Charles Schwab

Manager, Internal Audit- Technology

Charles Schwab • $110K — $130K *
Lone Tree, CO 80124In-Person
Finance & Insurance
5 - 7 years of experience
Today
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Job Overview by Ladders

Qualifications

  • 5-7+ years of IT audit experience, with a strong preference for candidates from financial services or Big 4 accounting firms.
  • Proven leadership in managing IT internal audits in a complex operational environment.
  • Skilled in fostering collaborations with external co-sourcing providers and regulatory bodies.
  • Professional certifications such as CPA, CIA, CFE, or CISA are strongly preferred.
  • Deep understanding of risk management and internal control evaluation.
  • Up-to-date with industry standards and regulatory requirements, encouraging team knowledge-sharing.
  • Excellent analytical and problem-solving skills, with proactive issue anticipation.
  • Strong verbal and written communication skills, with the ability to influence effectively.

Responsibilities

  • Lead audit activities focusing on application risks and controls within the BDAM.
  • Evaluate operational and regulatory compliance through objective assurance processes.
  • Collaborate with operational auditors on coordinated audits to assess application technology risks.
  • Manage relationships and facilitate audits with external co-sourcing partners.
  • Assess and improve the efficiency of risk management and governance processes.
  • Identify areas for improvement in internal controls and recommend solutions.

Benefits

  • Opportunity to work in a dynamic and highly regulated environment.
  • Access to a broad network of experienced professionals and industry experts.
  • Continuous development and learning opportunities.
  • Collaborative team culture focused on knowledge-sharing and support.
Full Job Description
Your Opportunity

The Broker Dealer Asset Management (BDAM) Audit Team is seeking a IT Audit Manager primarily responsible for audit activities covering BDAM focused on key application risks and controls. Application audits focus on automated functionality and data integrity that support business processes such as segregation of duties, configuration management, system interfaces, and data processing.

 

Reporting to a Director of the BDAM Application Controls team, the IT Audit Manager will have responsibility for the independent and objective assurance activity designed to improve the organization’s operations and compliance with key regulations by evaluating and improving the efficiency of risk management, control, and governance processes. This position will focus on application technology risks within the coordinated audits, working closely with the operational auditors. This position is also responsible for working with audit resources provided by an external co-sourcing provider

What you have
  • 5-7+ years of IT audit experience with increasing responsibility. Financial services and/or Big 4 Accounting experience a plus.
  • Proven experience leading IT internal audits and their associated team members, amongst a complex operational and regulatory environment.
  • Ability to lead a project team and nurture a strong working relationship with external co-sourcing provider, regulators, and internal lines of businesses.
  • CPA, CIA, CFE, or CISA strongly preferred. Other relevant certifications will be considered.
  • Clear understanding of risks and internal controls and the ability to evaluate and resolve adequacy and effectiveness of controls.
  • Stays current on industry and regulatory issues and standard methodologies; imparts this knowledge to the team and the auditees.
  • Excellent analytical skills, including the ability to anticipate issues and to design appropriate solutions.
  • Strong verbal and written communication skills with a demonstrated ability to articulate effectively and professionally.
  • Demonstrates relationships and insights to successfully influence others. Builds authentic and trusted relationships to create alignment and support.
  • Bachelor’s degree required.

About Charles Schwab

Charles Schwab is a financial services company that provides a full range of securities, brokerage, banking, money management, financial advisory, investor, and retirement plan services. It operates in four main divisions; investing, wealth management, banking, and trading. Charles Schwab provides a full-service brokerage platform that serves individual investors who invest on their own or through a workplace-sponsored retirement or equity plan, as well as banking through Schwab Bank. The firm was founded in 1973 and is headquartered in San Francisco, California.

Charles Schwab Careers

Join the vibrant team at Charles Schwab, a leader in global finance, where your career is propelled by innovation, leadership, and a commitment to diversity and professional growth. At Charles Schwab, we offer more than just job opportunities; we provide a platform for you to make a significant impact on the industry and our clients' lives.

Work You’ll Do

At Charles Schwab, we are dedicated to helping our clients manage their financial futures. Being part of our team means you'll work alongside some of the most skilled professionals in the financial services industry. Our culture thrives on teamwork, integrity, and relentless dedication to our clients. Whether you're looking for a position in financial consulting, technology, or administrative support, Charles Schwab offers a dynamic work environment where your skills will be honed and your achievements recognized.

Innovate and Lead

Embrace the opportunity to lead through innovation. Charles Schwab’s commitment to technology and innovation is fundamental to our service delivery. By joining our team, you will be at the forefront of developing new solutions that redefine the future of finance. Your leadership can guide significant projects that impact our company and the industry.

Grow Your Career

Charles Schwab believes in fostering the growth of its employees. Whether through professional development programs, diversity training, or leadership workshops, we ensure that our team members receive the support and training they need to advance their careers. With a variety of career paths available, your job at Schwab can evolve with your interests and expertise.

Internship and Employment Opportunities

Start your professional journey with Charles Schwab through our internship programs or full-time employment opportunities. We seek individuals who are passionate, curious, and ready to drive change. A career at Schwab is not just about having a job; it's about building a lasting relationship with a company that values your potential.

Benefits and Culture

Charles Schwab is renowned for its employee-friendly culture. We offer a comprehensive benefits package that supports the health, financial stability, and work-life balance of our team members. From competitive salaries and bonuses to health insurance and retirement plans, Schwab ensures that your career is as rewarding as it is enriching.

Networking and Professional Development

Expand your professional network and enhance your skills through our various networking events, mentorship programs, and training sessions. At Charles Schwab, we believe in leveraging collective expertise to foster learning and innovation. Engage with leaders, gain insights from experienced professionals, and build relationships that will aid your career trajectory.

Join Our Team

Explore the numerous career paths available at Charles Schwab and discover how your talents can be utilized to their fullest potential. Search open positions that match your skills and interests. We are continuously hiring across various disciplines and look forward to adding innovative, driven individuals to our team.

Stay Connected

Keep up to date with the latest from Charles Schwab Careers by subscribing to our job alert emails. Tailor your subscription to receive updates that align with your career preferences and be the first to know about new openings, company news, and professional tips.

Explore Charles Schwab Jobs

Ready to take the next step in your career? Visit our careers page to review current job openings, submit your resume, and prepare for your interview. At Charles Schwab, your future is waiting. [SEARCH CHARLES SCHWAB JOBS] Join Charles Schwab today and be part of a team that values diversity, innovation, and leadership—where your career can thrive in the exciting world of finance.
Learn more about Charles Schwab
Size
34,200 employees
Market Cap
$151.6 billion
Industry
Finance & Insurance
Net Income
$3.2 billion
Founded
1973
5 Year Trend
+20%
Revenue
$12.1 billion
NASDAQ
SCHW
* Ladders Estimates

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