LPL Financial

Principal Application Security Architect

LPL Financial$168K — $281K *
Information Technology
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 3+ years of experience in security architecture and API security, focusing on secure API gateways and microservices architectures.
  • 8+ years of experience with information security controls and standards, including ISO27000 series, OWASP, CSA CCM, NIST, and SOX.
  • Bachelor's Degree or equivalent experience is preferred.
  • Strong coding knowledge in languages like Java, C# .Net, Ruby, or Python.
  • In-depth knowledge of AWS core services and security features.

Responsibilities

  • Secure APIs by implementing access control mechanisms and configuring API gateway security.
  • Develop reusable security design patterns addressing cyber threats across various technologies.
  • Craft clear security policies aligning with best practices and regulatory requirements.
  • Lead design and innovation of security architectures to counter evolving threats while enabling business agility.
  • Collaborate with stakeholders to align security initiatives with business objectives.
  • Conduct threat analysis and risk assessments to proactively mitigate security risks.
  • Implement and oversee risk management frameworks balancing security and business needs.

Benefits

  • 401K matching and health benefits.
  • Employee stock options and paid time off.
  • Volunteer time off to support community engagement.
  • Flexible work environment with a hybrid model.
  • Comprehensive total rewards package designed for employee well-being.
Full Job Description
Job Overview:

LPL's Information Security team is seeking an exceptional Principal Security Architect to engage on API project efforts in Cloud, On-prem and Data security architectures. As the Principal Application Security Architect at LPL, you will work side by side with our Development, Operations, Business units, and Enterprise Architecture teams to ensure our environments are secured and monitored. The right person for this role will have a broad technical cloud security background with a focus on security design, detection, prevention, and response to security threats.

Responsibilities:

  • Secure APIs by implementing robust access control mechanisms, OAuth, JWT, and configuring API gateway security to ensure authenticated and authorized access.
  • Develop reusable security design patterns addressing common cybersecurity challenges, ensuring consistency and best practices across diverse technology stacks and business domains.
  • Craft clear, actionable security standards and policies, aligning them with industry best practices and regulatory requirements while ensuring adaptability to emerging technologies.
  • Lead the design and innovation of security architectures, integrating advanced technologies to protect against evolving threats while enabling business agility and growth.
  • Collaborate with key stakeholders to align security initiatives with business objectives, ensuring broad support and integration at all levels.
  • Expertise in cybersecurity frameworks, network security, cloud security, identity management, and encryption, with proficiency in implementing zero-trust architectures and secure DevOps practices across diverse IT environments.
  • Threat modeling, risk assessment, and vulnerability management, coupled with experience in SIEM implementation, log analysis, and incident response in complex enterprise settings.
  • Conduct thorough threat analysis using intelligence and analytics to identify and mitigate potential security risks proactively, reducing business impact.
  • Implement and oversee a risk management framework, balancing security investments with business needs to protect assets while supporting growth and innovation.
  • Securing machine learning models against adversarial attacks, ensuring data privacy in AI training sets, and implementing ethical AI principles in security applications.
  • Develop secure AI/ML pipelines, including model integrity verification, secure feature engineering, and anomaly detection in AI-driven systems.


What are we looking for?

We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement.

Requirements:

  • 3+ years of security architecture and API security, designing secure API gateways and microservices architectures
  • 8+ years of experience with information security controls, guidelines, and standards (e.g., ISO27000 series, OWASP, CSA CCM, CIS 20 Critical Security Controls, SOX, and NIST).


Core Competencies:

  • Must be self-driven, yet flexible and highly adept at consulting, negotiating, communicating, consensus building, and presenting.
  • Ability to remain calm under pressure while managing multiple tasks.
  • Demonstrated ability to learn from mistakes and apply constructive feedback to improve performance.


