Work Location:
Markham, Ontario, Canada
Hours:
37.5
Line of Business:
Data & Analytics
Pay Details:
$96,900 - $136,800 CAD
TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.
As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
Job Description:
This role reports to the Senior Manager of Regulatory Compliance Reporting and Documentation Standards, as part of the Quality Assurance (QA) function.
The Manager is accountable for leading complex compliance risk reporting, development of executive-level presentations and dashboards. Owns the end-to-end creation and maintenance of QA reporting documentation, ensures final reports are curated in accordance with regulatory standards, enterprise risk management frameworks, data retention best practices, internal audit requirements and external regulatory expectations. Defines team goals and objectives in alignment with overall reporting business strategies. Owns building data reporting capabilities and leveraging it as a competitive advantage for TD.
The successful candidate will possess advanced expertise creating executive-level presentations and Power BI reporting, is proficient with aggregate and concentration risk methodologies, strong background in regulatory and/or standards-based compliance programs with the ability to translate complex datasets into meaningful executive-level data insights.
Key Responsibilities:
Employee / Team Management
The Manager aligns with TD core values and serves as a brand ambassador for the business and the Bank. This role leads and develops a cohesive, inclusive, and high-performing team by providing guidance, coaching, ongoing feedback, and performance management. The Manager fosters a fair and equitable work environment, sets clear goals and team objectives, drives accountability for meeting sensitive timelines and delivering results, supports change through positive reinforcement, promotes collaboration and knowledge sharing across functions, ensures timely communication of issues, and manages employees in accordance with HR policies, procedures, and guidelines of conduct.
RCM (QA) Compliance Reporting and Analytics
Acts as the second-line validation reviewer for quality control testing and supporting documentation, assessing RCM control effectiveness and risk across business lines.
Evaluates risk interdependencies and concentration exposure across geographies, segments, business units, and 1LOD/2LOD control environments to provide an enterprise-wide compliance risk view.
Performs root cause and trend analysis on QA exceptions, assessment criteria, and recurring compliance issues; validates remediation plans and corrective actions arising from QA, audit, and regulatory reviews
Creates executive, board, and risk committee reporting on aggregate and concentration risk, thematic trends, issues, and risk prioritization
Defines and implements KPIs, KRIs, and compliance metrics to support risk-based decision-making; and reviews, escalates, and coordinates remediation plans for identified risks and issues with stakeholders.
Owns the delivery of data reporting / presentation format in accordance with business specifications and timelines.
Continuously monitors compliance risk related metrics and risk trends to identify potential vulnerabilities and control gaps.
Power BI Dashboard Development
Advanced Power BI expertise, including strong data model schema design/documentation, designs semantic model, data relationships and hierarchies for large complex datasets based on supporting evidence documentation from various data sources.
Owns the end-to-end development of measures, power query transformations, data visualizations, and is proficient with designing data extraction capabilities in dashboards that support advanced compliance reporting analytics in Power BI.
Accountable for creating end-to-end advanced-level dashboard architecture/ design for executive reporting.
Audit Readiness and Data Governance
Accountable for ensuring reporting documentation is accurate and complete for audit readiness purposes.
Maintains traceability between source data and final reporting outputs.
Curates supporting evidence documentation to ensure alignment to final reporting.
Ensures compliance with enterprise data governance, data retention and documentation standards.
Supports Internal Audit and Regulatory reviews through robust evidence artifacts and reporting documentation.
Participates in audit reviews of internal controls and processes as required.
Automation
Investigates opportunities to enhance methodologies and processes for data collection and analysis to improve reporting efficiency.
Leads the efforts in integrating siloed, irregular and external data from TD systems and data warehouses to enable a consolidated view of data to drive automation and efficiencies with data reporting.
Implements automated reporting solutions to improve reporting efficiency, data quality and stakeholder access to compliance insights to enable self-serve reporting capabilities.
Assesses existing analytics tools and enhances existing analytical capabilities and quality of data to enable greater automation, using emerging technologies such as embedded AI solutions.
Stakeholder Management
Partners with (QA), Compliance, RCM Standard Owners, Oversight Functions and across Internal Audit, Data Management and Technology teams to deliver final reporting packages to drive reporting improvements and efficiencies.
Communicates emerging risks and reporting insights to stakeholders and the senior executive team.
Acts as a subject matter expert (SME) for RCM QA and Issues Management reporting.
Technical Skills:
Advanced MS PowerPoint, Excel and Visio reporting skills.
Advanced Power BI development and dashboard design.
Advanced proficiency with data modeling, Power Query, SQL, coding, formulas measures, and large-scale data analysis.
Experience:
Business administration, statistical, mathematical, scientific or financial educational and/or work-based experience background.
8+ years of experience within banking / audit firm exposure industry is preferred.
8+ years of experience within RCM frameworks, risk management frameworks, quality assurance and audit methodologies.
8+ years of experience in data analysis, compliance risk, regulatory compliance reporting.
8+ years of experience creating executive-level PowerPoint presentations and Power BI executive reports, including complex dashboards, scorecards, risk matrixes, process flows, heatmaps, etc.
Strong experience with risk aggregation and concentration risk reporting.
Language Requirement (Quebec only):
Sans Objet
