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Regulatory Compliance Officer - Strategic Partnerships will be responsible for the compliance oversight of certain Strategic Partnership programs. Primarily, this position will ensure that the Bank's partners maintain compliance with all state and federal regulations.
Essential Duties and Responsibilities- Act as the primary compliance expert and contact for assigned external partnership programs.
- Conduct on-site reviews of partners. Travel required as needed, up to 25% of time, usually 2-4 consecutive days per trip.
- Aid in the execution and refinement of compliance monitoring programs to test the compliance controls and procedures of partners.
- Evaluate, adjust and oversee a partner's Compliance Management System to ensure full compliance with regulatory guidelines and Bank standards
- Execute the Bank's second line of defense of a partner's CMS (Risk Assessment, Monitoring & Testing, Issue Management, Complaints, etc.)
- Report to Executive Management, through reports and verbal presentations, of key developments related to a partner about regulatory compliance and determine the impact of those developments to the Bank
- Ensure that existing and proposed partner's business practices, policies, procedures, loan pricing, origination software systems, marketing materials, customer correspondence, documents and disclosures comply with federal and state regulations
- Stay abreast of all federal and state regulatory changes related to consumer protection and privacy and ensure those changes are communicated to and addressed by Bank management and partners
- Assist and oversee the response and resolution of internal and external audit findings
Education and Experience Requirements - Bachelor's degree strongly preferred
- 8-10 years of banking experience
- Minimum 5 years banking regulatory compliance experience
- Experience in both federal and state laws and requirements
- CRCM Certification strongly preferred
- Direct experience dealing with regulatory bodies is preferred
Knowledge, Skills, and Abilities Requirements - In depth knowledge of bank regulations, requirements, and application of those regulations
- Establishes effective working relationships among team members
- Excellent ability to analyze and interpret legal and statutory materials as well as state and federal regulations
- Obtain and maintain proficient knowledge of bank products, services, policies and procedures
- Sound decision making, strong self-confidence and good judgement is required
- Able to work independently
- Strong attention to detail and effective written and oral communication skills are required
- Strong computer skills in a Microsoft Windows environment (Excel, Work and Outlook)
TAB Bank Offers: - Onsite Gym
- Tuition Reimbursement
- Paid Holidays
- Gym Reimbursement
- College Scholarships for Employees and Families
- 401(k)
- Paid Time Off (PTO)
- Employee Assistance Program (EAP)
- I Made the Grade
- Holiday Club Program
- Medical, Dental, Vision, Life and AD&D, Voluntary Disability, Flex Spending & Dependent Care
TAB Bank will not sponsor applicants for work visas. 
