Regulatory Reporting Analyst

MUFG Bank, Ltd. • $77K — $98K *

New York, NY 10025In-Person

Finance & Insurance

Less than 5 years of experience

Today

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Job Overview by Ladders

Qualifications

1-3 years of Regulatory or Accounting experience in the financial industry
Bachelor's degree in accounting or finance
Proficient in Microsoft Excel (Pivot Tables, V-Lookups, Macros)
Proactive with strong problem-solving abilities
Detail-oriented with strong focus on accuracy
Excellent interpersonal and communication skills
Able to efficiently multitask

Responsibilities

Prepare daily 15c3-1 net capital computation for MUFG US Broker Dealer
Compute capital charges on underwriting deals
Assist in monthly and quarterly regulatory report preparation
Reconcile subledger trade details to Oracle general ledger
Coordinate with multiple teams to confirm financial data for reports
Update procedure documentation to meet new regulatory requirements
Participate in research for new regulatory reporting requirements and product evaluations
Engage in ad hoc projects and reporting, including automation efforts

Benefits

Comprehensive health and wellness benefits
Retirement plans
Educational assistance and training programs
Income replacement for qualified employees with disabilities
Paid maternity and parental bonding leave
Paid vacation, sick days, and holidays

Full Job Description

Job Summary:

The Financial Reporting Analyst reports to the Regulatory Reporting Manager and is responsible for the timely and accurate preparation and filing of various financial regulatory reports (including daily 15c3-1 daily net capital computation) in compliance with all regulatory requirements, Company policies and procedures, and generally accepted accounting principles.

This position supports multiple cross-functional regulatory reporting efforts.

Reporting Analyst role responsibilities including:

Preparation of daily 15c3-1 daily net capital computation for MUFG US Broker Dealer.
Compute moment-to-moment capital charges on underwriting deals.
Assist with preparing the monthly and quarterly regulatory reports.
Reconcile subledger trade details to Oracle general ledger to ensure adequacy of accounting records.
Coordination with multiple groups across the organization to confirm financial data and static data for regulatory reports.
Maintenance/update procedure documentation related to new regulatory requirements to ensure firm's compliance.
Participate in the research and implementation of new and revised regulatory reporting requirements, as well as the evaluation of regulatory requirements for new products/transactions
Ad hoc projects and reporting, as requested, including participation in the regulatory reporting automation project.

Qualifications:

1-3 years of Regulatory or Accounting experience in the financial industry
Bachelor's degree in accounting or finance
Microsoft Excel proficient (Pivot Tables, V-Look ups, Macros)
Highly proactive, identifies issues quickly, resourceful and collaborative
Strong attention to detail
Excellent interpersonal and communication skills (written and verbal)
Able to multitask efficiently and effectively

The typical base pay range for this role is between $77K - $98K depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below.

MUFG Benefits Summary

About MUFG Bank, Ltd.

MUFG Bank, Ltd. Careers

There has never been a better time to join the global team at MUFG Bank, Ltd., a premier institution recognized for its leadership in the financial sector. MUFG Bank, Ltd. offers a plethora of job opportunities that cater to a variety of skills and interests, all while fostering professional growth and innovation.

Work You’ll Do

Join MUFG Bank, Ltd.'s distinguished team to assist some of the most sophisticated clients in navigating their financial landscapes. At MUFG Bank, Ltd., team members lead from a unique position in the marketplace, at the crossroads of financial expertise, industry knowledge, and digital innovation. Engage with a global team of business and financial advisors to help clients master their economic strategies and challenges. Collaborate with the largest group of finance professionals in the industry – a network that spans across continents offering unmatched opportunities for networking and professional development.

Introducing the MUFG Bank, Ltd. Business Advisory

The team is dedicated to building a leading Advisory group to guide some of the most renowned companies through their financial strategies using innovative solutions.

Do Innovative Work

Be part of a team that delivers targeted financial solutions through a depth and breadth of consulting experience and innovation that’s second to none.

Be Part of a Great Team

Work on a wide range of financial technologies and harness the unparalleled capabilities, global scale, and joint solution development that only MUFG Bank, Ltd. can offer.

Future-Proof Your Career

Advance your career as far as your ambition can take you with limitless opportunities supported by unmatched training, development, and certification support.

Explore

Discover how MUFG Bank, Ltd. is leading the way in financial innovation with cutting-edge projects like blockchain for secure transactions and AI for risk assessment.

The MUFG Bank, Ltd. Alliance

The combined service capabilities, global scale, and joint solution development enable clients to overcome challenges and lead transformation in their industries. Clients worldwide turn to MUFG Bank, Ltd. for new strategies and financial solutions to drive growth and success in the digital era.

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