Caterpillar, Inc

Risk & Compliance Manager

Caterpillar, Inc$128K — $192K *
Manufacturing & Automotive
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Deep expertise in business ethics and policy application
  • Strong enterprise risk management capability
  • Proven experience in issues management and remediation
  • Advanced analytical thinking and data-driven solution development
  • Excellent communication and influencing skills
  • Strong relationship management across cross-functional teams
  • Extensive knowledge of audit and compliance functions, particularly SOX requirements

Responsibilities

  • Lead the development and improvement of compliance-related business processes
  • Provide centralized guidance to mitigate risks of non-compliance
  • Oversee programs to strengthen governance and reduce risk exposure
  • Advise on corporate policies and ethical decision-making
  • Identify compliance risks and lead corrective actions
  • Establish governance and timelines for issue remediation
  • Partner with audit, IT, and operational teams to strengthen compliance processes
  • Foster a compliance culture through coaching and engagement

Benefits

  • Medical, dental, and vision benefits
  • Paid time off plan including vacation and holidays
  • 401(k) savings plans
  • Health Savings Account (HSA)
  • Flexible Spending Accounts (FSAs)
  • Employee Assistance Program
  • Career development opportunities
  • Incentive bonuses
  • Disability benefits
  • Life insurance
  • Parental leave and adoption benefits
  • Tuition reimbursement
Full Job Description
Career Area:
Legal and Compliance

Job Description:

The Risk and Compliance Manager leads the day-to-day ethics, compliance, and enterprise risk management activities for one or more business units within Caterpillar's Large Power Systems Division. This role is responsible for leading the business process development, continuous improvement, and ongoing support of Caterpillar's Enterprise Compliance Program within Large Power Systems. The position advances programs that promote compliant business conduct, strengthen governance, and reduce enterprise risk exposure while ensuring alignment with corporate objectives.

The Large Power Systems Division designs and manufactures advanced engine platforms including Cat C27, C32, 3400, 3500, C175, 3600, and C280 engines; the Cat GCM34, Perkins 4000 and 5000 series, MWM gas engines, as well as drivetrains and engine system components.

This leader will advise the business on policies, procedures, and values-based decision-making while helping teams respond effectively to compliance vulnerabilities and remediation needs. The role also manages centralized compliance guidance for business operations, supports issue management and corrective action planning, and drives cross-functional collaboration across audit, information technology, and other business partners to mitigate risk and strengthen governance.

What You Will Do:
  • Lead the development, implementation, and continuous improvement of compliance-related business processes supporting the Enterprise Compliance Program.
  • Provide centralized guidance to business operations to mitigate risks of non-compliance in alignment with corporate objectives.
  • Oversee programs that strengthen governance frameworks, improve compliance consistency, and reduce enterprise risk exposure.
  • Advise business leaders on corporate policies, procedures, and ethical decision-making, including interpretation of Our Values in Action.
  • Identify compliance risks and vulnerabilities; lead root-cause analysis and drive corrective action plans to resolve issues and prevent recurrence.
  • Establish accountability, governance, and timelines for issue remediation aligned with enterprise risk management standards.
  • Partner cross-functionally with audit, IT, legal, and operational teams to strengthen internal controls and compliance processes.
  • Enable a strong culture of compliance and ethical conduct across Large Power Systems through coaching, communication, and engagement with stakeholders.


What You Have :
  • Deep expertise in business ethics, including policy application, investigation support, and resolution of ethical issues.
  • Strong enterprise risk management capability, including identification, assessment, and mitigation of compliance risks.
  • Proven experience in issues management and remediation, including corrective action planning and root-cause analysis.
  • Advanced analytical thinking, with the ability to evaluate complex scenarios and develop data-driven solutions.
  • Excellent communication and influencing skills, with the ability to engage and align stakeholders across the business.
  • Strong relationship management capabilities across cross-functional teams and business partners.
  • Extensive knowledge of the audit and compliance function, including Sarbanes-Oxley (SOX) requirements and governance frameworks.
  • Degree or equivalent experience desired.


What Will Set You Apart :
  • Experience with internal controls, governance frameworks, and data governance in complex enterprise environments.
  • Background in process improvement, project management, or operational risk initiatives.
  • Experience in manufacturing, industrial, or power systems environments, particularly supporting compliance in engineering or product-based organizations.


