Mizuho Financial

Internal Audit - Liquidity Risk Management

Mizuho Financial • $107K — $160K *
New York, NY 10025In-Person
Finance & Insurance
5 - 7 years of experience
Today
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Job Overview by Ladders

Qualifications

  • Bachelor's degree required; advanced degree preferred.
  • Professional certifications such as CPA, CA, CIA, CISA, or equivalent are preferred.
  • 5-7 years of relevant experience in internal audit, external audit, regulatory examination, or risk management within financial services.
  • Experience auditing liquidity risk, treasury, capital management, or related banking functions is a plus.
  • Strong understanding of internal audit principles, methodologies, and risk management frameworks.

Responsibilities

  • Execute audits across liquidity, treasury, and capital management functions.
  • Perform audit activities following IADA standards throughout the audit lifecycle.
  • Adhere to established timelines and project plans for audits.
  • Support Continuous Monitoring Program by assessing emerging risks and updating audit issues.
  • Collaborate with other Internal Audit teams for integrated audits and share expertise.
  • Conduct special audits, regulatory reviews, and ad hoc projects as assigned.
  • Maintain knowledge of banking regulations affecting liquidity and capital management.

Benefits

  • Generous employee benefits package including Medical, Dental, and 401k that starts on day one.
  • Successful candidates are eligible for a discretionary bonus.
  • Hybrid working program with opportunities for remote work.
Full Job Description
Audit Manager, Liquidity Risk Management AVP

Position Summary
The Audit Manager/Senior Audit Manager will be a key member of the Liquidity Risk Audit Team within IADA. This role is responsible for executing risk-based audits across liquidity, treasury, and capital management functions, providing independent assurance over the effectiveness of controls and governance processes. The successful candidate will partner with stakeholders across the organization, remain current on regulatory developments, and contribute to the continuous enhancement of the audit function.

Key Responsibilities
  • Execute audits within the Liquidity Risk Management audit universe, including:
    • Liquidity Risk Management
    • Independent Liquidity Review Function
    • Treasury Banking Functions
    • Capital Management
    • Independent Price Verification (IPV) Framework
  • Perform audit activities across all phases of the audit lifecycle, including planning, fieldwork, reporting, and issue follow-up, in accordance with IADA methodology and professional standards.
  • Adhere to established audit timelines, project plans, and departmental scheduling requirements.
  • Support the Continuous Monitoring Program by assessing emerging risks, monitoring changes within the liquidity risk environment, and validating the remediation of audit issues.
  • Collaborate with other Internal Audit teams to support integrated audits and provide subject matter expertise when required.
  • Conduct special audits, regulatory reviews, investigations, and other ad hoc projects as assigned.
  • Maintain knowledge of applicable banking regulations, supervisory expectations, and industry developments affecting liquidity, treasury, and capital management activities.
  • Build and maintain effective working relationships with business management, risk and control functions, external auditors, regulatory agencies, and audit colleagues.
  • Support quality assurance initiatives and continuously promote adherence to audit standards, methodologies, and best practices.

Qualifications
Education & Certifications
  • Bachelor's degree required; advanced degree preferred.
  • Professional certifications such as CPA, CA, CIA, CISA, or equivalent are preferred.
Experience
  • 5-7 years of relevant experience in internal audit, external audit, regulatory examination, risk management, or a related control function within the financial services industry.
  • Experience auditing liquidity risk, treasury, capital management, market risk, or related banking functions is strongly preferred.

Knowledge & Skills
  • Strong understanding of internal audit principles, standards, practices, and methodologies.
  • Knowledge of risk management frameworks, internal controls, governance processes, and regulatory compliance requirements.
  • Familiarity with key banking and securities regulations and the ability to assess associated risks and controls.
  • Ability to independently plan and execute audits in accordance with professional auditing standards and organizational policies.
  • Experience leveraging data analytics, automation, AI-enabled tools, or other technology solutions to enhance audit efficiency and effectiveness.
  • Excellent analytical, critical thinking, and problem-solving capabilities.
  • Strong verbal and written communication skills, including the ability to prepare high-quality audit documentation and communicate effectively with senior stakeholders.
  • Proven project management and organizational skills with the ability to prioritize multiple assignments and meet deadlines in a fast-paced environment.

Preferred Attributes
  • Strong understanding of liquidity risk management practices within a banking environment.
  • Ability to work independently while collaborating effectively across teams and functions.
  • Demonstrated commitment to continuous learning and staying current with evolving regulatory expectations and industry developments.
  • Proactive, detail-oriented, and results-driven mindset with a focus on delivering high-quality audit outcomes.


The expected base salary ranges from $107,000.00 - $160,000.00 Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, including but not limited to Medical, Dental and 401k that begin on day one of employment, successful candidates are also eligible to receive a discretionary bonus.

#LI-Hybrid
#LI-NR1

Other requirements

Mizuho has in place a hybrid working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that will be communicated to you as part of the recruitment process

#LI-MIZUHO

About Mizuho Financial

Mizuho Financial Group, Inc. is a Japanese banking holding company headquartered in the ?temachi district of Chiyoda, Tokyo, Japan. The name "mizuho" literally means "abundant rice" in Japanese. It holds assets in excess of $1.8 trillion US dollars through its control of Mizuho Bank, Mizuho Corporate Bank, and other operating subsidiaries. The company's combined holdings form the second largest financial services group in Japan. Its banking businesses rank third in Japan after Mitsubishi UFJ Financial Group and Sumitomo Mitsui Financial Group. It is the 15th largest banking institution in the world by total assets as of December 2018.
Learn more about Mizuho Financial
Size
54,492 employees
Market Cap
$35 billion
Industry
Finance & Insurance
Net Income
$84.4 billion
5 Year Trend
-0.6%
NASDAQ
MFG
* Ladders Estimates

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