaware and India, ensuring the organization operates with strong controls, regulatory compliance, and operational excellence. In addition to day-to-day leadership, you will drive modernization efforts by identifying opportunities to simplify reporting processes, enhance controls, leverage automation, and implement scalable solutions that strengthen the firm's sanctions compliance framework.

Job Responsibilities

  • Lead a high-performing team responsible for sanctions-related blocking and rejection activities, fostering a strong risk and control culture across multiple locations.
  • Ensure timely and accurate regulatory reporting of blocked and rejected transactions in accordance with applicable requirements.
  • Oversee documentation standards, audit trails, and governance processes supporting sanctions-related actions and decisions.
  • Drive operational excellence through effective workflow management, capacity planning, escalation management, and performance monitoring.
  • Establish and maintain key performance indicators (KPIs) and key risk indicators (KRIs) to measure operational effectiveness and identify improvement opportunities.
  • Lead strategic programs and initiatives from planning through execution, including governance, stakeholder management, milestone tracking, and delivery oversight.
  • Partner with Compliance, Operational Risk, Audit, and Technology teams to identify control gaps, conduct root-cause analysis, and implement sustainable remediation plans.
  • Develop and execute operating model enhancements that improve efficiency, reduce rework, strengthen controls, and support scalability.
  • Promote innovation through process redesign, standardization, automation, and technology-enabled solutions.
  • Support regulatory examinations, audits, testing activities, and inquiries while ensuring accurate and timely responses.
  • Prepare and deliver executive-level reporting, presentations, and communications that inform decision-making and demonstrate operational performance.

Required Qualifications, Capabilities, and Skills

  • Bachelor's degree or equivalent experience.
  • Minimum of 10 years of experience in operations leadership, program management, project delivery, or related disciplines within financial services or similarly regulated environments.
  • Proven experience leading large, geographically distributed teams, including offshore operations.
  • Demonstrated success building and managing metrics-driven operating models with a focus on performance, risk management, and continuous improvement.
  • Strong experience leading operational transformation initiatives involving process redesign, standardization, automation, and control enhancement.
  • Ability to manage multiple priorities simultaneously and deliver results in a fast-paced, highly controlled environment.
  • Strong analytical and problem-solving skills, including process mapping, root-cause analysis, and remediation planning.

About JP Morgan Chase & Co.

JP Morgan Chase & Co. stands at the forefront of the global financial services industry. They offer an expansive array of products and services to a diverse clientele, including individuals, corporations, governments, and institutions. Ever since the merger of J.P. Morgan & Co. and Chase Manhattan Corporation in 2000, this industry-leading entity has become renowned for its comprehensive portfolio encompassing consumer and community banking, corporate and investment banking, commercial banking, as well as asset and wealth management. Headquartered in the vibrant city of New York, JP Morgan Chase & Co. boasts a formidable presence across over 100 countries worldwide.

Unveiling Employment Opportunities at JP Morgan Chase & Co.

Vacancies and Hiring Initiatives

JP Morgan Chase & Co. is continuously on the lookout for talented individuals eager to contribute to its legacy of excellence. The company's recruitment efforts are geared towards identifying candidates with the right blend of skills and qualifications to drive forward its various business segments. Whether you are a seasoned professional or a recent graduate, JP Morgan Chase offers a plethora of job openings across multiple disciplines.

High-Demand Positions

Among the myriad of roles, certain positions stand out for their attractive compensation packages and career advancement prospects. Notably, high-paying jobs at JP Morgan Chase & Co. include Relationship Manager, Branch Manager, and Software Engineer. These roles are critical to the firm's operations and offer lucrative opportunities for those with the requisite expertise.

Navigating the Job Market at JP Morgan Chase & Co.

Leveraging Job Portals and Job Alerts

For job seekers aiming to tap into the opportunities at JP Morgan Chase, staying updated through job portals and subscribing to job alerts is crucial. These tools can provide timely information about job openings, job fairs, and recruitment events, enabling candidates to apply promptly and prepare adequately for interviews.

Preparing Your Job Application

Your job application, comprising your resume and cover letter, is your ticket to securing an interview at JP Morgan Chase. Highlight your qualifications, skills, and experiences that align with the job listing, ensuring you stand out in the competitive job market.

Acing the Interview

Preparation is key to succeeding in your interview with JP Morgan Chase. Familiarize yourself with the company's business segments, values, and recent achievements. Demonstrating how your background and aspirations match the company's goals can significantly increase your chances of employment. A World of Job Opportunites in the Financial Services Industry JP Morgan Chase & Co. offers a world of job opportunities for those seeking to make their mark in the financial services industry. With competitive salaries, comprehensive benefits, and endless possibilities for growth, positions at JP Morgan Chase are highly coveted. By staying informed through job sites, tailoring your applications, and preparing thoroughly for interviews, you can enhance your prospects of joining the esteemed ranks of JP Morgan Chase employees. Explore the job board, seize the job opportunities, and embark on a rewarding career journey with one of the world's leading financial institutions.
Learn more about JP Morgan Chase & Co.
Size
661 employees
Market Cap
$384.5 billion
Industry
Net Income
$29.1 billion
Founded
1823
5 Year Trend
+0.7%
Revenue
$261.5 million
NASDAQ

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