Deloitte

Regulatory Reporting Manager

Deloitte$82K — $162K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree in accounting, finance, or a related field; or equivalent experience
  • 6+ years managing regulatory reporting processes in asset management or financial services
  • In-depth knowledge of regulatory reporting requirements in the investment management sector
  • Strong skills in managing deadlines and reviewing complex regulatory deliverables
  • Proven experience in process documentation and audit/exam support
  • Excellent communication and coordination skills across various departments
  • Limited immigration sponsorship may be available

Responsibilities

  • Manage end-to-end regulatory reporting for 40 Act and non-40 Act funds
  • Review, approve, and oversee submission of regulatory filings to ensure accuracy
  • Maintain and enhance standard operating procedures and control frameworks
  • Act as primary point of contact for regulatory reporting issues
  • Support regulatory examinations and internal audits related to reporting
  • Drive continuous improvement initiatives in reporting quality and process efficiency

Benefits

  • Connection to a strong team culture at Deloitte
  • Access to ongoing professional development and career growth opportunities
  • Participation in a discretionary annual incentive program
  • Emphasis on work-life balance with limited travel requirements
  • Commitment to providing reasonable accommodations for disabilities
Full Job Description
As an experienced Regulatory Reporting Manager you will have the ability to share new ideas and collaborate on projects as a consultant without the extensive demands of travel. If so, consider an opportunity with Deloitte under our Project Talent Model. The Project Talent Model (PTM) is a talent model that is tailored specifically for long-term, onsite client service delivery.

Work you'll do/Responsibilities
  • Manage end to end regulatory reporting activities covering 40 Act and non-40 Act funds in the investment management space (e.g., Form PF, TIC, CPO-PQR, Form 16, Form 13, N-PX, BEA reports), ensuring compliance with applicable regulatory requirements across various regulators such as SEC, CFTC, BEA, NFA, Treasury.
  • Review, approve, and oversee the submission of all regulatory filings to ensure accuracy, completeness, and consistency with established standards.
  • Maintain and enhance standard operating procedures, documentation, and control frameworks to support audit readiness and regulatory examinations.
  • Serve as the primary escalation point for regulatory reporting issues, coordinating resolution across internal stakeholders and external service providers.
  • Support regulatory exams, internal audits, and ad hoc data requests related to regulatory reporting.
  • Drive continuous improvement initiatives to strengthen reporting quality, reduce operational risk, and improve process efficiency.
Qualifications Required
  • Bachelor's degree preferably in accounting, finance, or related discipline; or equivalent experience
  • 6+ years experience managing regulatory reporting processes within asset management or financial services.
  • Strong knowledge of regulatory reporting requirements in the investment management space.
  • Demonstrated ability to manage deadlines, review complex regulatory deliverables, and maintain high standards of accuracy.
  • Proven experience with process documentation, controls, and audit/exam support.
  • Strong communication skills and ability to coordinate across legal, compliance, operations, and external partners.
  • Limited immigration sponsorship may be available
  • Ability to travel 10%, on average, based on the work you do and the clients and industries/sectors you serve
The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $82,600 to $162,800.

You may also be eligible to participate in a discretionary annual incentive program, subject to the rules governing the program, whereby an award, if any, depends on various factors, including, without limitation, individual and organizational performance.

Deloitte is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to participate in the recruiting process, please direct your inquiries to the Global Call Center (GCC) at [redacted].

Recruiting tips

From developing a stand out resume to putting your best foot forward in the interview, we want you to feel prepared and confident as you explore opportunities at Deloitte. Check out recruiting tips from Deloitte recruiters.

As used in this posting, "Deloitte" means Deloitte Consulting LLP, a subsidiary of Deloitte LLP. Please see https://www.deloitte.com/us/about for a detailed description of the legal structure of Deloitte LLP and its subsidiaries.

Requisition code: 350203

Job ID 350203

About Deloitte

Deloitte is a multinational professional services network that provides audit, tax, consulting, enterprise risk and financial advisory services. The company was founded in London in 1845 and has since grown to become one of the largest professional services firms in the world. Deloitte has over 330,000 employees in more than 150 countries and territories. The company's mission is to help clients achieve their goals and make an impact that matters in their businesses and communities.
Learn more about Deloitte
Size
330,000 employees
Industry
Founded
1999

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