Preferences:

  • Bachelor's Degree or equivalent years of experience
  • Technical knowledge/coding skills in any of the following: Java, C# .Net, Ruby and/or Python
  • In-depth knowledge of AWS and its core services, including EC2, S3, IAM, VPC, and security-related services like security groups, ACLs AWS Security Hub, AWS WAF, and Amazon GuardDuty.
  • Working knowledge of Terraform, Cloud Formation, Pulumi, and/or Ansible.
  • Solid experience securing scalable web architectures and distributed systems.
  • Solid understanding of malware, emerging threats, attacks, and vulnerability management.
  • CCSP/Other Cloud Specific Certification, CISSP and/or GIAC are a plus.
  • AI/ML security. Proven record securing ML models and AI pipelines in financial services.
  • Proficient in ML algorithms, deep learning frameworks, AI ethics. Experienced in AI/ML security controls. Expert in OAuth, OpenID Connect, JWT. Proficient in API threat modeling, automated security testing.


#LI-Hybrid

Pay Range:
$168,817.00 - $281,293.00
Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

About LPL Financial

LPL Financial is the largest organization of independent financial advisors in the United States. LPL Financial was formed in 1989 through the merger of two brokerage firms: Linsco (established in 1968) and Private Ledger (established in 1973); and has since expanded its number of independent financial advisors from a few hundred to more than 13,300 in 2012. LPL Financial has main office locations in Boston, Charlotte, and San Diego. Approximately 2,900 employees support financial advisors; financial institutions; and technology, custody, and clearing service subscribers with enabling technology, comprehensive clearing and compliance services, practice management programs and training, and independent research. LPL Financial advisors help clients meet investment goals with a number of financial services, including equities, bonds, mutual funds, annuities, insurance, and fee-based programs. Unlike many other brokerage firms, LPL Financial does not develop its own investment products, enabling the firm’s investment professionals to offer financial advice free from broker/dealer-inspired conflicts of interest.

LPL Financial Careers

Join the dynamic team at LPL Financial, a leader in the financial services industry, and be part of a company that values innovation, leadership, and professional growth. At LPL Financial, we offer unparalleled job opportunities that propel your career forward while fostering a culture of diversity and inclusion.

Work You’ll Do

At LPL Financial, you’ll engage in meaningful work that directly impacts our clients and the financial industry. As part of our team, you will: - Utilize your skills to drive innovation and operational excellence. - Collaborate with seasoned professionals in a culture that celebrates diversity and inclusion. - Lead projects that transform our services and client experiences at the intersection of technology and financial consultancy.

Join Our Market-Leading Team

LPL Financial is not just a company; it's a community where you can build a career. Our team of experts is dedicated to providing guidance and support that enhances your professional journey: - Participate in diversity training programs that prepare you for leadership roles within and beyond the company. - Engage in networking opportunities that connect you with industry leaders and peers. - Benefit from a robust suite of benefits designed to support your physical, emotional, and financial well-being.

Innovative Growth and Development

We believe in nurturing the growth of our employees through: - Comprehensive professional development programs that include certifications, seminars, and workshops. - Leadership tracks that encourage innovation and strategic thinking. - Internship programs that offer real-world experience and a pathway to full-time employment.

Explore Job Opportunities

Whether you’re just starting your career or looking for a new challenge, LPL Financial offers a range of positions from entry-level to executive. We are committed to hiring talented individuals who are passionate about the financial services industry and dedicated to client success. - Search open positions that match your skills and interests. - Prepare your resume and refine your interview techniques with our career resources. - Discover the rewards of a career at LPL Financial, where your ambitions are met with endless opportunities.

Stay Connected

Join our team and stay ahead with career tips, insider perspectives, and industry-leading insights you can put to use today—all from the people who work here. - **Search LPL Financial Jobs** - **Read Careers Blog**

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Personalize your subscription to receive job alerts, latest news, and insider tips tailored to your preferences. Explore the exciting and rewarding opportunities that await at LPL Financial. At LPL Financial, we empower our employees to excel in their careers and lead the way in the financial services industry. Join us and make a difference with your passion, curiosity, and drive.
Learn more about LPL Financial
Size
6,059 employees
Market Cap
$16.6 billion
Industry
Net Income
$472.6 million
Founded
2006
5 Year Trend
+13.8%
Revenue
$5.8 billion
NASDAQ

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