Regional Compliance & Auditor

Prosegur Security USA

$75K — $95K *
Legal & Accounting
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 5+ years of experience in compliance and audit roles, preferably in a regional setting.
  • Strong understanding of federal, state, and local employment laws, especially California regulations.
  • Proven experience in conducting audits and developing compliance programs.
  • Ability to analyze compliance risks and propose corrective actions.
  • Excellent communication skills for effective collaboration with multiple departments.

Responsibilities

  • Conduct scheduled and unexpected audits to ensure branch operations comply with established policies.
  • Review and verify accuracy of personnel and onboarding documentation, including I-9s and licensing.
  • Perform wage and hour audits, focusing on payroll practices and compliance with labor laws.
  • Identify gaps in operational practices and recommend solutions to mitigate risks.
  • Track audit findings and corrective action plans, reporting trends to regional leadership.
  • Collaborate with HR, Payroll, Operations, and Safety to resolve compliance issues promptly.
  • Develop and deliver training programs aimed at enhancing compliance awareness among managers.

Benefits

  • 401K/403b Plan
  • Dental Insurance
  • Vision Insurance
  • Medical Insurance
  • Life Insurance
Full Job Description
Job Details

The Regional Compliance & Audit Manager is responsible for developing, implementing, and monitoring employment compliance programs across assigned locations. This position partners closely with Operations, Human Resources, Payroll, and branch leadership to ensure compliance with company policies, federal, state, and local employment laws, collective bargaining agreements, and client requirements. The Regional Compliance & Audit Manager conducts operational and HR compliance audits, identifies compliance risks, monitors corrective actions, and develops training programs that promote legal compliance and operational consistency throughout the region.

This position is based on-site at one of our California offices, located in Santa Clara, Los Angeles (LAX), Irvine, San Diego, or Ontario.

Key Responsibilities:

  • Conduct scheduled and unannounced audits of branch operations to ensure compliance with company policies and employment regulations.
  • Audit personnel files, I-9 documentation, employee licensing, certifications, required notices, and onboarding documentation.
  • Conduct wage and hour audits including timekeeping, payroll, overtime, meal and rest periods, scheduling, and recordkeeping.
  • Monitor compliance with federal, state, and local employment laws, including California labor requirements where applicable.
  • Review operational practices and identify compliance gaps, recommending corrective actions to minimize organizational risk.
  • Track audit findings, corrective action plans, and completion status while reporting trends to regional leadership.
  • Partner with Human Resources, Payroll, Operations, and Safety to ensure compliance issues are resolved timely and consistently.
  • Monitor changes in employment laws and communicate operational impacts to regional leadership.
  • Develop, implement, and deliver compliance training programs for managers and supervisors.
  • Create compliance resources, job aids, audit tools, and standard operating procedures.
  • Maintain documentation and reporting related to compliance reviews, audits, and corrective actions.
  • Monitor compliance metrics including corrective action completion, required training completion, wage and hour compliance.
  • Prepare regional compliance reports and present findings and recommendations to leadership.
  • Support internal and external audits conducted by regulatory agencies or corporate leadership.


Education Requirements

  • High School Diploma


Additional Information / Benefits

  • More information available upon hiring
  • 401K/403b Plan
  • Dental Insurance
  • Vision Insurance
  • Medical Insurance
  • Life Insurance

Similar Jobs

More Jobs at Prosegur Security USA

More Legal & Accounting Jobs

Find similar Regional Compliance & Auditor jobs: