SEI Investments

Legal Services Manager

SEI Investments$90K — $120K *
Oaks, PA 19456In-Person
Legal & Accounting
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree or equivalent experience
  • Experience in legal services, compliance, or business management
  • Strong organizational, communication, and writing skills
  • Ability to manage multiple priorities in a regulated environment

Responsibilities

  • Manage preparation and coordination of board meetings and related materials
  • Ensure compliance with regulatory and corporate governance standards
  • Maintain corporate and fund records as required
  • Draft and review legal and disclosure documents
  • Assist with regulatory examinations and respond to information requests
  • Prepare and coordinate regulatory filings and reports
  • Negotiate agreements related to fund distribution and servicing

Benefits

  • Comprehensive healthcare (medical, dental, vision)
  • 401(k) match and education assistance
  • Hybrid working environment and flexible Paid Time Off (PTO)
  • Paid parental leave and back-up childcare arrangements
  • Access to employee networks and discounted stock purchase plan
Full Job Description
The Legal Services Manager is a member of SEI's Legal & Compliance Department and provides legal services in support of SEI's market units and corporate entities. The role supports legal matters related to the provision of accounting, administration, and distribution services to registered investment products, including mutual funds, exchange-traded funds, closed-end funds, and collective investment trusts as well as support for SEI's corporate governance activities.

This position operates under the direction of senior legal professionals and is responsible for managing defined legal workstreams, coordinating with internal stakeholders, and producing high-quality, reliable work product within a highly regulated environment.

What you will do:
  • Manage the preparation, coordination and administration of board of directors and committee meetings, including agendas, meeting materials, minutes, resolutions, and related communications
  • Ensure compliance with applicable regulatory, legal and corporate governance requirements
  • Maintain official corporate and fund records in accordance with legal and regulatory requirements, including organizational documents, board and committee materials, financial reports, and written consents
  • Draft, review, and coordinate disclosure documents, organizational documents and related legal materials
  • Assist with regulatory examinations and respond to information requests
  • Prepare, review, and coordinate regulatory filings and reports
  • Coordinate the drafting and filing of registration statements and supplements
  • Review and negotiate agreements related to the distribution and servicing of funds offered by SEI clients on intermediary platforms
  • Support day-to-day legal matters related to SEI investment solutions and regulated subsidiaries, as needed
  • Collaborate with Legal & Compliance colleagues, business partners, and external service providers to ensure timely, accurate and effective delivery of legal services


Job Scope & Decision-Making
  • Independently manages routine and moderately complex matters in accordance with established procedures
  • Identifies and escalates complex, high-risk, or novel issues to senior legal staff as appropriate
  • Applies sound judgment within defined policies, regulatory frameworks and supervisory guidance
  • Does not hold final decision-making authority with respect to legal positions or interpretations


What we need from you:
  • Bachelor's degree from an accredited college or university, or equivalent work experience
  • Experience in legal services, compliance, or business management
  • Strong organizational, communication, and writing skills
  • Ability to manage multiple priorities and deliver accurate work product in a regulated environment


What we would like from you:
  • Experience in investment management, financial services, and/or corporate governance
  • Experience supporting registered investment products or regulated financial entities


SEI's competitive advantage:

To help you stay energized, engaged and inspired, we offer a wide range of benefits including comprehensive care for your physical and mental well-being, a strong retirement plan, tuition reimbursement, a hybrid working environment for most roles, support for working parents and flexible Paid Time Off (PTO) so you can relax, recharge and be there for the people you care about.

Benefits include healthcare (medical, dental, vision, prescription, wellness, EAP, FSA), life and disability insurance (premiums paid for base coverage), 401(k) match, education assistance, commuter benefits, up to 11 paid holidays/year, 21 days PTO/year pro-rated for new hires which increases over time, paid parental leave, back-up childcare arrangements, paid volunteer days, a discounted stock purchase plan, investment options, access to thriving employee networks and more.

About SEI Investments

SEI Investments is a financial services company that provides investment processing, investment management, and investment operations solutions to institutional and personal wealth management clients. The company was founded in 1968 and is headquartered in Oaks, Pennsylvania. SEI Investments has a global presence with offices in North America, Europe, and Asia. The company's investment management solutions include mutual funds, exchange-traded funds (ETFs), and separately managed accounts. SEI Investments also provides technology solutions to financial institutions, including wealth management platforms and outsourcing services.
Learn more about SEI Investments
Size
4,371 employees
Market Cap
$7.8 billion
Industry
Net Income
$447.2 million
Founded
1968
5 Year Trend
+6.5%
Revenue
$1.6 billion
NASDAQ

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