About the positionHaywood Securities Inc./Haywood Securities (USA) Inc. is seeking an experienced
Manager, Anti-Money Laundering and Anti-Terrorist Financing (Manager, AML/ATF) to join our team in either our Vancouver or Toronto offices. Reporting to the V.P. Compliance, you will play a critical role in the enhancement, implementation and execution of an AML/ATF program that satisfies the PCMLTF Act and Regulations, and CIRO regulatory requirements.
Responsibilities include:- Monitor regulatory changes, industry developments, and emerging risks related to AML/ATF and sanctions
- AML/ATF program oversight, designed to ensure adherence with federal and industry requirements and best practice.
- Recommend solutions to optimize the effectiveness and the efficiency of the AML/ATF Program, supporting the evolution of the processes, tools and systems.
- Oversee and/or conduct AML/ATF sanctions screening, transaction monitoring and enhanced due diligence activities, prepare risk assessments and investigation reports, completing prescribed reporting, and keep detailed AML/ATF records
- Work closely with the other compliance teams in managing account and transaction related AML/ATF risk indicia.
- Support the V.P. Compliance in completing the firm's AML risk assessments, managing the AML effectiveness review and delivering AML/ATF training.
- Promote AML risk management culture through the design and reporting on key metrics and risks to senior leaders and compliance management on the status of the AML/ATF Program.
Requirements:- Minimum 6 to 8 years of relevant AML/ATF experience with preferably at least 2 years in an investment dealer or regulatory agency.
- Strong understanding of applicable Canadian AML/ATF laws and regulations and knowledge of US AML/ATF requirements and global regulatory trends.
- Completion of CAMS, the Canadian Securities Course and/or the Securities Industry Essentials course is an asset.
- Excellent analytical, problem solving, organizational and communication skills are a must.
- Professional demeanor in all forms of interpersonal communication.
- Proactive approach to job responsibilities. Flexible personality to take on new challenges as they arise and ability to excel within a team environment.
Job DetailsStatus: Permanent full-time
Location: Vancouver/Toronto
Compensation: $110,000 - $140,000
Vacancy: This is an existing position
Please note, to be considered for employment at Haywood, candidates will need to provide proof of eligibility to work in Canada. We would like to thank all candidates for their interest in this position, however only qualified candidates will be contacted. No phone calls will be accepted.
