Executive Director: Regulatory Reporting Innovation & Transformation Lead

Shulman Fleming & Partners

Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Deep expertise in IHC regulatory reporting frameworks and supervisory expectations.
  • Strong background in U.S. regulatory reporting.
  • Proficient in data analytics and data product management.
  • Experience implementing innovative regulatory reporting solutions in regulated environments.
  • Solid understanding of technology, including AI applications.
  • Demonstrated leadership in driving transformation initiatives.
  • Strong executive presence and influencing skills across Finance and Technology teams.
  • Experience managing a large team, including direct and indirect reports.

Responsibilities

  • Define and own the strategic vision for IHC regulatory reporting.
  • Provide executive oversight on regulatory interpretation and develop standardized solutions.
  • Design and build regulatory reporting platforms with data sourcing and report production.
  • Drive automation and data consistency to reduce manual adjustments and reconciliations.
  • Act as the escalation point for regulatory reporting risks and decisions.
  • Identify innovative and efficient solutions for regulatory reporting.
  • Partner with senior leaders in various departments to align reporting strategy.
  • Lead high-performing teams and challenge traditional reporting approaches.

Benefits

  • Hybrid work schedule with flexible arrangements.
  • Opportunity to lead and innovate in regulatory reporting.
  • Access to a network of senior leaders and executives.
  • Potential for professional development and team building.
  • Involvement in a transformative initiative within the financial sector.
Full Job Description
Executive Director: Regulatory Reporting Innovation & Transformation Lead

MUST be local to New York City, Hybrid Schedule

Salary up to $280k

No Sponsorship Available, No Third Party Resumes

Provide enterprise-level leadership for the design, delivery, and modernization of the firm's regulatory reporting framework. You will be accountable for ensuring accurate, compliant regulatory reporting while driving creative, forward-looking solutions that replace traditional, manual, or fragmented approaches with scalable, automated, and defensible designs. This position serves as a senior bridge across Regulatory Policy, Finance, Risk, Treasury, Data, and Technology, setting the strategic direction for regulatory reporting transformation. You must have experience working in a Financial Services firm.

Key Responsibilities
  • Define and own the strategic vision for IHC regulatory reporting, prioritizing innovative and scalable solutions over legacy or tactical fixes.
  • Provide executive oversight of regulatory interpretation and translate requirements into standardized, reusable, and platform-driven solutions.
  • Design and build new regulatory reporting platforms including data sourcing, calculations, rule configuration, and report production.
  • Drive reduction of manual adjustments, EUCs, and reconciliations through design-led automation and data consistency.
  • Act as the senior escalation point for regulatory reporting risks, design decisions, and delivery trade-offs.
  • Ability to think innovatively and identify more efficient, cost-effective solutions
  • Partner with senior Finance, Risk, Treasury, Compliance, Audit, Data, and Technology leaders to align reporting strategy and execution.
  • Provide executive sponsorship for Agile delivery, ensuring regulatory rigor, documentation, and controls are embedded by design.
  • Develop high-performing teams and foster a culture that challenges traditional regulatory reporting approaches while maintaining regulatory defensibility.

Required Skills & Experience
  • Deep expertise in IHC regulatory reporting frameworks, governance, and supervisory expectations.
  • U.S. regulatory reporting
  • Strong data expertise, including data analytics, data ownership, and data product management
  • Proven experience driving innovative, non-traditional regulatory reporting solutions in highly regulated environments.
  • Solid understanding of technology, including current AI capabilities and applications
  • Proven experience leading transformation initiatives, including driving and implementing change
  • Strong executive presence with the ability to influence across Finance, Risk, and Technology without direct authority.
  • Oversight of a large team (approximately 50 total: ~25 direct reports and ~25 indirect reports)
  • Experience working with offshore and matrixed teams
  • Excellent communication skills, capable of engaging senior management and regulators.

Nice to Have:
  • Hands-on experience in development (e.g., Developer or Business Analyst)
  • Understanding of product ownership and product management structures

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