Summary Pay Range:

$128,470.00 - $192,710.00

Compensation and benefits offered may vary depending on multiple individualized factors, job level, market location, job-related knowledge, skills, individual performance and experience. Please note that salary is only one component of total compensation at Caterpillar.

Benefits:

Subject to plan eligibility, terms, and guidelines. This is a summary list of benefits.
  • Medical, dental, and vision benefits*
  • Paid time off plan (Vacation, Holidays, Volunteer, etc.)*
  • 401(k) savings plans*
  • Health Savings Account (HSA)*
  • Flexible Spending Accounts (FSAs)*
  • Health Lifestyle Programs*
  • Employee Assistance Program*
  • Voluntary Benefits and Employee Discounts*
  • Career Development*
  • Incentive bonus*
  • Disability benefits
  • Life Insurance
  • Parental leave
  • Adoption benefits
  • Tuition Reimbursement


* These benefits also apply to part-time employees

This position requires working onsite five days a week.

Relocation is available for this position.

Visa Sponsorship is not available for this position.

Posting Dates:
June 15, 2026 - June 26, 2026

Any offer of employment is conditioned upon the successful completion of a drug screen.

About Caterpillar, Inc

Progress Rail Services Corporation, a Caterpillar company, is one of the largest integrated and diversified suppliers of railroad and transit system products and services worldwide. Since its acquisition by Caterpillar Inc. in 2006, Progress Rail has used the Caterpillar international footprint to gain quick and widespread notice and approval across the globe. Product technology, reliability and durability, along with legendary aftermarket parts and service support, have been their keys to success. Caterpillar is the world's leading manufacturer of construction and mining equipment, diesel and natural gas engines and industrial gas turbines. The technology and world reach of Caterpillar, combined with the service standard and historical reliability of Progress Rail, ensures their products and services make a growing impact on the world rail industry. With their acquisition of Electro-Motive Diesel (EMD), Progress Rail is the world's largest builder of diesel-electric locomotives for all commercial railroad applications including freight, intercity passenger, commuter, switching, industrial and mining. EMD is also a global provider of diesel power engines for marine propulsion, offshore and land based oil well drilling rigs and stationary power generation. Electro-Motive is the only diesel engine manufacturer of its size to have produced more than 70,000 engines. This success stems from product reliability, serviceability, load acceptance capability, low operating costs and ease of maintenance with standardized components.

Caterpillar, Inc. Careers

Join the robust team at Caterpillar, Inc., a global leader in construction and mining equipment, where innovation drives everything we do. As part of our team, you'll engage in work that improves the world and furthers your career with every project you touch.

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At Caterpillar, Inc., you will have the opportunity to contribute to a variety of groundbreaking projects that extend across the globe. Our commitment to leadership in the industry is unwavering, and we achieve it through a culture that fosters diversity and leadership development.

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Caterpillar offers a wide range of job opportunities and career paths, providing a platform for professional growth and development. Whether you're interested in engineering, sales, marketing, or management, Caterpillar has a position that will utilize your unique skills and talents. We are continuously hiring innovative minds to propel our mission forward and maintain our status as industry leaders.

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Choosing a career at Caterpillar means more than just having a job. It means you're part of a team that values diversity and is committed to creating an inclusive environment. We offer competitive benefits to ensure the health and well-being of our employees and their families. These benefits include health insurance, retirement plans, and paid time off, alongside unique perks like professional development and diversity training programs.

Innovation and Leadership

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Prepare for Your Interview

Make a great first impression. Prepare for your interview at Caterpillar by reviewing common questions and practicing your responses. Tailor your resume to highlight the experiences and skills that make you the ideal candidate for the position you are applying for. At Caterpillar, Inc., every role offers the chance to make an impact. Come be a part of our team and drive the future of our global industries. Your career at Caterpillar is not just about what you'll accomplish, but how you'll grow and the innovation you'll lead. Join us and build a career that matters.
Learn more about Caterpillar, Inc
Size
107,700 employees
Market Cap
$125.3 billion
Industry
Net Income
$2.9 billion
Founded
1925
5 Year Trend
+5.8%
Revenue
$41.7 billion
NASDAQ

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