Mizuho Financial

Internal Audit NFR RM

Mizuho Financial$138K — $220K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree or equivalent; advanced degree or professional certification (e.g., CPA, CA, CIA, CISA) preferred.
  • Sound understanding of the financial services industry.
  • Familiarity with internal audit principles, risk management, and compliance.
  • Ability to independently execute audits following professional standards and internal policies.
  • Proficient in analytical tools, including AI and data analytics, to enhance audit processes.
  • Effective oral and written communication skills for interacting with auditees and preparing documentation.
  • Strong project and time management skills to handle multiple tasks and deadlines.

Responsibilities

  • Execute audits for the Non-Financial Risk Management Liquidity Audit Team across various risk audits.
  • Adhere to timing and scheduling requirements for audit execution.
  • Participate in the Continuous Monitoring Program and validate open audit issues.
  • Coordinate with other IADA Audit Groups for comprehensive coverage.
  • Perform special audit work and projects as necessary.
  • Stay informed about regulatory requirements and guidance.
  • Facilitate communication with IADA management and external auditors to ensure effective audit coverage.

Benefits

  • Hybrid working program with potential remote work options depending on the role and department needs.
  • Generous employee benefits package including discretionary bonus eligibility.
Full Job Description


Position Summary
The Risk Management Internal Auditor (Associate) supports the execution of a comprehensive risk-based audit program covering key risk management functions. Reporting to Audit leadership, the Associate will participate in all phases of the audit lifecycle, including planning, fieldwork, reporting, continuous monitoring, and follow-up activities, with a focus on market risk, liquidity risk, and other enterprise risk disciplines.
This role offers the opportunity to gain broad exposure to risk management practices within a leading global financial institution while developing expertise in audit, regulatory expectations, and risk governance

Job Description:
  • Execute audits within the Non-Financial Risk Management Liquidity Audit Team (e.g., NFR Audit, Third Party Risk Management Audit, Business Risk and Control Audit, New Product Audit.) According to the assignment, this may include executing any or all phases (Planning, Fieldwork, Reporting and Follow-up) of assigned audits in compliance with IADA standards.
  • Adhere to relevant timing and scheduling requirements.
  • Participate in the Continuous Monitoring Program for the NFR Audit Team and validate related open audit issues.
  • Coordinate with or assist other IADA Audit Groups, as needed.
  • Perform special audit work and other special projects, as needed.
  • Remain current and knowledgeable with regulatory requirements and guidance.
  • Communicate, as needed, with IADA management and staff, other Mizuho. areas/functions/personnel, external auditors, and others to ensure effective and efficient internal audit coverage of the businesses and functions audited by IADA.
  • Cooperate with requests from IADA's Quality Assurance Function and promote their ongoing effectiveness.

List of Core Competencies:
  • Bachelor's degree or equivalent. May also hold an advanced or specialized degree and/or a relevant, professional certification (e.g., CPA, CA, CIA, CISA) or license.
  • Demonstrates a sound understanding of the financial services industry.
  • Be familiar with internal audit principles, practices and techniques, the concepts of risk, risk management, internal control and compliance.
  • Demonstrate the ability to work independently and effectively to execute audits with recognized professional standards and with applicable Mizuho policies and procedures.
  • Ability to utilize analytical tools (e.g., AI, Data Analytics) in audit activities to increase audit efficiency and effectiveness.
  • Demonstrates effective oral and written communications, with respect to communicating with auditees and audit colleagues as well as prepare quality workpapers.
  • Demonstrates capacity for effective project and time management skills, including the ability to prioritize and complete multiple tasks/projects to anticipate and meet required deadlines.

The expected base salary ranges from $138,500 - $220,000.00. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.

Other requirements

Mizuho has in place a hybrid working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that will be communicated to you as part of the recruitment process

#LI-MIZUHO

About Mizuho Financial

Mizuho Financial Group, Inc. is a Japanese banking holding company headquartered in the ?temachi district of Chiyoda, Tokyo, Japan. The name "mizuho" literally means "abundant rice" in Japanese. It holds assets in excess of $1.8 trillion US dollars through its control of Mizuho Bank, Mizuho Corporate Bank, and other operating subsidiaries. The company's combined holdings form the second largest financial services group in Japan. Its banking businesses rank third in Japan after Mitsubishi UFJ Financial Group and Sumitomo Mitsui Financial Group. It is the 15th largest banking institution in the world by total assets as of December 2018.
Learn more about Mizuho Financial
Size
54,492 employees
Market Cap
$35 billion
Industry
Net Income
$84.4 billion
5 Year Trend
-0.6%
NASDAQ

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