Capital One Financial Corporation

Principal Risk Specialist

Capital One Financial Corporation$120K — $137K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 1+ years in process management, risk management, product management, or operations.
  • 1+ years in Compliance, Legal, or Risk Management.
  • 3+ years in risk management within financial services, technology, or product management (preferred).
  • 3+ years experience in Human Resources (preferred).
  • Relevant professional certifications such as Business Process Management, Lean or Green Belt Certification, SHRM, CERP, CRCM (preferred).

Responsibilities

  • Partner with HR, Legal, and Compliance to drive the Regulatory Change process.
  • Build and nurture key relationships for cross-enterprise collaboration.
  • Identify and track implementation plans to reduce risks to Capital One.
  • Lead process improvement initiatives to enhance efficiency and clarity for internal stakeholders.
  • Manage multiple priorities to meet deadlines independently and collaboratively.
  • Support various risk management efforts, including audits, exams, and reporting.

Benefits

  • Comprehensive health benefits for overall well-being.
  • Financial benefits supporting fiscal health.
  • Inclusive workplace aimed at total wellness.
  • Performance-based incentive compensation opportunities.
Full Job Description
Principal Risk Specialist

As a Principal Risk Associate at Capital One you’ll be responsible for working with business partners to identify and mitigate potential risks. 

Principal Risk Associates at Capital One are highly motivated Risk Management professionals with excellent organizational and communication skills. They have a high level of interaction across lines of business and have the opportunity to create and implement innovative solutions to identify and mitigate potential risks to the Company. Regulatory Change Specialists within the HR Risk Office focus on collaborating across multiple stakeholder groups to ensure documentation of compliance with applicable laws and regulations as relates to International Regulatory impacts for Human Resources, which includes the documentation of any implementation needed to ensure compliance.  Additionally, the Reg Change Specialist will have a keen eye for process improvement and efficiency, with a very strong customer focus.

As a Principal Associate in HR Risk, you will: 

  • Partner with HR, Global Policy Affairs Group (GPAG), Legal and Compliance stakeholders as relates to the Regulatory Change process, fostering strong stakeholder relationships

  • Client Management - Develop and leverage key relationships with stakeholders that enable collaboration across the enterprise

  • Business Implementation - Identify and track implementation plans to mitigate risk to Capital One.

  • Support process improvement initiatives, driving efficiency and clarity for internal customers

  • Manage multiple tasks to meet deadlines, independently and with team collaboration

  • Other risk efforts, including but not limited to: Audit/Exams support, Reporting and supporting the other risk management tasks as needed

Successful Risk Specialists are:

  • Innovative, adaptive, and inclusive

  • Exceptional  verbal and written communicators

  • Creative, outside-the-box thinkers who have a customer-backed problem-solving approach to process improvement and efficiency

  • Able to assist on multiple work streams and tasks simultaneously 

  • Collaborative, team players with the ability to navigate organizations

  • Able to blend strategic and tactical thinking and creative and analytical reasoning

  • Able to proactively identify themes and apply learnings in highly ambiguous contexts


Basic Qualifications

  • At least 1 year of experience in process management, risk management, product management, or operations

  • At least 1 year of experience in Compliance, Legal or Risk Management

Preferred Qualifications

  • 3+ years of experience in risk management, financial services, technology, or product management

  • 3+ years of experience in Human Resources

  • Professional certifications (i.e., Business Process Management certification, Lean or Green Belt Certification, SHRM, CERP, CRCM, etc.)



At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

McLean, VA: $120,800 - $137,900 for Principal Risk SpecialistRichmond, VA: $109,900 - $125,400 for Principal Risk Specialist


 


 


 


 


 


 


 


 


 

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days.

About Capital One Financial Corporation

Chevy Chase Bank is the greater Washington region's largest locally-owned banking institution providing a complete array of financial products and services to consumers and businesses in Maryland, Virginia, and the District of Columbia. The Bank, which is headquartered in Bethesda, Maryland, has approximately 250 branches and over 1,000 ATMs, more than anyone else in the greater Washington market. Chevy Chase Bank currently has over $16 billion in assets and services over 1 million customers. For more information about Chevy Chase Bank, please visit chevychasebank.com.

Capital One Financial Corporation Careers

Join the vibrant team at Capital One Financial Corporation, a leader in the financial services industry, where innovation meets purpose-driven leadership. As one of the most forward-thinking companies in banking, Capital One is the perfect place to jumpstart or advance your career with a myriad of job opportunities in various fields.

Work You’ll Do

At Capital One, we are committed to excellence and setting our team members up for success. By joining our dynamic team, you will engage in meaningful work that makes a real difference. From developing cutting-edge technology to crafting personalized financial solutions, every position at Capital One is geared towards redefining the future of banking.

Innovate and Lead

Capital One is not just a company; it's a hub of innovation and leadership. We empower our professionals to lead with their ideas and see them come to life. Our culture thrives on diversity and the unique perspectives each team member brings. Here, your skills in networking, problem-solving, and leadership will not only be valued but also nurtured through professional development and diversity training.

Grow Your Career

Capital One is deeply invested in the growth and development of its employees. With robust training programs, mentorship, and resources for professional enhancement, we ensure that your career trajectory aligns with your personal and professional goals. Whether it’s rising through the ranks or switching tracks via internal job opportunities, your growth is our priority.

Internship and Employment Opportunities

For those starting their journey, Capital One offers enriching internship programs that provide a glimpse into the culture and work ethic that drives our success. Interns gain hands-on experience, valuable insights, and the opportunity to network with leaders across the company. For seasoned professionals, we offer positions that challenge your expertise while encouraging balance and innovation.

Benefits and Culture

Choosing to work at Capital One means opting for a lifestyle where your well-being is prioritized. Our benefits package is designed to support you both at work and in your personal life, encompassing health, finance, and family. The inclusive culture at Capital One ensures that everyone, regardless of background, has the opportunity to thrive.

Join Our Team

Explore the various career paths available at Capital One and discover how your skills and passions can align with our mission. We are continuously hiring across multiple disciplines, eager to welcome curious, creative, and driven individuals to our team.

Stay Connected

Keep up to date with the latest in career opportunities and company news by joining our network. Tailor your job alerts to match your career preferences and get insider tips that can transform your application process, from crafting your resume to acing your interview.

Search Capital One Jobs

Ready to take the next step in your career? Search open positions that match your skills and interests. At Capital One, your next job opportunity could be the gateway to a fulfilling and prosperous career.

Read Careers Blog

Stay ahead with career tips, insider perspectives, and industry-leading insights you can put to use today—all from the people who work here. Capital One Financial Corporation is not just a company—it's a place where you can make an impact. Discover the opportunities waiting for you in a career at Capital One. Join us and shape the future of banking with your vision, skills, and enthusiasm.
Learn more about Capital One Financial Corporation
Size
51,500 employees
Market Cap
$34.1 billion
Industry
Net Income
$2.7 billion
Founded
1994
5 Year Trend
+2.4%
NASDAQ

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