First National Bank of Omaha

Internal Auditor II - Compliance

First National Bank of Omaha$63K — $104K *
Omaha, NE 68104In-Person
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor’s degree in Business or related field.
  • 2+ years of compliance audit or management experience in banking or financial institutions.
  • Experience in audit planning, execution, and reporting.
  • Professional certification such as CIA, CRCM, or CAMS is preferred.
  • Working knowledge of data analytics.

Responsibilities

  • Maintain knowledge of banking laws, regulations, and best practices.
  • Provide audit consulting services and resolve escalated issues.
  • Collaborate with stakeholders on audit and risk management initiatives.
  • Execute audits including planning, fieldwork, and wrap-up phases.
  • Report results and provide issue summaries, identifying root causes and resolutions.
  • Assist in updating audit universe assessments.

Benefits

  • Medical, Dental, and Vision Insurance
  • 401k with Matching Contributions
  • Time Off Programs
  • Health Savings Account (HSA) and Dependent Care
  • Employee Banking options
  • Growth Opportunities including tuition assistance
  • Short-Term/Long-Term Disability Insurance
Full Job Description
The Internal Auditor II - Compliance is responsible for the timely execution of assigned audits. The successful candidate is an experienced compliance auditor and/or has banking compliance management experience and is expected to use their auditing or industry expertise to be highly effective and positively impact the work of the department. The Auditor II displays a willingness to learn and contributes to an inclusive team environment, and collaborates collectively with others. About This Role: Audit Oversight and Consulting: Maintain a comprehensive knowledge of banking laws and regulations and best practices in the industry. Effectively provide audit consulting services to FNBO/FNNI - • Maintain level of expertise through ongoing and continual review of regulatory and industry publications to stay aware of new developments impacting the organization. • Research and resolve escalated issues from team members and/or internal business partners. • Work with stakeholders on audit related and risk management initiatives to ensure the organization is taking appropriate actions to meet the goals and strategic plans of the organization. • Understand how to build relationships with others (e.g. the team, department, and business partners) Audit Execution: Execute audits at the direction of the Senior Auditor or Supervisor: • Audit Planning – Analyze business functions and compliance risk of assigned internal business partners and assist in setting the audit scope and developing the related Audit Program Guides/test steps.  Promote and execute audit.  • Fieldwork – Execute control and/or compliance testing and related audit program. Ensure audit procedures will meet the objectives of the audit scope. Apply critical thinking skills upon performing test work. Analyze audit results and assess disposition. Display humility and an openness to coaching and feedback, and demonstrate the ability to provide coaching and development support to others when given an opportunity. • Wrap-up – Report audit results to management.  Identify and produce issue summaries that clearly state the business objectives; understand root cause and provide possible resolutions. Risk Assessment: Aid Director, Supervisor, or Senior Auditor in updating audit universe assessments. Compliance: Understand and comply with bank policy, laws, regulations, and the bank's BSA/AML Program, as applicable to your job duties. Complete compliance training and adhere to internal procedures and controls, as required.  Report any known violations of compliance policy, law, or regulations. Report any suspicious customer and/or account activity. Professionalism/Attendance: Maintain professional behavior with internal business partners and department members.  Develop partner relationships to assist in identifying potential partnering opportunities and obtaining knowledge of the department of new products/services to identify emerging compliance risks.  Know the Company Goals and understand your Key Accountabilities. Personal Development: Identify personal development goals to obtain or build upon desired skill sets.  The supporting development activities may include involvement in Committees, cross-training opportunities, professional certifications etc. Actively pursue industry specific expertise and professional certification to prepare for the next level. The Ideal Candidate for This Role: Knowledge, Skills, and Abilities In completing this work, an Internal Auditor II should conduct work in this manner and with the following skills and abilities: • Above average administrative, oral, and written communication skills • Strong analytical skills • Collaboration* • Adaptability* • Initiative* • Learning Orientation* • Accountability* • Problem Solving* • Auditing Principles and Tools* • Relationship Management* • Technical Communication/Presentation* Job Requirements • Bachelor’s degree in Business or related degree. • 2+ years of compliance audit or compliance management experience with a bank or financial institution(2LOD/Compliance related role). (Securities Trading, Wealth Management, or Non-Consumer Banking related compliance would not be considered applicable experience for this position). Desired • Professional Certification: Certified Internal Auditor (CIA) and/or bank compliance expertise related certification: • Certified Regulatory Compliance Manager (CRCM) • Certified Anti-Money Laundering Specialist (CAMS) • Working knowledge of data analytics Candidates must possess unrestricted work authorization and not require future sponsorship. Compensation: Compensation range (base pay): $63,288.00-$104,425.00 This role may have a specific starting pay within this range. Final compensation offer to candidate may vary from posted hiring range based upon work experience, education, and/or skill level. Work Environment: It is anticipated that the incumbent in this role will work in a hybrid capacity, balancing in-person collaboration three (3) days a week with remote flexibility two (2) days a week. As part of our team, you'll experience the energy and relationship-building of face-to-face collaboration while still enjoying the flexibility of remote workdays. We provide the tools and technology to ensure seamless transitions between work environments, supporting your productivity wherever you are. Please note that work location is subject to change based on business needs. Benefits Overview: We offer a variety of benefits designed to keep you and your family physically and financially healthy. Not only do we offer a competitive salary and work-life balance, we offer benefits to match your needs: • Medical, Dental, Vision Insurance • 401k, With Matching Contributions • Time Off Programs • Health Savings Account (HSA)/Dependent Care • Employee Banking • Growth Opportunities • Tuition Assistance • Short-Term/Long-Term Disability Insurance Learn more about FNBO benefits here: https://www.fnbo.com/careers/benefits/. For additional information regarding compensation and benefits, e-mail FNBO at [email protected]. To ensure you receive a response, include the number of this job (listed below) in the subject line of your message. Job number: R-20261150

About First National Bank of Omaha

First National Bank of Omaha is a subsidiary of First National of Nebraska, a multi-state holding company headquartered in Omaha, Nebraska. The bank offers a range of financial products and services, including personal and business banking, wealth management, and credit cards. First National Bank of Omaha is committed to providing its customers with exceptional service and innovative solutions to meet their financial needs. The bank is also committed to giving back to the communities it serves, and has a long history of supporting local organizations and initiatives.
Learn more about First National Bank of Omaha
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5,000 employees
Industry

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