JOB OPPORTUNITY - FINANCIAL CONTROLLERDescriptionReporting to the Chief Financial Officer, the Financial Controller is responsible for managing the firm's financial reporting, regulatory reporting, and internal controls in accordance with CIRO and FINRA requirements and accounting standards. This hands-on role ensures accurate month-end and year-end financial reporting, timely regulatory filings, audit coordination, tax compliance and filings, and effective oversight of accounting operations.
Responsibilities include:
- Manage and oversee the monthly and annual financial close process, including monthly and annual regulatory reports for both CIRO and FINRA registered dealers
- Lead day-to-day accounting operations, including accounts receivable, accounts payable, general ledger, and corporate/indirect tax functions
- Lead the annual audit process and act as the primary point of contact for external auditor field work inquiries
- Manage treasury functions, bank reconciliations, and cash management
- Preparation of corporate tax returns
- Monitor and research IFRS developments and apply guidance as required
- Provide accounting support to the firm's various business lines, including Corporate Finance in connection with underwriting activities and financial advisory engagements
- Support budgeting, forecasting, and management reporting processes as part of the FP&A framework
- Oversee payroll processing, reconciliations, remittances, and year-end filings
- Provide leadership and mentorship to the accounting team, supervising staff, supporting professional development and fostering a culture of continuous improvement and innovation
- Use data analytic tools to streamline processes, build management dashboards, and improve day-to-day efficiency
Qualifications and Requirements - CPA designation is required
- 8-10+ years of progressive accounting experience. CIRO regulated investment dealer or financial services firm experience would be considered an asset
- Proven experience supervising and developing accounting teams
- High attention to detail with the ability to manage priorities in a fast-paced environment
- Strong analytical, documentation, and communication skills
- Self-motivated with a focus on driving results and strong sense of accountability
- Demonstrated senior level management and leadership experience
- Proficiency with Microsoft Office Products with advanced Excel skills and Power BI experience
- Comfortable learning new systems and technologies
Application Requirements To be considered for this role, candidates must submit all of the following:
- Cover letter; and
- Resume
Please submit applications via the job posting located on the Peters & Co. Career Center
If applying through Indeed, please use the "Apply Now' button on that job posting, and attach all items listed above.
All applications received will be held in the strictest of confidence. We appreciate the interest of all applicants, however, only candidates under consideration will be contacted.
