Job DescriptionGroup DetailsDealerweb is seeking a highly motivated and ambitious individual to join our Market Support Operations team In Jersey City, specializing in Regulatory Transaction Reporting and focusing on the equity market's Consolidated Audit Trail (CAT).
This position is focused on the Consolidated Audit Trail ("CAT") reporting systems and compliance supervision to ensure that the firm has complied with the rules. This is an operational and oversight function that requires the ability to read regulations, research and analyze data, understand technical implementations of systems and devise control procedures to test compliance. Experience in researching transactional reporting issues to form evidence- based conclusions is a necessary skill. Experience in data analysis and/or system development or improvement is strongly preferred.
Job Responsibilities- Reviewing regulatory data to identify root cause and necessary remediation for errors
- Develop surveillance for regulatory reporting and operational data
- Following up with software developers, technical support teams and/or with business management on any errors/exceptions that arise
- Gathering facts to assist the firm in responding to examinations and formal inquiries
- Proposing improvements to, or additional controls over, regulatory reporting
Qualifications- Must have 1-3 years of experience with CAT Reporting
- Bachelor's degree required, preferably in a quantitative or analytical field
- Experience in an analytical role, preferably in the financial industry
- Strong data analysis, investigatory, and problem-solving skills
- Strong written and verbal communication skills, including the ability to discuss and write about complex topics in a manner that is both precise and persuasive
- Experience with data tracking tools like JIRA preferable.
Additional InformationTradeweb is committed to providing valuable and competitive benefits. In addition to working in our culture of innovation and collaboration, we offer:
- Health Insurance: Highly competitive medical, dental, and vision programs
- Hybrid Environment: Our employees have the flexibility of working in the office and from home.
- Health Care and Dependent Care Flexible Spending Accounts: You may elect to set aside pre-tax earnings to pay for eligible health care and dependent day care expenses for you and your eligible family members.
- Maven Family Building Benefit: Maven offers support for fertility and preconception; pregnancy and post-partum; adoption; surrogacy and pediatrics for children up to age 10. Tradeweb provide a $10,000 lifetime reimbursement towards fertility, egg freezing, adoption and surrogacy expenses.
- Building Wealth - 401(k) Savings Plan: Employees are immediately eligible for the 401(k) plan. Participants may contribute up to 75% of eligible compensation into a traditional 401(k) and/or Roth 401(k). Tradeweb will match 100% of the first 4% of compensation that you contribute.
- The current pay range for this role if performed in the city of New York is currently $100,000 -$130,000 per year, based on a regular, full-time schedule. The amount of pay offered will be determined by a number of factors, including but not limited to qualifications, market data, geographic location, and internal guidelines.
Other Benefit Programs- Pre-Tax Commuter Benefits Program
- ARAG Legal Services
- Employee Assistance Program
- Tuition Reimbursement
- Financial Wellness Tools
- Travel Assistance Benefits
- Pet Insurance
- Corporate Gym Subsidies
- Wellness Perks
- Paid Time Off and Parental Leave
